UBOH · United Bancshares Inc · Insider Trading
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2022-11-09 | Unverferth Steven R |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). 52 shares represent non-reportable acquisitions in 2022 by the insider under the Company's dividend reinvestment plan. Shares held in trust as R. Steven Unverferth Amended and Re-stated Revocable Trust 11-29-2004. |
Common Stock
(I)
|
195 |
| 2022-11-09 | ROACH DAVID P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). |
Common Stock
|
97 |
| 2022-11-09 | BENROTH ROBERT L |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). Shares held in trust as Robert L. Benroth Declaration of Trust Robert L. Benroth TTEE. |
Common Stock
(I)
|
97 |
| 2022-09-07 | RIGEL H EDWARD |
Director |
Buy↑
|
Common Stock
(I)
|
1,000 |
| 2022-09-07 | RIGEL H EDWARD |
Director |
Buy↑
|
Common Stock
(I)
|
1,000 |
| 2022-08-29 | YOUNG BRIAN D |
Director, President/CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
These shares were purchased on the open market or private purchase of non-derivative or derivative security |
Common Stock
|
25 |
| 2022-08-16 | Nussbaum Brent D |
Chief Operations Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on August 16, 2023. |
Stock Option (right to buy)
|
3,453 |
| 2022-08-16 | YOUNG BRIAN D |
Director, President/CEO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on August 16, 2023. |
Stock Option (right to buy)
|
13,669 |
| 2022-08-16 | Deitering Teresa M |
Chief Credit Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on August 16, 2023. |
Stock Option (right to buy)
|
3,507 |
| 2022-08-16 | Vulich Travis E |
Residential Mortgage Manager |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on August 16, 2023. |
Stock Option (right to buy)
|
3,597 |
| 2022-08-16 | Manz Klint D |
CFO/CLO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on August 16, 2023. |
Stock Option (right to buy)
|
3,507 |
| 2022-08-16 | Clemens Stacey L |
Chief Risk Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on August 16, 2023. |
Stock Option (right to buy)
|
3,453 |
| 2022-08-04 | BENROTH ROBERT L |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). Shares held in trust as Robert L. Benroth Declaration of Trust Robert L. Benroth TTEE. |
Common Stock
(I)
|
80 |
| 2022-08-04 | Unverferth Steven R |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). 37 shares represent non-reportable acquisitions in 2022 by the insider under the Company's dividend reinvestment plan. Shares held in trust as R. Steven Unverferth Amended and Re-stated Revocable Trust 11-29-2004. |
Common Stock
(I)
|
106 |
| 2022-08-04 | ROACH DAVID P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). |
Common Stock
|
80 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on June 18, 2020. |
Employee Stock Option (right to buy)
|
837 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Convert↑
|
Common Stock
|
1,394 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
The options vest over three years, at a rate of 33.33% per year (33.34% in the final year), beginning on July 21, 2021. |
Employee Stock Option (right to buy)
|
1,394 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Tax↓
|
Common Stock
|
794 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Sell↓
|
Common Stock
|
43 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Convert↑
|
Common Stock
|
837 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Tax↓
|
Common Stock
|
1,049 |
| 2022-07-22 | Schnipke Norman V |
Sr Compliance Officer |
Sell↓
|
Common Stock
|
345 |
| 2022-07-12 | Manz Klint D |
CFO/CLO |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Common Stock
|
98 |
| 2022-07-12 | Oatman Heather Marie |
Secretary |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Common Stock
|
42 |
| 2022-07-12 | Deitering Teresa M |
Chief Credit Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). 5 shares represent non-reportable acquisitions by the insider under the Company's dividend reinvestment plan. |
Common Stock
|
139 |
| 2022-07-12 | YOUNG BRIAN D |
Director, President/CEO |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Common Stock
|
656 |
| 2022-05-05 | BENROTH ROBERT L |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). Shares held in trust as Robert L. Benroth Declaration of Trust Robert L. Benroth TTEE |
Common Stock
(I)
|
55 |
| 2022-05-05 | ROACH DAVID P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). |
Common Stock
|
55 |
| 2022-05-05 | Unverferth Steven R |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). 32 shares represent non-reportable acquisitions in 2022 by the insider under the Company's dividend reinvestment plan. Shares held in trust as R. Steven Unverferth Amended and Re-stated Revocable Trust 11-29-2004. |
Common Stock
(I)
|
110 |
| 2022-04-06 | YOUNG BRIAN D |
Director, President/CEO |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved a gift of securities by the reporting person to his son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. |
Common Stock
|
100 |
| 2022-04-06 | YOUNG BRIAN D |
Director, President/CEO |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved a gift of securities by the reporting person to his daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
100 |
| 2022-04-06 | YOUNG BRIAN D |
Director, President/CEO |
Gift↑
Filing footnotes — Common Stock (Indirect)
This transaction involved a gift of securities by the reporting person to his son, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. |
Common Stock
(I)
|
100 |
| 2022-04-06 | YOUNG BRIAN D |
Director, President/CEO |
Gift↓
Filing footnotes — Common Stock (Direct)
This transaction involved a gift of securities by the reporting person to his daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. |
Common Stock
|
100 |
| 2022-02-02 | Unverferth Steven R |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). 31 shares represent non-reportable acquisitions in 2021 by the insider under the Company's dividend reinvestment plan. Shares held in trust as R. Steven Unverferth Amended and Re-stated Revocable Trust 11-29-2004. |
Common Stock
(I)
|
121 |
| 2022-02-02 | ROACH DAVID P |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). |
Common Stock
|
60 |
| 2022-02-02 | BENROTH ROBERT L |
Director |
Award↑
Filing footnotes — Common Stock (Indirect)
These shares were acquired under the 2019 Director Share Purchase Plan in transactions that were exempt under Rule 16b-3(d). Shares held in trust as Robert L. Benroth Declaration of Trust Robert L. Benroth TTEE |
Common Stock
(I)
|
60 |
| 2022-01-18 | Manz Klint D |
CFO/CLO |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Common Stock
|
60 |
| 2022-01-18 | Vulich Travis E |
Residential Mortgage Manager |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). 27 shares represent non-reportable acquisitions in 2021 by the insider under the Company's dividend reinvestment plan. |
Common Stock
|
485 |
| 2022-01-18 | YOUNG BRIAN D |
Director, President/CEO |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Common Stock
|
277 |
| 2022-01-18 | Deitering Teresa M |
Chief Credit Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These shares were acquired under the Company's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). 5 shares represent non-reportable acquisitions by the insider under the Company's dividend reinvestment plan. |
Common Stock
|
89 |
| 2022-01-10 | YOUNG BRIAN D |
Director, President/CEO |
Tax↓
|
Common Stock
|
8,184 |
| 2022-01-10 | YOUNG BRIAN D |
Director, President/CEO |
Convert↑
|
Common Stock
|
10,335 |
| 2022-01-10 | YOUNG BRIAN D |
Director, President/CEO |
Convert↓
|
Employee Stock Option (right to buy)
|
0 |
| 2021-12-20 | Schnipke Norman V |
Sr Compliance Officer |
Tax↓
|
Common Stock
|
1,957 |
| 2021-12-20 | Schnipke Norman V |
Sr Compliance Officer |
Sell↓
|
Common Stock
|
454 |
| 2021-12-20 | Schnipke Norman V |
Sr Compliance Officer |
Convert↓
|
Employee Stock Option (right to buy)
|
2,411 |
| 2021-12-20 | Schnipke Norman V |
Sr Compliance Officer |
Convert↑
|
Common Stock
|
2,411 |
| 2021-12-03 | Oatman Heather Marie |
Secretary |
Sell↓
|
Common Stock
|
762 |
| 2021-12-03 | Oatman Heather Marie |
Secretary |
Sell↓
|
Common Stock
|
649 |