RIGS · ALPS Strategic Income Fund ETF

$22.56 +0.04 (+0.19%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 30

Total Value: $43,890,140

Total Shares: 1,869,257

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 30 13F filers · Δ vs Jun 30, 2024

Top Holder

16.1%

−6.6 pts

Top 5

63.4%

+5.1 pts

Top 10

82.7%

+6.0 pts

HHI

987

Broadly held+22

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -8

Institutional value: -21.2%

Shares held: -24.0%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Mega MORGAN STANLEY	+30,031	300,239
Mega LPL Financial LLC	+11,186	295,051
Large OSAIC HOLDINGS, INC.	+5,167	33,431
Mid Farther Finance Advisors, LLC	+795	3,745
Mid Equitable Holdings, Inc.	+266	21,109

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Small Elevated Capital Advisors, LLC	−283,661	273,868
Mega UBS Group AG	−8,553	5,863
Large TRUIST FINANCIAL CORP	−7,404	65,995
Mega ENVESTNET ASSET MANAGEMENT INC	−4,687	113,194
Small Certified Advisory Corp	−3,913	111,885

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Mega ROYAL BANK OF CANADA	44,014	$1,033,448
Mega GOLDMAN SACHS GROUP INC	41,807	$981,628
Small RDL FINANCIAL INC	24,615	$577,960
Large Sanctuary Advisors, LLC	16,928	$397,469
Small Avior Wealth Management, LLC	532	$12,491

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Mega JANE STREET GROUP, LLC	89,349	$2,022,861
Micro Meridian Financial Advisors, LLC	84,494	$1,912,944
Small ARKANSAS FINANCIAL GROUP, INC.	70,261	$1,590,709
Small Koshinski Asset Management, Inc.	61,625	$1,395,190
Large Raymond James Financial Services Advisors, Inc.	32,102	$726,789

Filter: New 7 Increased 7 Reduced 11 Sold out 15 Unchanged 5

Showing 30 of 30

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY RIGS

$7,049,611

16.06%

300,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	300,239	$7,049,611	100.0%	Defined

LPL Financial LLC RIGS

$6,927,797

15.78%

295,051

Elevated Capital Advisors, LLC RIGS

$6,430,420

14.65%

273,868

RiverFront Investment Group, LLC RIGS

$4,759,818

10.84%

202,718

ENVESTNET ASSET MANAGEMENT INC RIGS

$2,657,795

6.06%

113,194

Certified Advisory Corp RIGS

$2,627,059

5.99%

111,885

Prospera Financial Services Inc RIGS

$2,051,940

4.68%

87,391

TRUIST FINANCIAL CORP RIGS

$1,549,562

3.53%

65,995

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	65,995	$1,549,562	100.0%	Defined

Baird Financial Group, Inc. RIGS

$1,199,053

2.73%

51,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	51,067	$1,199,053	100.0%	Defined

ROYAL BANK OF CANADA RIGS

$1,033,448

2.35%

44,014

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	21,999	$516,536	50.0%	Defined
RBC Dominion Securities Inc.	22,015	$516,912	50.0%	Defined

GOLDMAN SACHS GROUP INC RIGS

$981,628

2.24%

41,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	41,807	$981,628	100.0%	Defined

Private Advisor Group, LLC RIGS

$977,613

2.23%

41,636

Janney Montgomery Scott LLC RIGS

$891,441

2.03%

37,966

OSAIC HOLDINGS, INC. RIGS

$784,959

1.79%

33,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	33,431	$784,959	100.0%	Defined

Cetera Investment Advisers RIGS

$699,093

1.59%

29,774

RDL FINANCIAL INC RIGS

$577,960

1.32%

24,615

IFG Advisory, LLC RIGS

$576,974

1.31%

24,573

Kestra Advisory Services, LLC RIGS

$510,525

1.16%

21,743

Equitable Holdings, Inc. RIGS

$495,639

1.13%

21,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	21,109	$495,639	100.0%	Defined

Sanctuary Advisors, LLC RIGS

$397,469

0.91%

16,928

Laraway Financial Advisors Inc RIGS

$328,602

0.75%

13,995

UBS Group AG RIGS

$137,662

0.31%

5,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,832	$136,935	99.5%	Defined
UBS Securities LLC	31	$727	0.5%	Defined

Farther Finance Advisors, LLC RIGS

$87,932

0.20%

3,745

MGB Wealth Management, LLC RIGS

$67,129

0.15%

2,859

Geneos Wealth Management Inc. RIGS

$46,960

0.11%

2,000

GUARDIAN WEALTH ADVISORS, LLC / NC RIGS

$23,480

0.05%

1,000

Avior Wealth Management, LLC RIGS

$12,491

0.03%

532

NewEdge Advisors, LLC RIGS

$4,555

0.01%

194

WELLS FARGO & COMPANY/MN RIGS

$1,338

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	57	$1,338	100.0%	Defined

FMR LLC RIGS

$187

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	89,349	$2,022,861	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	4,770	$107,992	100.0%	Defined