RMCF
Rocky Mountain Chocolate Factory, Inc.
$1.09
+0.02 (+1.87%)
At close · Jul 2
Going-concern doubt
— flagged May 29, 2026
Substantial doubt about the company's ability to continue as a going concern.
“During the year ended February 28, 2026, we incurred a net loss of $4.6 million and used cash in operating activities of $1.8 million. In addition, at February 28, 2026, we were in violation of a debt covenant for our Credit Agreements (as defined below). These factors raise substantial doubts about our ability to continue as a going concern within one year of the date that the consolidated financial statements included in this Annual Report are issued.”View the 10-K filed May 29, 2026
Market Cap
$10.24M
Shares
9,398,826
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 24
Total Value: $2,563,192
Total Shares: 1,139,202
Institutional Ownership Trend
25 quarters
Holder Concentration
Across 24 13F filers · Δ vs Dec 31, 2025Top Holder
24.7%
−5.4 pts
Top 5
70.8%
+0.2 pts
Top 10
91.0%
−2.1 pts
HHI
1,304
Broadly held−156
Quarterly Activity
vs Dec 31, 2025
New
8
Increased
5
Decreased
6
Sold Out
6
Unchanged
5
Holder count:
+2
Institutional value:
+43.8%
Shares held:
+21.4%
Top Buyers
vs Dec 31, 2025| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large Focus Partners Wealth | +125,000 | 200,020 | |
| Micro American Capital Advisory, LLC | +64,108 | 134,867 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | +16,658 | 69,249 | |
| Mega DIMENSIONAL FUND ADVISORS LP | +10,572 | 94,756 | |
| Mid Tower Research Capital LLC (TRC) | +222 | 2,082 |
Top Sellers
vs Dec 31, 2025| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Micro 4WEALTH ADVISORS, INC. | −3,635 | 16,225 | |
| Mid XTX Topco Ltd | −1,010 | 11,247 | |
| Large RENAISSANCE TECHNOLOGIES LLC | −1,005 | 280,918 | |
| Mega MORGAN STANLEY | −603 | 622 | |
| Mid SBI Securities Co., Ltd. | −3 | 2 |
Top New Positions
vs Dec 31, 2025| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small THOMPSON DAVIS & CO., INC. | 95,555 | $214,998 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | 66,950 | $150,637 | |
| Mega VANGUARD FIDUCIARY TRUST CO | 30,507 | $68,640 | |
| Mega CITADEL ADVISORS LLC | 14,531 | $32,694 | |
| Mid GSA CAPITAL PARTNERS LLP | 13,719 | $30,867 |
Top Sold-Out Positions
vs Dec 31, 2025| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mid DRW Securities, LLC | 123,773 | $235,168 | |
| Mega VANGUARD GROUP INC | 97,457 | $185,168 | |
| Small WEALTHEDGE INVESTMENT ADVISORS, LLC | 10,135 | $19,256 | |
| Large COMERICA BANK | 1,000 | $1,900 | |
| Mega BANK OF AMERICA CORP /DE/ | 380 | $720 |
| Holder | Value (USD) | % of 13F | Shares | Type | Discretion | Filed | Open | |||
|---|---|---|---|---|---|---|---|---|---|---|
| Large RENAISSANCE TECHNOLOGIES LLC | $632,065 | 24.66% | 280,918 | Shares | Sole | 2026-05-14 | ||||
| Large Focus Partners Wealth | $450,045 | 17.56% | 200,020 | Shares | Sole | 2026-05-15 | ||||
| Micro American Capital Advisory, LLC | $303,450 | 11.84% | 134,867 | Shares | Sole | 2026-04-29 | ||||
| Small THOMPSON DAVIS & CO., INC. | $214,998 | 8.39% | 95,555 | Shares | Sole | 2026-04-16 | ||||
| Mega DIMENSIONAL FUND ADVISORS LP | $213,200 | 8.32% | 94,756 | Shares | Sole | 2026-05-07 | ||||
| Mega GEODE CAPITAL MANAGEMENT, LLC | $155,809 | 6.08% | 69,249 | Shares | Defined | 2026-05-15 | ||||
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $150,637 | 5.88% | 66,950 | Shares | Defined | 2026-05-15 | ||||
| Micro Leverty Financial Group, LLC | $90,834 | 3.54% | 40,371 | Shares | Sole | 2026-04-09 | ||||
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $68,640 | 2.68% | 30,507 | Shares | Defined | 2026-05-08 | ||||
| Small Salvus Wealth Management, LLC | $53,025 | 2.07% | 23,567 | Shares | Sole | 2026-04-10 | ||||
| Mid Allworth Financial LP | $52,875 | 2.06% | 23,500 | Shares | Sole | 2026-05-15 | ||||
| Small CacheTech Inc. | $39,915 | 1.56% | 17,740 | Shares | Other | 2026-05-12 | ||||
| Micro 4WEALTH ADVISORS, INC. | $36,506 | 1.42% | 16,225 | Shares | Sole | 2026-04-27 | ||||
| Mega CITADEL ADVISORS LLC | $32,694 | 1.28% | 14,531 | Shares | Defined | 2026-05-15 | ||||
| Mid GSA CAPITAL PARTNERS LLP | $30,867 | 1.20% | 13,719 | Shares | Sole | 2026-05-08 | ||||
| Mid XTX Topco Ltd | $25,305 | 0.99% | 11,247 | Shares | Defined | 2026-05-15 | ||||
| Mid Tower Research Capital LLC (TRC) | $4,684 | 0.18% | 2,082 | Shares | Defined | 2026-05-15 | ||||
| Mega UBS Group AG | $3,010 | 0.12% | 1,338 | Shares | Defined | 2026-05-05 | ||||
| Large FIFTH THIRD BANCORP Bank | $2,250 | 0.09% | 1,000 | Shares | Defined | 2026-05-01 | ||||
| Mega MORGAN STANLEY | $1,399 | 0.05% | 622 | Shares | Defined | 2026-05-15 | ||||
| Mega WELLS FARGO & COMPANY/MN | $726 | 0.03% | 323 | Shares | Defined | 2026-05-11 | ||||
| Micro Leo H. Evart, Inc. | $236 | 0.01% | 105 | Shares | Sole | 2026-05-14 | ||||
| Small Triumph Capital Management | $18 | 0.00% | 8 | Shares | Sole | 2026-05-13 | ||||
| Mid SBI Securities Co., Ltd. Broker-Dealer | $4 | 0.00% | 2 | Shares | Defined | 2026-04-28 | ||||
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