TLSA · Tiziana Life Sciences Ltd · Holdings

$0.61 -0.01 (-1.69%) At close · Nov 12

Market Cap

$77.69M

127.26M

Volume · Nov 12 194.48K Avg daily vol (3M) 705.84K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of TLSA: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 34

Total Value: $3,774,808

Total Shares: 3,147,156

Institutional Ownership Trend

20 quarters

Holder Concentration

Across 32 13F filers with any position, options included

Top Holder

46.8%

of institutional value

Top 5

72.9%

of institutional value

Top 10

86.9%

of institutional value

HHI

2,472

Moderately concentrated

Who Holds TLSA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 31 filers, like-for-like change -22.6%; actively managed books -26.3%; index-like books +16.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	34.6%	17	+93.1%	3	3
Bank	3.0%	2	-24.4%	0	1
Broker-dealer	0.4%	1	0.0%	0	0
Holding company	7.8%	3	+46.9%	0	0
Exempt adviser	0.0%	0	-100.0%	0	1
Benefit plan	0.0%	0	—	0	0
Non-US	0.0%	0	—	0	0
Unknown	54.1%	8	-43.1%	2	2

Style	Share	Filers	Change	New	Exited
Index-like	12.9%	4	+16.8%	0	0
Systematic-like	3.8%	2	+46.7%	1	1
Concentrated	70.1%	10	-28.1%	1	1
Diversified active	13.1%	15	-27.1%	3	5
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	26.3%	17	+19.3%	2	4
Medium turnover	18.8%	5	+189.9%	1	0
High turnover	54.2%	7	-45.8%	2	3
Unknown	0.7%	2	0.0%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	48.6%	4	-46.6%	0	1
Medium horizon	18.9%	5	+235.8%	1	1
Long horizon	30.7%	21	+17.7%	3	4
Unknown	1.9%	1	-71.1%	1	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	63.8%	7	-30.6%	1	1
$1B to $10B	7.7%	7	+1.9%	1	1
$10B to $100B	8.2%	7	+73.5%	3	3
$100B or more	20.3%	10	-19.1%	0	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	27.0%	13	+111.0%	2	3
Pooled investment vehicles	3.8%	2	+165.9%	1	0
Registered funds and BDCs	3.2%	1	0.0%	0	0
Pension and profit sharing plans	0.5%	1	+18.2%	0	0
Other investment advisers	0.0%	0	—	0	0
Unknown	65.4%	14	-41.3%	2	4

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.8%	2	-51.6%	1	1
Other private funds	3.8%	2	+2.2%	0	0
No private funds	27.0%	13	+118.5%	2	2
Private equity funds	0.0%	0	-100.0%	0	1
Unknown	65.4%	14	-37.6%	2	3

Location	Share	Filers	Change	New	Exited
United States	93.7%	27	-18.6%	4	5
Outside the US	6.3%	4	-55.4%	1	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

31 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 1

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

88.8%

of 13F shares, Herfindahl 0.258

Active holders

-26.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 6.9 quarters

Under 1 year 25.4% 1 to 3 years 56.1% 3 years or more 18.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$1.26

estimated per share

Mar 31, 2026: $1.27

Quarter-end price

$1.28

implied by 13F values

Estimated gain or loss

+1.4%

price against the estimated cost

Estimated at a loss

36.3%

of costed 13F value

Estimated cost covers 99.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not TLSA, quarter ended Jun 30, 2026

TLSA has no holder-overlap peers, so these filers hold the largest Healthcare stocks: LLY, JNJ, ABBV, UNH, MRK, TMO, AMGN, AZN, GILD, ABT, ISRG, VRTX, CVS, DHR, SYK, BMY, PFE, MDT, MCK, ELV. 6,276 filers in all.

#	Filer	In peers	Of book	Largest peers
1	BlackRock, Inc. Holding company, Index-like	$399,992,110,610 20 held	5.97%	LLY, JNJ, ABBV
2	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$308,266,564,827 20 held	6.59%	LLY, JNJ, ABBV
3	STATE STREET CORP Bank, Index-like	$222,713,276,889 20 held	6.60%	LLY, JNJ, ABBV
4	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$116,012,260,024 20 held	5.23%	LLY, JNJ, ABBV
5	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
6	FMR LLC Holding company, Diversified active	$102,008,860,554 20 held	4.44%	LLY, UNH, GILD
7	JPMORGAN CHASE & CO Bank, Diversified active	$92,751,126,760 20 held	5.40%	LLY, JNJ, ABBV
8	Capital World Investors Adviser, Diversified active	$89,827,396,720 14 held	10.7%	LLY, VRTX, UNH
9	NORGES BANK Non-US, Index-like	$70,478,623,091 20 held	7.02%	LLY, JNJ, ABBV
10	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$69,817,479,779 20 held	7.01%	LLY, UNH, JNJ

Holder type: Registered adviser 18 Bank 3 Broker-dealer 1 Holding company 3 Unknown 9

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Dauntless Investment Group, LLC

$1,487,360

39.40%

1,162,000

RENAISSANCE TECHNOLOGIES LLC

$555,147

14.71%

500,133

Mid-American Wealth Advisory Group, Inc.

$498,020

13.19%

448,667

Zhang Financial LLC

$155,788

4.13%

140,350

GOLDMAN SACHS GROUP INC

$152,624

4.04%

119,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	119,238	$152,624	100.0%	Defined

JANE STREET GROUP, LLC

$134,105

3.55%

120,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,402	$2,666	2.0%	Defined
Jane Street Global Trading, LLC	118,414	$131,439	98.0%	Defined

CITADEL ADVISORS LLC

$102,684

2.72%

80,222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	80,222	$102,684	100.0%	Defined

Focus Partners Wealth

$88,095

2.33%

79,365

HSBC HOLDINGS PLC

$79,919

2.12%

62,437

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	62,437	$79,919	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$71,552

1.90%

55,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	55,900	$71,552	100.0%	Other

MORGAN STANLEY

$68,679

1.82%

53,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	6,306	$8,071	11.8%	Defined
MORGAN STANLEY SMITH BARNEY LLC	47,350	$60,608	88.2%	Defined

HRT FINANCIAL LP

$58,353

1.55%

45,589

EWA, LLC

$57,205

1.52%

44,692

China Universal Asset Management Co., Ltd.

$55,500

1.47%

50,000

GEODE CAPITAL MANAGEMENT, LLC

$39,924

1.06%

35,968

Venture Visionary Partners LLC

$22,200

0.59%

20,000

Rachor Investment Advisory Services, LLC

$18,870

0.50%

17,000

OSAIC HOLDINGS, INC.

$18,093

0.48%

16,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	16,300	$18,093	100.0%	Defined

Corient Private Wealth LLC

$15,589

0.41%

12,179

JNBA Financial Advisors

$13,320

0.35%

12,000

WEALTH ALLIANCE, LLC

$13,248

0.35%

10,350

CAPTRUST FINANCIAL ADVISORS

$12,210

0.32%

11,000

LPL Financial LLC

$11,655

0.31%

10,500

Private Advisor Group, LLC

$11,100

0.29%

10,000

JPMORGAN CHASE & CO

$9,914

0.26%

8,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	8,932	$9,914	100.0%	Defined

BFC Planning, Inc.

$7,040

0.19%

5,500

UBS Group AG

$5,584

0.15%

5,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	4,289	$4,760	85.2%	Defined
UBS Securities LLC	743	$824	14.8%	Defined

DiNuzzo Private Wealth, Inc.

$5,550

0.15%

5,000

JONES FINANCIAL COMPANIES LLLP

$2,693

0.07%

2,104

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,104	$2,693	100.0%	Sole

WELLS FARGO & COMPANY/MN

$1,280

0.03%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,000	$1,280	100.0%	Defined

MCGUIRE CAPITAL ADVISORS INC

$1,109

0.03%

867

Tradewinds Capital Management, LLC

$286

0.01%

258

IFP Advisors, Inc

$111

0.00%

100

Caitong International Asset Management Co., Ltd

0.00%

Key facts CIK 1723069 CUSIP G88912103 13F (30d) 26 filings 20 filers Visit website Investor relations