RMCF · Rocky Mountain Chocolate Factory, Inc. · Holdings
$0.88
+0.02 (+2.47%)
At close · Oct 2
Return incl. dividend (before tax)
Going-concern doubt
— flagged Jul 14, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The conditions above raise substantial doubt regarding our ability to continue as a going concern for a period of at least one year after the date of issuance of these financial statements. In addition, our independent registered public accounting firm, in their report on the Company's February 28, 2026, audited financial statements, raised substantial doubt about the Company's ability to continue as a going concern.”View the 10-Q filed Jul 14, 2026
Market Cap
$8.02M
Shares
9.44M
Volume · Oct 2
71.14K
Avg daily vol (3M)
3.35M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 25
Total Value: $693,573
Total Shares: 779,308
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 25 13F filers · Δ vs Mar 31, 2026Top Holder
33.9%
+9.2 pts
Top 5
66.0%
−4.8 pts
Top 10
86.7%
−4.3 pts
HHI
1,535
Moderately concentrated+230
Quarterly Activity
vs Mar 31, 2026
New
7
Increased
4
Decreased
4
Sold Out
6
Unchanged
10
Holder count:
+1
Institutional value:
-72.9%
Shares held:
-31.6%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mid GSA CAPITAL PARTNERS LLP | +26,914 | 40,633 | |
| Mid Tower Research Capital LLC (TRC) | +1,796 | 3,878 | |
| Mid SBI Securities Co., Ltd. | +4 | 6 | |
| Mega MORGAN STANLEY | +1 | 623 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large RENAISSANCE TECHNOLOGIES LLC | −17,095 | 263,823 | |
| Mega DIMENSIONAL FUND ADVISORS LP | −12,652 | 82,104 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | −8,369 | 60,880 | |
| Small 4WEALTH ADVISORS, INC. | −1,000 | 15,225 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | 33,607 | $29,910 | |
| Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 33,576 | $29,882 | |
| Large HRT FINANCIAL LP | 14,197 | $12,635 | |
| Large Private Advisor Group, LLC | 13,697 | $12,190 | |
| Mega NORTHERN TRUST CORP | 12,384 | $11,021 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Large Focus Partners Wealth | 200,020 | $450,045 | |
| Small American Capital Advisory, LLC | 134,867 | $303,450 | |
| Small THOMPSON DAVIS & CO., INC. | 95,555 | $214,998 | |
| Mega CITADEL ADVISORS LLC | 14,531 | $32,694 | |
| Mid XTX Topco Ltd | 11,247 | $25,305 |