TSIB · Direxion TSLA Defined Income Boost ETF · Holdings ETF

$29.70 +1.03 (+3.59%) At close · Oct 21

Volume · Oct 21 24 Avg daily vol (3M) 409

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 92

Total Value: $0

Total Shares: 26,135,319

Institutional Ownership Trend

6 quarters

Who Holds TSIB

Last 6 quarters through Sep 30, 2022

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Sep 30, 2022: 91 filers, like-for-like change +5.1%; actively managed books +5.2%; index-like books +2.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	68.5%	51	+0.7%	7	3
Exempt adviser	8.8%	4	+64.2%	0	0
Adviser	3.7%	3	+45.2%	0	0
Bank	0.9%	2	-26.2%	0	1
Insurer	0.2%	1	0.0%	0	0
Broker-dealer	0.0%	0	-100.0%	0	1
Non-US	4.5%	4	+12.4%	0	0
Holding company	2.2%	1	0.0%	0	0
Unknown	11.2%	25	+3.0%	4	3

Style	Share	Filers	Change	New	Exited
Index-like	2.2%	2	+2.3%	1	0
Systematic-like	23.5%	12	+21.8%	1	0
Concentrated	34.6%	37	+9.3%	4	2
Diversified active	39.3%	39	-5.7%	5	6
Unknown	0.4%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	7.9%	16	-0.4%	3	1
Medium turnover	41.8%	32	+4.3%	2	2
High turnover	48.6%	37	+8.9%	3	4
Unknown	1.7%	6	-31.7%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	18.5%	24	+8.9%	5	1
Medium horizon	12.6%	6	+5.6%	0	1
Unknown	68.9%	61	+4.1%	6	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	40.7%	48	+5.1%	7	3
$1B to $10B	31.6%	24	-4.6%	1	4
$10B to $100B	24.6%	15	+23.5%	2	0
$100B or more	3.1%	4	-7.6%	1	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.5%	2	+12.2%	1	0
Pooled investment vehicles	61.6%	39	+2.5%	3	3
Registered funds and BDCs	2.4%	5	+5.6%	2	0
Pension and profit sharing plans	0.2%	1	0.0%	0	0
Diversified	3.9%	3	-24.1%	0	0
Corporations	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Unknown	31.5%	41	+16.2%	5	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	69.8%	45	+5.9%	5	3
Private equity funds	1.7%	2	0.0%	0	0
Other private funds	3.5%	5	0.0%	1	0
Private funds, type not stated	0.2%	2	+2.0%	1	0
No private funds	2.1%	1	0.0%	0	0
Real estate funds	0.0%	0	—	0	0
Securitized asset funds	0.0%	0	—	0	0
Unknown	22.7%	36	+4.4%	4	5

Location	Share	Filers	Change	New	Exited
United States	84.0%	76	+1.5%	11	7
Outside the US	16.0%	15	+29.2%	0	1

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Compared across CIK changes: Pluribus Labs, LLC continues as Exos TFP Holdings LLC.

Quarterly Activity

vs Jun 30, 2022

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: +3

Institutional value: —

Shares held: +5.1%

Top Buyers

vs Jun 30, 2022

Institution	Added	Now Holds
Large MARSHALL WACE, LLP	+836,591	1,194,244
Mid Saba Capital Management, L.P.	+445,284	1,736,076
Micro FIR TREE CAPITAL MANAGEMENT LP	+325,000	694,900
Small Shaolin Capital Management LLC	+186,020	228,020
Micro Castle Creek Arbitrage, LLC	+178,274	328,274

Top Sellers

vs Jun 30, 2022

Institution	Sold	Now Holds
Small Bulldog Investors, LLP	−293,560	13,808
Mid CSS LLC/IL	−81,798	520,942
Mid ArrowMark Colorado Holdings LLC	−30,000	270,000
Small OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)	−23,670	236,438
Large HighTower Advisors, LLC	−20,000	85,200

Top New Positions

vs Jun 30, 2022

Institution	Acquired	Value (USD)
Small Elequin Capital, LP	1,000	$0
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	105,499	$0
Micro Crestline Management, L.P.	40,000	$0
Small Schechter Investment Advisors, LLC	30,300	$0
Small Wealthspring Capital LLC	32,815	$0

Top Sold-Out Positions

vs Jun 30, 2022

Institution	Previously Held	Last Value (USD)
Mid COWEN AND COMPANY, LLC	190,000	$0
Mid CANTOR FITZGERALD, L. P.	402,397	$0
Mega JPMORGAN CHASE & CO	79,207	$0
Large Parallax Volatility Advisers, L.P.	20,000	$0
Mid PRELUDE CAPITAL MANAGEMENT, LLC	60,660	$0

Filter: New 11 Increased 19 Reduced 10 Sold out 8 Unchanged 52

Holder type: Registered adviser 51 Exempt adviser 4 Adviser 3 Bank 2 Insurer 1 Non-US 4 Holding company 1 Unknown 26

Showing 92 of 92

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock Inc. TSIB

—

567,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Advisors LLC	511,706	$0	—	Sole
BlackRock (Luxembourg) S.A.	55,497	$0	—	Sole

KIM, LLC TSIB

—

240,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KOCH INDUSTRIES INC	240,475	$0	—	Defined

WOLVERINE ASSET MANAGEMENT LLC TSIB

—

42,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, L.P.	42,792	$0	—	Defined

HGC Investment Management Inc. TSIB

—

42,000

HBK INVESTMENTS L P TSIB

—

700,339

Sagefield Capital LP TSIB

—

11,500

HRT FINANCIAL LP TSIB

—

51,054

Boussard & Gavaudan Investment Management LLP TSIB

—

20,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP TSIB

—

105,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	105,499	$0	—	Defined

Magnetar Financial LLC TSIB

—

295,758

Athos Capital Ltd TSIB

—

100,000

LMR Partners LLP TSIB

—

50,000

Sculptor Capital LP TSIB

—

1,590,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP	386,887	$0	—	Defined
Held directly	1,203,803	$0	—	Sole

Centiva Capital, LP TSIB

—

33,458

Driehaus Capital Management LLC TSIB

—

733,832

DARK FOREST CAPITAL MANAGEMENT LP TSIB

—

20,640

Virtu Financial LLC TSIB

—

25,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	25,219	$0	—	Defined

SOROS FUND MANAGEMENT LLC TSIB

—

100,000

MARSHALL WACE, LLP TSIB

—

1,194,244

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2811377 joint	1,194,244	$0	—	Other

GLAZER CAPITAL, LLC TSIB

—

593,935

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND TSIB

—

150,000

Shaolin Capital Management LLC TSIB

—

228,020

CITADEL ADVISORS LLC TSIB

—

2,483,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	98,638	$0	—	Defined
Held directly	2,384,445	$0	—	Defined

Schechter Investment Advisors, LLC TSIB

—

30,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wealthspring Capital LLC	30,300	$0	—	Other

Linden Advisors LP TSIB

—

324,723

Elequin Capital, LP TSIB

—

1,000

CVI Holdings, LLC TSIB

—

72,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CVI Investments, Inc. joint	72,927	$0	—	Defined

BANK OF AMERICA CORP /DE/ TSIB

—

221,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	220,000	$0	—	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,000	$0	—	Defined

Mint Tower Capital Management B.V. TSIB

—

133,800

GABELLI & Co INVESTMENT ADVISERS, INC. TSIB

—

19,900

ArrowMark Colorado Holdings LLC TSIB

—

270,000

Wealthspring Capital LLC TSIB

—

32,815

Balyasny Asset Management L.P. TSIB

—

316,380

AQR Arbitrage LLC TSIB

—

274,830

CSS LLC/IL TSIB

—

520,942

GEODE CAPITAL MANAGEMENT, LLC TSIB

—

13,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	13,246	$0	—	Defined

PICTON MAHONEY ASSET MANAGEMENT TSIB

—

200,000

MILLENNIUM MANAGEMENT LLC TSIB

—

520,060

DeepCurrents Investment Group LLC TSIB

—

14,184

Crestline Management, L.P. TSIB

—

40,000

First Trust Capital Management L.P. TSIB

—

422,198

COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS TSIB

—

50,000

Saba Capital Management, L.P. TSIB

—

1,736,076

GABELLI FUNDS LLC TSIB

—

25,880

BOOTHBAY FUND MANAGEMENT, LLC TSIB

—

33,297

Woodline Partners LP TSIB

—

250,000

Polar Asset Management Partners Inc. TSIB

—

400,000

TENOR CAPITAL MANAGEMENT Co., L.P. TSIB

—

300,000

METEORA CAPITAL, LLC TSIB

—

36,695

Oribel Capital Management, LP TSIB

—

184,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Crestline Management, LP	36,111	$0	—	Defined
Held directly	148,087	$0	—	Sole

Cubist Systematic Strategies, LLC TSIB

—

238,583

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Point72 Asset Management, L.P.	238,583	$0	—	Defined

P SCHOENFELD ASSET MANAGEMENT LP TSIB

—

50,102

Radcliffe Capital Management, L.P. TSIB

—

718,725

Exos TFP Holdings LLC TSIB

—

124,421

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) TSIB

—

236,438

Davidson Kempner Capital Management LP TSIB

—

800,000

RIVERNORTH CAPITAL MANAGEMENT, LLC TSIB

—

32,700

JANE STREET GROUP, LLC TSIB

—

249,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Global Trading, LLC	249,469	$0	—	Defined

Hudson Bay Capital Management LP TSIB

—

100,000

BERKLEY W R CORP TSIB

—

50,000

Cohanzick Management, LLC TSIB

—

152,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Crossingbridge Advisors, LLC	105,113	$0	—	Defined
Held directly	47,751	$0	—	Sole

Schonfeld Strategic Advisors LLC TSIB

—

27,969

DLD Asset Management, LP TSIB

—

43,750

Segantii Capital Management Ltd TSIB

—

56,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Segantii Capital Management (USA) LLC	56,862	$0	—	Defined

D. E. Shaw & Co., Inc. TSIB

—

174,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	174,385	$0	—	Defined

Periscope Capital Inc. TSIB

—

955,502

Calamos Advisors LLC TSIB

—

20,000

Bulldog Investors, LLP TSIB

—

13,808

Kohlberg Kravis Roberts & Co. L.P. TSIB

—

33,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KKR Investment Management LLC	33,778	$0	—	Other

Castle Creek Arbitrage, LLC TSIB

—

328,274

TIG Advisors, LLC TSIB

—

64,797

Cowen Investment Management LLC TSIB

—

75,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 4	75,000	$0	—	Defined

HighTower Advisors, LLC TSIB

—

85,200

Weiss Asset Management LP TSIB

—

452,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	452,120	$0	—	Defined

WHITEBOX ADVISORS LLC TSIB

—

276,000

Westchester Capital Management, LLC TSIB

—

538,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTCHESTER CAPITAL PARTNERS, LLC	15,060	$0	—	Sole
Virtus Investment Advisers, Inc.	467,925	$0	—	Other
Held directly	55,878	$0	—	Sole

SkyView Investment Advisors, LLC TSIB

—

68,871

Alberta Investment Management Corp TSIB

—

789,497

DUPONT CAPITAL MANAGEMENT CORP TSIB

—

50,000

FIR TREE CAPITAL MANAGEMENT LP TSIB

—

694,900

FLOW TRADERS U.S. LLC TSIB

—

12,982

UBS Group AG TSIB

—

2,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	2,243	$0	—	Sole

NOMURA HOLDINGS INC TSIB

—

50,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA INTERNATIONAL PLC	50,000	$0	—	Sole

Context Capital Management, LLC TSIB

—

84,915

Taconic Capital Advisors LP TSIB

—

1,146,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Taconic Capital Advisors UK LLP joint	1,146,357	$0	—	Defined

Tower Research Capital LLC (TRC) TSIB

—

162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	162	$0	—	Other

MOORE CAPITAL MANAGEMENT, LP TSIB

—

850,000

Verition Fund Management LLC TSIB

—

477,530

PROEQUITIES, INC. TSIB

—

LANDSCAPE CAPITAL MANAGEMENT, L.L.C. TSIB

—

38,939

HSBC HOLDINGS PLC TSIB

—

45,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	45,121	$0	—	Defined

Ghisallo Capital Management LLC TSIB

—

100,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cowen Financial Products LLC	190,000	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	79,207	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Alyeska Master Fund, L.P.	451,505	$0	—	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CANTOR FITZGERALD & CO. joint	402,397	$0	—	Defined