RMCF · Rocky Mountain Chocolate Factory, Inc.

$1.22 -0.08 (-6.15%) At close · Aug 20

Market Cap

$11.61M

9.44M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 25

Total Value: $693,573

Total Shares: 779,308

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 25 13F filers · Δ vs Mar 31, 2026

Top Holder

33.9%

+9.2 pts

Top 5

66.0%

−4.8 pts

Top 10

86.7%

−4.3 pts

HHI

1,535

Moderately concentrated+230

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +1

Institutional value: -72.9%

Shares held: -31.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid GSA CAPITAL PARTNERS LLP	+26,914	40,633
Mid Tower Research Capital LLC (TRC)	+1,796	3,878
Mid SBI Securities Co., Ltd.	+4	6
Mega MORGAN STANLEY	+1	623

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large RENAISSANCE TECHNOLOGIES LLC	−17,095	263,823
Mega DIMENSIONAL FUND ADVISORS LP	−12,652	82,104
Mega GEODE CAPITAL MANAGEMENT, LLC	−8,369	60,880
Micro 4WEALTH ADVISORS, INC.	−1,000	15,225

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	33,607	$29,910
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	33,576	$29,882
Large HRT FINANCIAL LP	14,197	$12,635
Mid Private Advisor Group, LLC	13,697	$12,190
Mega NORTHERN TRUST CORP	12,384	$11,021

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large Focus Partners Wealth	200,020	$450,045
Micro American Capital Advisory, LLC	134,867	$303,450
Small THOMPSON DAVIS & CO., INC.	95,555	$214,998
Mega CITADEL ADVISORS LLC	14,531	$32,694
Mid XTX Topco Ltd	11,247	$25,305

Filter: New 7 Increased 4 Reduced 4 Sold out 6 Unchanged 10

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

RENAISSANCE TECHNOLOGIES LLC

$234,802

33.85%

263,823

DIMENSIONAL FUND ADVISORS LP

$73,072

10.54%

82,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	2,705	$2,407	3.3%	Defined
Held directly	79,399	$70,665	96.7%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$59,585

8.59%

66,950

GEODE CAPITAL MANAGEMENT, LLC

$54,182

7.81%

60,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	13,386	$11,913	22.0%	Defined
Held directly	47,494	$42,269	78.0%	Defined

GSA CAPITAL PARTNERS LLP

$36,163

5.21%

40,633

Leverty Financial Group, LLC

$35,930

5.18%

40,371

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$29,910

4.31%

33,607

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	33,607	$29,910	100.0%	Other

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$29,882

4.31%

33,576

VANGUARD FIDUCIARY TRUST CO

$27,151

3.91%

30,507

Salvus Wealth Management, LLC

$20,974

3.02%

23,567

Allworth Financial LP

$20,915

3.02%

23,500

CacheTech Inc.

$15,788

2.28%

17,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JCG ADVISORY GROUP, LLC	17,740	$15,788	100.0%	Other

4WEALTH ADVISORS, INC.

$13,550

1.95%

15,225

HRT FINANCIAL LP

$12,635

1.82%

14,197

Private Advisor Group, LLC

$12,190

1.76%

13,697

NORTHERN TRUST CORP

$11,021

1.59%

12,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	12,384	$11,021	100.0%	Defined

Tower Research Capital LLC (TRC)

$3,451

0.50%

3,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	3,878	$3,451	100.0%	Defined

FIFTH THIRD BANCORP

$890

0.13%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	1,000	$890	100.0%	Defined

MORGAN STANLEY

$553

0.08%

623

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	623	$553	100.0%	Defined

Arax Advisory Partners

$534

0.08%

600

WELLS FARGO & COMPANY/MN

$287

0.04%

323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	323	$287	100.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

Leo H. Evart, Inc.

$93

0.01%

105

Triumph Capital Management

0.00%

SBI Securities Co., Ltd.

0.00%

Caitong International Asset Management Co., Ltd

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,531	$32,694	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	11,247	$25,305	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,338	$3,010	100.0%	Defined

Key facts CIK 1616262 CUSIP 77467X101 13F (30d) 20 filings 20 filers Visit website Investor relations