RNAC · Cartesian Therapeutics, Inc. · Holdings

$6.20 -0.21 (-3.28%)

Russell 2000 member Rebalance outlook locked

Market Cap

$193.94M

30.26M

Volume · Oct 23 85.81K Avg daily vol (3M) 131.68K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RNAC: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 95

Total Value: $92,050,467

Total Shares: 8,857,633

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 95 13F filers

Top Holder

25.5%

of institutional value

Top 5

52.5%

of institutional value

Top 10

70.2%

of institutional value

HHI

944

Broadly held

Who Holds RNAC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 94 filers, like-for-like change +21.5%; actively managed books +17.0%; index-like books +35.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	63.5%	46	+29.5%	13	5
Exempt adviser	3.2%	3	+9.3%	2	0
Adviser	0.3%	2	+62.3%	2	1
Bank	8.2%	11	+51.9%	1	0
Benefit plan	0.0%	1	-98.9%	0	1
Non-US	1.2%	4	-57.8%	0	0
Holding company	14.9%	6	-11.4%	0	0
Insurer	0.0%	0	—	0	0
Unknown	8.8%	21	+72.6%	6	5

Style	Share	Filers	Change	New	Exited
Index-like	27.5%	17	+35.2%	0	0
Systematic-like	8.5%	6	+24.9%	3	1
Concentrated	3.1%	10	+33.6%	2	4
Diversified active	60.8%	60	+15.3%	19	7
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	28.3%	52	+9.3%	10	7
Medium turnover	20.1%	18	+44.1%	3	2
High turnover	40.7%	18	+12.6%	10	3
Unknown	10.9%	6	+72.8%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.7%	11	+91.1%	4	0
Medium horizon	15.8%	19	+54.0%	7	3
Long horizon	56.5%	59	+0.3%	11	8
Unknown	15.0%	5	+65.9%	2	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.9%	16	+48.5%	6	3
$1B to $10B	9.7%	18	+107.9%	3	2
$10B to $100B	30.4%	20	-2.5%	9	5
$100B or more	55.1%	40	+27.4%	6	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.6%	20	+252.9%	6	3
Pooled investment vehicles	44.5%	11	+20.0%	4	1
Registered funds and BDCs	12.4%	6	+37.5%	1	0
Pension and profit sharing plans	0.0%	1	new	1	0
Insurance companies	0.0%	1	0.0%	0	0
Governments and sovereign funds	0.6%	2	+341.3%	1	0
Other investment advisers	0.0%	1	-74.8%	0	0
Diversified	4.4%	4	+88.7%	0	1
Unknown	36.5%	48	+9.6%	11	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	52.2%	16	+24.1%	8	2
Private equity funds	0.2%	2	new	2	0
Venture capital funds	0.0%	1	+285.0%	0	0
Real estate funds	0.1%	2	+2272.6%	0	1
Securitized asset funds	0.1%	1	0.0%	0	0
Other private funds	1.1%	5	+73.4%	2	0
Mixed private funds	0.3%	1	+73.2%	0	0
No private funds	12.8%	21	+41.9%	3	2
Private funds, type not stated	0.0%	0	—	0	0
Unknown	33.3%	45	+9.7%	9	7

Location	Share	Filers	Change	New	Exited
United States	91.8%	79	+27.0%	22	9
Outside the US	8.2%	15	-18.4%	2	3

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

94 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

16.4%

of shares outstanding, 48th percentile

Mar 31, 2026: 14.3%

Private-fund advisers

15.9%

of shares outstanding

Institutional ownership

29.6%

73.1% of the estimated free float

Top 10 holders

71.6%

of 13F shares, Herfindahl 0.098

Active holders

+17.0%

like-for-like share change of active filers

5% stakes on record

2 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 7.2 quarters

Under 1 year 56.8% 1 to 3 years 25.7% 3 years or more 17.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $644,916 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$7.82

estimated per share

Mar 31, 2026: $8.15

Quarter-end price

$10.42

implied by 13F values

Estimated gain or loss

+33.2%

price against the estimated cost

Estimated at a loss

0.018%

of costed 13F value

Estimated cost covers 65.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RNAC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	MGTX MeiraGTx Holdings plc	3	0.267
2	PRQR ProQR Therapeutics N.V.	3	0.260
3	BMRN Biomarin Pharmaceutical Inc	3	0.139
4	MRNA Moderna, Inc.	3	0.111
5	SHOP Shopify Inc.	3	0.041
6	COF Capital One Financial Corp	3	0.037
7	CRWD CrowdStrike Holdings, Inc.	3	0.028
8	AMZN Amazon Com Inc	5	0.024
9	UNH Unitedhealth Group Inc	3	0.022
10	RTX RTX Corp	3	0.021

Shareholder Targets

13F filers that own its peers but not RNAC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: MGTX, PRQR, BMRN, MRNA, SHOP, COF, CRWD, AMZN, UNH, RTX, GOOGL, PG, AMD, XOM, JNJ, BRK-B, JPM, AAPL, MSFT. 7,229 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$257,444,581,082 17 held	25.7%	GOOGL, AAPL, MSFT
2	Capital Research Global Investors Adviser, Diversified active	$154,955,668,095 15 held	21.7%	GOOGL, MSFT, AMZN
3	Capital World Investors Adviser, Diversified active	$127,427,105,572 15 held	15.1%	GOOGL, MSFT, AMZN
4	Berkshire Hathaway Inc Insurer, Concentrated	$104,316,245,302 3 held	34.9%	AAPL, GOOGL, COF
5	FRANKLIN RESOURCES INC Adviser, Diversified active	$101,308,985,537 18 held	22.2%	AAPL, MSFT, GOOGL
6	Amundi Holding company, Index-like	$97,562,613,596 17 held	23.5%	AAPL, GOOGL, MSFT
7	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$95,373,087,996 17 held	16.5%	GOOGL, MSFT, AAPL
8	Capital International Investors Adviser, Diversified active	$86,935,756,955 13 held	18.0%	GOOGL, MSFT, AAPL
9	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$77,033,437,473 17 held	14.0%	AAPL, MSFT, GOOGL
10	Fisher Asset Management, LLC Adviser, Diversified active	$74,248,335,143 17 held	22.3%	AAPL, GOOGL, MSFT

Fund Ownership of RNAC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.89% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.22%	+0.19 pp	370,397	42
Index ETFs	3.67%	+0.90 pp	1,109,310	16
Active ETFs	0.00%	0.00 pp	0	0
Active funds	1.63%	-1.20 pp	492,049	21
Unclassified	0.06%	+0.06 pp	18,500	1
All registered funds	6.58%	-0.06 pp	1,990,256	80

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 46 Exempt adviser 3 Adviser 2 Bank 11 Benefit plan 1 Non-US 4 Holding company 6 Unknown 22

Showing 98 of 98

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Squarepoint Ops LLC

$23,493,129

25.52%

2,254,619

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	2,254,619	$23,493,129	100.0%	Defined

BlackRock, Inc.

$8,536,467

9.27%

819,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	3,815	$39,752	0.5%	Sole
BlackRock Investment Management, LLC	38,115	$397,158	4.7%	Sole
BLACKROCK ADVISORS LLC	32,920	$343,026	4.0%	Sole
BlackRock Fund Advisors	495,952	$5,167,819	60.5%	Sole
BlackRock Institutional Trust Company, N.A.	247,444	$2,578,366	30.2%	Sole
BlackRock Investment Management (UK) Ltd.	961	$10,013	0.1%	Sole
Aperio Group, LLC	32	$333	0.0%	Sole

683 Capital Management, LLC

$6,773,000

7.36%

650,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
683 Capital Partners, LP	650,000	$6,773,000	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$5,791,675

6.29%

555,823

FMR LLC

$3,839,030

4.17%

368,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	368,429	$3,839,030	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$3,714,989

4.04%

356,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	58,895	$613,685	16.5%	Defined
Held directly	297,630	$3,101,304	83.5%	Defined

AQR CAPITAL MANAGEMENT LLC

$3,714,268

4.04%

356,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KEB ASSET MANAGEMENT, LLC	11	$114	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	8	$83	0.0%	Other
Prism Planning Partners LLC	99	$1,031	0.0%	Other
Compound Planning, Inc.	4	$41	0.0%	Other
Arax Advisory Partners	6,247	$65,093	1.8%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,550	$16,151	0.4%	Other
Stokes Family Office, LLC	534	$5,564	0.1%	Other
Held directly	348,003	$3,626,191	97.6%	Defined

MILLENNIUM MANAGEMENT LLC

$3,229,022

3.51%

309,887

TWO SIGMA INVESTMENTS, LP

$3,087,373

3.35%

296,293

STATE STREET CORP

$2,596,789

2.82%

249,212

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	249,212	$2,596,789	100.0%	Defined

MARSHALL WACE, LLP

$2,427,015

2.64%

232,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	232,919	$2,427,015	100.0%	Other

UBS Group AG

$2,174,101

2.36%

208,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	262	$2,730	0.1%	Defined
UBS AG	208,385	$2,171,371	99.9%	Defined

Jupiter Topco LLC

$2,093,430

2.27%

200,905

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	200,905	$2,093,430	100.0%	Defined

Privium Fund Management B.V.

$1,580,453

1.72%

151,675

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,351,474

1.47%

129,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	129,700	$1,351,474	100.0%	Other

NORTHERN TRUST CORP

$1,101,372

1.20%

105,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	103,607	$1,079,584	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	2,091	$21,788	2.0%	Other

ADAR1 Capital Management, LLC

$1,030,298

1.12%

98,877

VANGUARD FIDUCIARY TRUST CO

$957,118

1.04%

91,854

VANGUARD PORTFOLIO MANAGEMENT LLC

$909,843

0.99%

87,317

DIADEMA PARTNERS LP

$907,133

0.99%

87,057

BANK OF AMERICA CORP /DE/

$881,782

0.96%

84,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	84,624	$881,782	100.0%	Defined

Walleye Capital LLC

$852,647

0.93%

81,828

GOLDMAN SACHS GROUP INC

$839,560

0.91%

80,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	80,572	$839,560	100.0%	Defined

Jump Financial, LLC

$696,056

0.76%

66,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	66,800	$696,056	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$666,640

0.72%

63,977

Nuveen, LLC

$661,189

0.72%

63,454

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	12,764	$133,000	20.1%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	22,160	$230,907	34.9%	Defined
TEACHERS ADVISORS, LLC joint	28,530	$297,282	45.0%	Defined

CM Management, LLC

$625,200

0.68%

60,000

Point72 Asset Management, L.P.

$454,593

0.49%

43,627

Trexquant Investment LP

$427,699

0.46%

41,046

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$338,650

0.37%

32,500

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$335,190

0.36%

32,168

Bank of New York Mellon Corp

$331,521

0.36%

31,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	11,325	$118,006	35.6%	Defined
The Bank of New York Mellon	20,165	$210,119	63.4%	Defined
BNY Mellon, NA joint	325	$3,386	1.0%	Defined
Held directly	1	$10	0.0%	Defined

D. E. Shaw & Co., Inc.

$298,543

0.32%

28,651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	28,651	$298,543	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$289,113

0.31%

27,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	27,746	$289,113	100.0%	Defined

IEQ CAPITAL, LLC

$264,834

0.29%

25,416

TWIN FOCUS CAPITAL PARTNERS, LLC

$260,500

0.28%

25,000

Erste Asset Management GmbH

$245,557

0.27%

23,566

Persistent Asset Partners Ltd

$231,230

0.25%

22,191

ALLIANCEBERNSTEIN L.P.

$230,438

0.25%

22,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	22,115	$230,438	100.0%	Defined

Ikarian Capital, LLC

$216,808

0.24%

20,807

Invesco Ltd.

$215,557

0.23%

20,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,592	$16,588	7.7%	Defined
Invesco Trust Co joint	5,137	$53,527	24.8%	Defined
Invesco Capital Management LLC	13,958	$145,442	67.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$212,568

0.23%

20,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	20,400	$212,568	100.0%	Other

RENAISSANCE TECHNOLOGIES LLC

$211,526

0.23%

20,300

Atlatl Advisers LLC

$205,549

0.22%

28,509

XTX Topco Ltd

$202,095

0.22%

19,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	19,395	$202,095	100.0%	Defined

Brevan Howard Capital Management LP

$201,783

0.22%

19,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	19,365	$201,783	100.0%	Defined

Cerity Partners LLC

$175,555

0.19%

16,848

Miller Financial Services LLC

$159,413

0.17%

22,110

Mariner, LLC

$154,351

0.17%

14,813

JANE STREET GROUP, LLC

$141,712

0.15%

13,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	13,600	$141,712	100.0%	Defined

RHUMBLINE ADVISERS

$140,597

0.15%

13,493

DEUTSCHE BANK AG\

$135,418

0.15%

12,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	184	$1,917	1.4%	Defined
DWS Investments UK Ltd	12,812	$133,501	98.6%	Defined

SEI INVESTMENTS CO

$133,000

0.14%

12,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	12,764	$133,000	100.0%	Sole

WELLS FARGO & COMPANY/MN

$131,749

0.14%

12,644

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	11,111	$115,776	87.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,533	$15,973	12.1%	Defined

JANE STREET GROUP, LLC

$123,206

0.13%

11,824

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	11,824	$123,206	100.0%	Defined

JANE STREET GROUP, LLC

$112,536

0.12%

10,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,800	$112,536	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$112,098

0.12%

10,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	10,758	$112,098	100.0%	Defined

MORGAN STANLEY

$100,938

0.11%

9,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	236	$2,459	2.4%	Defined
MORGAN STANLEY & CO. LLC	3,550	$36,991	36.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	5,901	$61,488	60.9%	Defined

WEDBUSH SECURITIES INC

$75,705

0.08%

10,500

Arax Advisory Partners

$67,469

0.07%

6,475

CITIGROUP INC

$63,249

0.07%

6,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	6,070	$63,249	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$62,988

0.07%

6,045

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	6,045	$62,988	100.0%	Defined

JPMORGAN CHASE & CO

$60,976

0.07%

5,852

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	5,711	$59,507	97.6%	Defined
J.P. Morgan Securities plc	141	$1,469	2.4%	Defined

Russell Investments Group, Ltd.

$50,880

0.06%

4,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	4,883	$50,880	100.0%	Defined

BARCLAYS PLC

$49,223

0.05%

4,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	2,980	$31,051	63.1%	Defined
BARCLAYS CAPITAL INC.	1,744	$18,172	36.9%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$47,233

0.05%

4,533

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	4,533	$47,233	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$40,658

0.04%

3,902

Vanguard Global Advisers, LLC

$37,824

0.04%

3,630

Police & Firemen's Retirement System of New Jersey

$30,624

0.03%

2,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	2,939	$30,624	100.0%	Defined

Tower Research Capital LLC (TRC)

$21,715

0.02%

2,084

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	2,084	$21,715	100.0%	Defined

Strategic Wealth Partners, Ltd.

$21,142

0.02%

2,029

Legal & General Group Plc

$15,369

0.02%

1,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,475	$15,369	100.0%	Defined

North Star Investment Management Corp.

$11,295

0.01%

1,084

ALERUS FINANCIAL NA

$10,420

0.01%

1,000

Allworth Financial LP

$8,065

0.01%

774

ROYAL BANK OF CANADA

$7,960

0.01%

764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	391	$4,074	51.2%	Defined
RBC Capital Markets, LLC	373	$3,886	48.8%	Defined

Ameritas Investment Partners, Inc.

$7,377

0.01%

708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	708	$7,377	100.0%	Other

GAMMA Investing LLC

$5,962

0.01%

827

EverSource Wealth Advisors, LLC

$5,707

0.01%

548

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	74	$770	13.5%	Sole
Held directly	474	$4,937	86.5%	Sole

SBI Securities Co., Ltd.

$3,958

0.00%

549

OSAIC HOLDINGS, INC.

$3,146

0.00%

302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	302	$3,146	100.0%	Defined

Caitong International Asset Management Co., Ltd

$2,719

0.00%

261

Essential Partners LLC

$2,444

0.00%

339

Sterling Capital Management LLC

$2,018

0.00%

280

Farther Finance Advisors, LLC

$1,737

0.00%

241

ROTHSCHILD INVESTMENT LLC

$1,604

0.00%

154

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,531

0.00%

147

PNC FINANCIAL SERVICES GROUP, INC.

$1,292

0.00%

124

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	124	$1,292	100.0%	Defined

IFP Advisors, Inc

$742

0.00%

103

True Wealth Design, LLC

$569

0.00%

Activest Wealth Management

$475

0.00%

Root Financial Partners, LLC

$439

0.00%

SJS Investment Consulting Inc.

$218

0.00%

Quarry LP

$156

0.00%

Clearstead Advisors, LLC

$93

0.00%

JPL Wealth Management, LLC

$41

0.00%

Forum Finance Group S.A.

$33

0.00%

3,900

Parallel Advisors, LLC

$31

0.00%

103

Key facts CIK 1453687 CUSIP 816212302 13F (30d) 12 filings 12 filers Visit website Investor relations