RWAY · Runway Growth Finance Corp. · Shareholders & Ownership

$6.40 -0.04 (-0.54%) Q2 2026 earnings call transcript

Market Cap

$269.27M

41.91M

Volume · Oct 28 29.2K Avg daily vol (3M) 424.05K

Every disclosed holder of RWAY in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns RWAY

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	97	18,602,629	44.39%	Yes
Insiders (Forms 3, 4, 5)	7	23,007,806	54.90%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	299,469	0.71%	Rest
Registered funds (N-PORT, not summed)	13	1,906,485	4.55%	No

Shares outstanding: 41,909,904, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of RWAY

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Carlson Capital, L.P. Insider CIK 1056973 · Apr 9, 2026 10% Owner, issuer-wide	15,614,064	37.26%	-2,240,420	Apr 9, 2026	10% Owner, issuer-wide
2	OCM Growth Holdings LLC 13D CIK 1693272 · Unknown · May 7, 2026 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands not summed	7,029,668	16.77%	0	May 7, 2026	not summed
2.1	OCM Growth Holdings LLC Insider CIK 1693272 · Nov 17, 2025 Director, 10% Owner, issuer-wide	7,029,668	16.77%	-1,250,000	Nov 17, 2025	Director, 10% Owner, issuer-wide
3	OAKTREE CAPITAL MANAGEMENT LP 13F CIK 949509 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,029,667	16.77%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
4	ARES MANAGEMENT LLC 13F CIK 1259313 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,517,179	3.62%	+339,356	Jun 30, 2026	carried, not yet filed for the newest quarter
5	HighTower Advisors, LLC 13F CIK 1462245 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,343,131	3.20%	-51,449	Jun 30, 2026	carried, not yet filed for the newest quarter
6	Bulldog Investors, LLP 13F CIK 1504304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,019,054	2.43%	-181,075	Jun 30, 2026	carried, not yet filed for the newest quarter
7	North Ground Capital 13F CIK 2055446 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	728,000	1.74%	-233,326	Jun 30, 2026	carried, not yet filed for the newest quarter
8	ALLIUM FINANCIAL ADVISORS, LLC 13F CIK 2067277 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	715,665	1.71%	-60,140	Jun 30, 2026	carried, not yet filed for the newest quarter
9	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	573,697	1.37%	+33,947	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	Putnam BDC Income ETF Fund S000077137 · Registered fund · Jul 31, 2026 Putnam ETF Trust, not summed	593,010	1.42%	+23,976	Jul 31, 2026	Putnam ETF Trust, not summed
10	Special Opportunities Fund, Inc. Fund · Registered fund · Jun 30, 2026 Special Opportunities Fund, Inc., not summed	544,553	1.30%	—	Jun 30, 2026	Special Opportunities Fund, Inc., not summed
10.1	High Income Securities Fund Fund · Registered fund · May 31, 2026 High Income, not summed	472,501	1.13%	—	May 31, 2026	High Income, not summed
11	Summit Financial, LLC 13F CIK 1765536 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	543,246	1.30%	+15,255	Jun 30, 2026	carried, not yet filed for the newest quarter
12	Alpine Global Management, LLC 13F CIK 1581655 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	500,192	1.19%	-181,059	Jun 30, 2026	carried, not yet filed for the newest quarter
13	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	486,912	1.16%	+276,118	Jun 30, 2026	carried, not yet filed for the newest quarter
14	O'SHAUGHNESSY ASSET MANAGEMENT, LLC 13F CIK 1423442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	431,542	1.03%	+147,532	Jun 30, 2026	carried, not yet filed for the newest quarter
15	SBE LLC DBA CEDAR COVE WEALTH PARTNERS 13F CIK 2111343 · Registered investment adviser · Sep 30, 2026	307,018	0.73%	+31,482	Sep 30, 2026
16	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	278,034	0.66%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
17	SPRENG R DAVID Insider CIK 1038255 · Aug 14, 2026 Director, President and CEO, issuer-wide	235,875	0.56%	+1,000	Aug 14, 2026	Director, President and CEO, issuer-wide
18	Man Group plc 13F CIK 1637460 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	186,066	0.44%	+30,805	Jun 30, 2026	carried, not yet filed for the newest quarter
19	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	175,284	0.42%	+175,284	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Crewe Advisors LLC 13F CIK 1730033 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	172,002	0.41%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
21	UMB Bank, n.a. 13F CIK 933429 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	156,944	0.37%	+82,740	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Evanson Financial, LLC 13F CIK 2140235 · Registered investment adviser · Sep 30, 2026	150,467	0.36%	0	Sep 30, 2026
23	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	145,448	0.35%	+145,448	Jun 30, 2026	carried, not yet filed for the newest quarter
24	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	141,904	0.34%	-208,815	Jun 30, 2026	carried, not yet filed for the newest quarter
25	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	128,176	0.31%	-215,054	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	121,023	0.29%	+24,174	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	121,023	0.29%	+38,808	Jul 31, 2026	ETFis Series Trust I, not summed
27	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	118,235	0.28%	+16,026	Jun 30, 2026	carried, not yet filed for the newest quarter
28	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	110,095	0.26%	-15,064	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Raterman Thomas B. Insider CIK 1664300 · May 20, 2026 See Remarks, issuer-wide	98,359	0.23%	+7,099	May 20, 2026	See Remarks, issuer-wide
30	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	97,622	0.23%	+6,351	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Tidal Investments LLC 13F CIK 1600064 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	94,891	0.23%	+18,281	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Mercer Opportunistic Fixed Income Fund Fund S000041478 · Registered fund · Jun 30, 2026 Mercer Funds, not summed	94,794	0.23%	+23,578	Jun 30, 2026	Mercer Funds, not summed
33	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	92,214	0.22%	-836	Sep 30, 2026
34	CREDIT INDUSTRIEL ET COMMERCIAL 13F CIK 1274419 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	82,759	0.20%	+82,759	Jun 30, 2026	carried, not yet filed for the newest quarter
35	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	75,251	0.18%	-4,750	Jun 30, 2026	carried, not yet filed for the newest quarter
36	Closed-End Fund Advisors, Inc. 13F CIK 2103520 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	70,585	0.17%	+14,085	Jun 30, 2026	carried, not yet filed for the newest quarter
37	PNC FINANCIAL SERVICES GROUP, INC. 13F CIK 713676 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	70,476	0.17%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Summit Trail Advisors, LLC 13F CIK 1698478 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	68,104	0.16%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
39	PVG ASSET MANAGEMENT CORP 13F CIK 820434 · Registered investment adviser · Sep 30, 2026	62,306	0.15%	-27,903	Sep 30, 2026
40	NovaTide Flexible Allocation ETF Fund S000088895 · Registered fund · Aug 31, 2026 Tidal Trust III, not summed	62,279	0.15%	+14,647	Aug 31, 2026	Tidal Trust III, not summed
41	SMH CAPITAL ADVISORS INC 13F CIK 1180391 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	56,770	0.14%	+42,770	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Sound Income Strategies, LLC 13F CIK 1730960 · Registered investment adviser · Sep 30, 2026	51,896	0.12%	-1,951,146	Sep 30, 2026
43	Magnetar Financial LLC 13F CIK 1352851 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	48,754	0.12%	-41,122	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Squarepoint Ops LLC 13F CIK 1642575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	42,843	0.10%	+42,843	Jun 30, 2026	carried, not yet filed for the newest quarter
45	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	37,042	0.09%	-608,437	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	36,857	0.09%	+1,528	Jun 30, 2026	carried, not yet filed for the newest quarter
47	US BANCORP \DE\ 13F CIK 36104 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	36,630	0.09%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Sunbeam Capital Management, LLC 13F CIK 2057278 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,575	0.08%	+8,000	Jun 30, 2026	carried, not yet filed for the newest quarter
49	ExodusPoint Capital Management, LP 13F CIK 1736225 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	30,653	0.07%	+30,653	Jun 30, 2026	carried, not yet filed for the newest quarter
50	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	29,461	0.07%	+16,634	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 111 holders

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Key facts CIK 1653384 CUSIP 78163D100 13F (30d) 19 filings 19 filers Visit website Investor relations