TOMZ · TOMI Environmental Solutions, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“These factors raise substantial doubt about our ability to continue as a going concern within one year after the date the financial statements are issued.”View the 10-Q filed Aug 14, 2026
2 customers — 33% of revenue (For the three months ended June 30, 2026)
“For the three months ended June 30, 2026, two customers accounted for approximately 33% of the Company's revenue.”
One customer — 11% of revenue (For the six months ended June 30, 2026)
“For the six months ended June 30, 2026, one customer accounted for approximately 11% of the Company's revenue.”
One customer — 10% of revenue (For the three months ended June 30, 2025)
“For the three months ended June 30, 2025, one customer accounted for approximately 10% of the Company's revenue.”
2 customers — 29% of receivables (As of June 30, 2026)
“As of June 30, 2026, two customers accounted for approximately 29% of the Company's gross accounts receivable.”
2 customers — 40% of receivables (As of December 31, 2025)
“As of December 31, 2025, two customers accounted for approximately 40% of the Company's gross accounts receivable.”
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-04-22 | Fragasso Francesco |
Director |
Award↑
|
Common Stock
|
10,000 |
| 2026-04-22 | Lim Boh Soon |
Director |
Award↑
|
Common Stock
|
10,000 |
| 2026-04-22 | PAUL HAROLD |
Director |
Award↑
|
Common Stock
|
10,000 |
| 2026-01-09 | Lim Boh Soon |
Director |
Award↑
|
Common Stock
|
10,000 |
| 2026-01-09 | Fragasso Francesco |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2026-01-09 | PAUL HAROLD |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2025-10-06 | Vanston David Cecil |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a one-time sign-on award grant of time-based restricted stock units ("RSU"). Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are scheduled to vest equally in thirds on each of June 17, 2025, 2026, and 2027. Includes (i) unvested 66,667 RSUs granted on October 6, 2025 and (ii) 33,333 shares of common stock owned by the reporting person. |
Common Stock
|
100,000 |
| 2025-05-12 | JOHNSEN WALTER C |
Director, Chairman and CEO, 10% Owner |
Award↑
|
Common Stock
|
20,000 |
| 2025-05-12 | Lim Boh Soon |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2025-05-12 | Anderson Kelly |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2024-05-15 | Anderson Kelly |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2024-05-15 | Lim Boh Soon |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2024-05-15 | JOHNSEN WALTER C |
Director, Chairman and CEO, 10% Owner |
Award↑
|
Common Stock
|
20,000 |
| 2024-05-15 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Common Stock Purchase Options (right to buy)
|
100,000 |
| 2024-05-15 | Shane Elissa Jessica |
Director, Chief Operating Officer |
Award↑
|
Common Stock Purchase Options (right to buy)
|
50,000 |
| 2024-01-03 | Shane Elissa Jessica |
Director, Chief Operating Officer |
Other↓
|
Common Stock Purchase Options (right to buy)
|
31,250 |
| 2023-08-22 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
2,503 |
| 2023-08-18 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
3,000 |
| 2023-01-26 | Lim Boh Soon |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2023-01-26 | Anderson Kelly |
Director |
Award↑
|
Common Stock
|
20,000 |
| 2023-01-26 | Shane Elissa Jessica |
Director, Chief Operating Officer |
Award↑
|
Common Stock Purchase Options (right to buy)
|
50,000 |
| 2023-01-26 | JOHNSEN WALTER C |
Director, Chairman and CEO, 10% Owner |
Award↑
|
Common Stock
|
20,000 |
| 2023-01-26 | Jennings Nick |
Chief Financial Officer |
Award↑
|
Common Stock Purchase Options (right to buy)
|
25,000 |
| 2023-01-26 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Common Stock Purchase Options (right to buy)
|
100,000 |
| 2022-07-16 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Convert↑
Filing footnotes — Common Stock (Direct)
Including 1,200,000 shares of Common Stock issuable upon the exercise of warrants to purchase Common Stock. |
Common Stock
|
31,250 |
| 2022-07-16 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Convert↑
|
Common Stock Purchase Warrants
|
31,250 |
| 2022-01-20 | Lim Boh Soon |
Director |
Award↑
|
Common Stock
|
17,250 |
| 2022-01-20 | JOHNSEN WALTER C |
Director, Chairman and CEO, 10% Owner |
Award↑
|
Common Stock
|
17,250 |
| 2022-01-20 | Anderson Kelly |
Director |
Award↑
|
Common Stock
|
17,250 |
| 2022-01-18 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Common Stock Purchase Options (right to buy)
|
172,500 |
| 2022-01-18 | Jennings Nick |
Chief Financial Officer |
Award↑
|
Common Stock Purchase Options (right to buy)
|
40,000 |
| 2022-01-18 | Shane Elissa Jessica |
Director, Chief Operating Officer |
Award↑
|
Common Stock Purchase Options (right to buy)
|
57,500 |
| 2021-09-03 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
21,200 |
| 2021-09-02 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Buy↑
|
Common Stock
|
22,082 |
| 2021-02-11 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Other↓
|
Common Stock Purchase Warrants (right to buy)
|
125,000 |
| 2021-01-07 | JOHNSEN WALTER C |
Director, Chairman and CEO, 10% Owner |
Award↑
|
Common Stock
|
12,500 |
| 2021-01-07 | Anderson Kelly |
Director |
Award↑
|
Common Stock
|
12,500 |
| 2021-01-07 | Lim Boh Soon |
Director |
Award↑
|
Common Stock
|
12,500 |
| 2021-01-07 | PAUL HAROLD |
Director |
Award↑
|
Common Stock
|
12,500 |
| 2021-01-05 | Shane Elissa Jessica |
Director, Chief Operating Officer |
Award↑
|
Common Stock Purchase Options
|
31,250 |
| 2020-10-01 | Shane Elissa Jessica |
Director, Chief Operating Officer |
Award↑
|
Common Stock Purchase Warrants
|
93,750 |
| 2020-10-01 | Jennings Nick |
Chief Financial Officer |
Award↑
|
Common Stock
|
12,500 |
| 2020-10-01 | Jennings Nick |
Chief Financial Officer |
Convert↓
|
Common Stock Purchase Warrants
|
12,500 |
| 2020-10-01 | Shane Dr. Halden Stuart |
Director, Chief Executive Officer, 10% Owner |
Award↑
|
Common Stock Purchase Warrants
|
375,000 |
| 2020-05-14 | PAUL HAROLD |
Director |
Convert↓
|
Stock Option (right to buy)
|
20,000 |
| 2020-05-14 | PAUL HAROLD |
Director |
Convert↑
|
Common Stock
|
20,000 |
| 2020-05-14 | PAUL HAROLD |
Director |
Gift↓
|
Common Stock
|
20,000 |
| 2020-05-14 | PAUL HAROLD |
Director |
Other↑
|
Common Stock
|
1,226 |
| 2020-04-25 | Shane Elissa Jessica |
Director, Chief Operating Officer |
Award↑
|
Common Stock Purchase Warrants
|
50,000 |
| 2020-04-25 | Jennings Nick |
Chief Financial Officer |
Award↑
|
Common Stock Purchase Warrants
|
50,000 |