UYSC · UY Scuti Acquisition Corp. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“In connection with our assessment of going concern considerations in accordance with Accounting Standards Update ("ASU") 2014-15, Disclosures of Uncertainties about an Entity's Ability to Continue as a Going Concern, management has determined that if we are unsuccessful in consummating an initial business combination within the prescribed period of time from the closing of the IPO, the requirement that we cease all operations, redeem the public shares, and thereafter liquidate and dissolve raises substantial doubt about our ability to continue as a going concern within one year after the date the unaudited financial statements are issued. The unaudited financial statements do not include any adjustments that might result from the outcome of this uncertainty.”View the 10-Q filed Aug 13, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-08-15 | Peart Daniel |
Director |
Gift↑
Filing footnotes — Ordinary Shares (Direct)
Received ordinary shares pursuant to a gift from the Sponsor. |
Ordinary Shares
|
35,000 |
| 2025-08-15 | UY Scuti Investments Ltd |
10% Owner |
Gift↓
Filing footnotes — Ordinary Shares (Direct)
Represents the total number of ordinary shares transferred as a gift to directors and officers of the Issuer. Includes a total of 240,848 ordinary shares underlying the private units acquired by the Reporting Person upon the closing of the Issuer in the public offering. |
Ordinary Shares
|
230,000 |
| 2025-08-15 | Ma Jialuan |
Director, Chief Executive Officer |
Gift↑
Filing footnotes — Ordinary Shares (Direct)
Received ordinary shares pursuant to a gift from the Sponsor. |
Ordinary Shares
|
50,000 |
| 2025-08-15 | Zhao Jiawen |
Director, Chief Investment Officer |
Gift↑
Filing footnotes — Ordinary Shares (Direct)
Received ordinary shares pursuant to a gift from the Sponsor. |
Ordinary Shares
|
35,000 |
| 2025-08-15 | Liang Yan |
Director |
Gift↑
Filing footnotes — Ordinary Shares (Direct)
Received ordinary shares pursuant to a gift from the Sponsor. |
Ordinary Shares
|
35,000 |
| 2025-08-15 | Lu Shaokang |
Chief Financial Officer |
Gift↑
Filing footnotes — Ordinary Shares (Direct)
Received ordinary shares pursuant to a gift from the Sponsor. |
Ordinary Shares
|
35,000 |
| 2025-08-15 | Lee Sze Wai |
Director |
Gift↑
Filing footnotes — Ordinary Shares (Direct)
Received ordinary shares pursuant to a gift from the Sponsor. |
Ordinary Shares
|
40,000 |
| 2025-04-09 | UY Scuti Investments Ltd |
10% Owner |
Buy↑
Filing footnotes — Rights to receive ordinary shares (Direct)
The reporting person acquired 13,348 units in total (6,258 units on 4/7/25 and 7,090 units on 4/9/25), at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share, exercising the overallotment option in full. Each holder of a right will receive one-fifth (1/5) of an ordinary share upon consummation of the registrant's initial business combination. The rights will expire upon liquidation if the registrant is unable to complete an initial business combination within the required time period as described in the registrant's prospectus filed with the SEC. |
Rights to receive ordinary shares
|
7,090 |
| 2025-04-09 | UY Scuti Investments Ltd |
10% Owner |
Buy↑
Filing footnotes — Ordinary shares, $0.001 par value (Direct)
The reporting person acquired 13,348 units in total (6,258 units on 4/7/25 and 7,090 units on 4/9/25), at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share, exercising the overallotment option in full. |
Ordinary shares, $0.001 par value
|
7,090 |
| 2025-04-07 | UY Scuti Investments Ltd |
10% Owner |
Buy↑
Filing footnotes — Rights to receive ordinary shares (Direct)
The reporting person acquired 13,348 units in total (6,258 units on 4/7/25 and 7,090 units on 4/9/25), at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share, exercising the overallotment option in full. Each holder of a right will receive one-fifth (1/5) of an ordinary share upon consummation of the registrant's initial business combination. The rights will expire upon liquidation if the registrant is unable to complete an initial business combination within the required time period as described in the registrant's prospectus filed with the SEC. |
Rights to receive ordinary shares
|
6,258 |
| 2025-04-07 | UY Scuti Investments Ltd |
10% Owner |
Buy↑
Filing footnotes — Ordinary shares, $0.001 par value (Direct)
The reporting person acquired 13,348 units in total (6,258 units on 4/7/25 and 7,090 units on 4/9/25), at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share, exercising the overallotment option in full. |
Ordinary shares, $0.001 par value
|
6,258 |
| 2025-04-01 | UY Scuti Investments Ltd |
10% Owner |
Buy↑
Filing footnotes — Rights to receive ordinary shares (Direct)
The reporting person acquired 227,500 units, at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share. Does not include securities underlying up to 13,348 units which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the overallotment option in full. Each holder of a right will receive one-fifth (1/5) of an ordinary share upon consummation of the registrant's initial business combination. The rights will expire upon liquidation if the registrant is unable to complete an initial business combination within the required time period as described in the registrant's prospectus filed with the SEC. |
Rights to receive ordinary shares
|
227,500 |
| 2025-04-01 | UY Scuti Investments Ltd |
10% Owner |
Buy↑
Filing footnotes — Ordinary shares, $0.001 par value (Direct)
The reporting person acquired 227,500 units, at a purchase price of $10 per unit, each unit consisting of one ordinary share, and one right to receive one-fifth (1/5th) of one ordinary share. Does not include securities underlying up to 13,348 units which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the overallotment option in full. |
Ordinary shares, $0.001 par value
|
227,500 |