NorthCoast Asset Management LLC
Filing Date
Global Rank
#977
/ 6,035
▼ 11
· as of Sep 2021
Top Industry
Consumer Electronics
8.0%
Period ended 5 years ago
Filed Nov 15, 2021 · 4y
7 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.
Style
Diversified active
Top 10 weight 46.4%, 14.4 effective positions, active share 63.3% against the S&P 500 as of 2021-09-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
45.0% over the last four quarters (30% to under 100%)
Horizon
Horizon unknown
The value-weighted holding period is at least 6.2 quarters, but 77.4% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2021-09-30, active share 63.3%; sector active share 15.9% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
416 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021Top Position
24.4%
+0.7 pts
Top 5
37.2%
+1.0 pts
Top 10
46.4%
+1.9 pts
HHI
693
Diversified+38
Portfolio Trend
7 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2021| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 39.2% | $1,022,660,285 |
| Technology | 16.1% | $418,568,811 |
| Healthcare | 9.7% | $253,156,893 |
| Financial Services | 9.5% | $248,389,598 |
| Consumer Cyclical | 7.4% | $191,919,466 |
| Communication Services | 5.0% | $131,474,252 |
| Industrials | 4.9% | $128,056,635 |
| Energy | 3.4% | $89,229,285 |
| Consumer Defensive | 2.0% | $52,580,766 |
| Basic Materials | 1.9% | $48,473,051 |
| Real Estate | 0.5% | $11,837,393 |
| Utilities | 0.4% | $9,649,756 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ABBV | AbbVie Inc. | +234,196 | 244,798 | $26,406,360 | |
| ADM | Archer-Daniels-Midland Co | +159,414 | 359,733 | $21,587,577 | |
| F | Ford Motor Co | +134,422 | 173,155 | $2,451,874 | |
| EZU | iShares Trust | +107,604 | 1,018,338 | $0 | |
| EWJ | iShares MSCI Japan ETF | +102,521 | 128,578 | $9,032,604 | |
| CFG | Citizens Financial Group Inc | +91,519 | 663,300 | $31,161,834 | |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | +69,276 | 83,713 | $3,721,042 | |
| EWL | iShares MSCI Switzerland ETF | +62,693 | 70,296 | $3,274,387 | |
| AAPL | Apple Inc. | +58,882 | 863,189 | $122,141,243 | |
| AMD | Advanced Micro Devices Inc | +36,200 | 57,775 | $5,945,047 | |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | +32,653 | 257,844 | $22,558,771 | |
| FIDU | Fidelity MSCI Industrials Index ETF | +32,044 | 243,723 | $12,646,786 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | +30,237 | 82,197 | $10,934,666 | |
| IEF | iShares 7-10 Year Treasury Bond ETF | +27,546 | 35,330 | $4,070,722 | |
| QCOM | Qualcomm Inc | +26,592 | 212,491 | $27,407,089 | |
| SAP | Sap SE | +25,219 | 36,882 | $4,980,545 | |
| HYD | VanEck High Yield Muni ETF | +24,368 | 952,674 | $59,523,071 | |
| FSTA | Fidelity MSCI Consumer Staples Index ETF | +23,934 | 105,800 | $4,427,730 | |
| C | Citigroup Inc | +23,747 | 74,202 | $5,207,496 | |
| IGBH | iShares Interest Rate Hedged Long-Term Corporate Bond ETF | +23,718 | 1,228,682 | $30,889,065 | |
| — | +23,158 | 65,486 | $3,083,000 | ||
| CMCSA | Comcast Corp | +19,979 | 90,838 | $5,080,569 | |
| XOM | ExxonMobil Holdings Corp | +19,515 | 198,138 | $11,654,477 | |
| FTEC | Fidelity MSCI Information Technology Index ETF | +17,511 | 135,323 | $16,053,367 | |
| SRLN | State Street(R) Blackstone Senior Loan ETF | +16,200 | 473,065 | $21,770,451 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FENY | Fidelity MSCI Energy Index ETF | −613,418 | 341,827 | $4,925,727 | |
| APH | Amphenol Corp | −164,387 | 77,352 | $5,664,486 | |
| DVN | Devon Energy Corp | −144,798 | 296,960 | $10,545,049 | |
| — | −130,206 | 18,791 | $816,000 | ||
| IEMG | iShares Trust | −125,245 | 280,324 | $0 | |
| FISV | Fiserv Inc | −113,706 | 4,303 | $466,875 | |
| FDX | Fedex Corp | −108,065 | 11,100 | $2,434,119 | |
| JPST | JPMorgan Ultra-Short Income ETF | −91,545 | 615,162 | $31,201,016 | |
| BABA | Alibaba Group Holding Ltd | −82,549 | 23,061 | $3,414,181 | |
| IGF | iShares Global Infrastructure ETF | −79,228 | 312,299 | $14,334,524 | |
| FLT | Corpay, Inc. | −78,965 | 6,792 | $1,775,000 | |
| AXON | Axon Enterprise, Inc. | −74,143 | 2,797 | $489,530 | |
| PGR | Progressive Corp | −48,438 | 283,746 | $25,647,800 | |
| FHLC | Fidelity MSCI Health Care Index ETF | −38,789 | 122,885 | $7,841,291 | |
| VIPS | Vipshop Holdings Ltd | −36,519 | 11,174 | $124,478 | |
| IJH | iShares Core S&P Mid-Cap ETF | −35,271 | 282,744 | $74,381,464 | |
| EWA | iShares MSCI Australia ETF | −32,504 | 90,911 | $2,256,411 | |
| HD | Home Depot, Inc. | −30,934 | 69,397 | $22,780,259 | |
| FREL | Fidelity MSCI Real Estate Index ETF | −29,863 | 12,777 | $388,420 | |
| VALE | Vale S.A. | −29,077 | 45,993 | $641,602 | |
| HYGH | iShares Trust | −23,637 | 465,776 | $0 | |
| SYY | Sysco Corp | −23,483 | 30,128 | $2,365,048 | |
| CTSH | Cognizant Technology Solutions Corp | −21,025 | 26,371 | $1,956,991 | |
| TX | Ternium S.A. | −20,058 | 65,906 | $2,787,823 | |
| MS | Morgan Stanley | −18,996 | 61,106 | $5,946,224 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DELL | Dell Technologies Inc. | 196,862 | $20,481,530 | |
| EOG | Eog Resources Inc | 229,197 | $18,397,643 | |
| SYK | Stryker Corp | 69,278 | $18,269,994 | |
| MT | ArcelorMittal | 431,538 | $13,015,186 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | 48,576 | $7,253,368 | |
| GT | Goodyear Tire & Rubber Co | 119,731 | $2,119,238 | |
| JLL | Jones Lang Lasalle Inc | 8,440 | $2,093,879 | |
| CAT | Caterpillar Inc | 9,422 | $1,808,741 | |
| SRE | Sempra | 13,423 | $1,698,009 | |
| INDA | iShares MSCI India ETF | 32,817 | $1,597,859 | |
| ALNY | Alnylam Pharmaceuticals, Inc. | 7,500 | $1,416,075 | |
| OVV | Ovintiv Inc. | 41,066 | $1,350,250 | |
| GM | General Motors Co | 24,196 | $1,275,371 | |
| BFH | Bread Financial Holdings, Inc. | 11,507 | $1,160,941 | |
| DAL | Delta Air Lines, Inc. | 25,896 | $1,103,428 | |
| OLN | OLIN Corp | 21,797 | $1,051,705 | |
| OPTU | Optimum Communications, Inc. | 49,787 | $1,031,586 | |
| HMC | Honda Motor Co Ltd | 33,313 | $1,021,709 | |
| BMO | Bank Of Montreal | 10,102 | $1,007,472 | |
| PSA | Public Storage | 3,391 | $1,007,466 | |
| CUBE | CubeSmart | 20,678 | $1,001,849 | |
| ROK | Rockwell Automation, Inc | 3,381 | $994,149 | |
| ELV | Elevance Health, Inc. | 2,645 | $986,056 | |
| RH | Rh | 1,411 | $941,010 | |
| DRI | Darden Restaurants Inc | 6,019 | $911,697 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GE | General Electric Co | 1,866,444 | $25,122,352 | |
| FCX | Freeport-Mcmoran Inc | 373,945 | $13,877,098 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | 93,004 | $9,466,877 | |
| — | 127,864 | $8,531,000 | ||
| — | 40,403 | $3,325,570 | ||
| XLI | State Street(R) Industrial Select Sector SPDR(R) ETF | 27,968 | $2,863,923 | |
| — | 30,363 | $1,980,000 | ||
| JEC | Jacobs Solutions Inc. | 14,456 | $1,930,000 | |
| RNG | RingCentral, Inc. | 5,940 | $1,726,045 | |
| AMH | American Homes 4 Rent | 41,303 | $1,604,621 | |
| DLTR | Dollar Tree, Inc. | 15,779 | $1,570,010 | |
| BNY | Bank of New York Mellon Corp | 24,616 | $1,261,077 | |
| — | 97,824 | $1,197,000 | ||
| MSGK | MSG Knickerbockers Corp. | 6,596 | $1,138,271 | |
| CPRI | Capri Holdings Ltd | 19,815 | $1,133,219 | |
| XLF | State Street Corp | 28,950 | $1,062,175 | |
| ERIC | Ericsson Lm Telephone Co | 81,228 | $1,021,848 | |
| — | 13,450 | $916,000 | ||
| — | 6,934 | $870,000 | ||
| BCO | Brinks Co | 10,000 | $768,400 | |
| RACE | Ferrari N.V. | 3,706 | $763,621 | |
| UPBD | Upbound Group, Inc. | 7,701 | $408,692 | |
| NXH | Neighborhood Intelligence, Inc. | 4,301 | $396,552 | |
| FANG | Diamondback Energy, Inc. | 4,122 | $387,014 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | 6,925 | $376,096 | |
| No positions match the current search. | ||||
416 tracked positions ·
$2,605,996,191 total
· filing declares
427 positions · $2,743,986,000
· as of Sep 30, 2021
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 416 positions by value
· page 1 of 9
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| IVV |
iShares Core S&P 500 ETF
|
Added | 373,220 | $160,790,640 | 6.17% | |
| AAPL |
Apple Inc.
Technology
|
Added | 863,189 | $122,141,243 | 4.69% | |
| MBB |
iShares MBS ETF
|
Added | 694,901 | $75,146,594 | 2.88% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Reduced | 282,744 | $74,381,464 | 2.85% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 182,932 | $71,478,849 | 2.74% | |
| HYD |
VanEck High Yield Muni ETF
|
Added | 952,674 | $59,523,071 | 2.28% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 209,702 | $59,119,187 | 2.27% | |
| IGIB |
iShares 5-10 Year Investment Grade Corporate Bond ETF
|
Added | 796,049 | $47,810,702 | 1.83% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 16,422 | $43,904,545 | 1.68% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 128,715 | $43,684,583 | 1.68% | |
| RSP |
Victory Portfolios II
|
Added | 273,079 | $40,912,695 | 1.57% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 10,410 | $34,197,266 | 1.31% | |
| AXP |
American Express Co
Financial Services
|
Added | 199,798 | $33,472,158 | 1.28% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 77,933 | $33,444,167 | 1.28% | |
| ADBE |
Adobe Inc.
Technology
|
Added | 56,902 | $32,759,619 | 1.26% | |
| JPST |
JPMorgan Ultra-Short Income ETF
|
Reduced | 615,162 | $31,201,016 | 1.20% | |
| CFG |
Citizens Financial Group Inc
Financial Services
|
Added | 663,300 | $31,161,834 | 1.20% | |
| IGBH |
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
|
Added | 1,228,682 | $30,889,065 | 1.19% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 264,906 | $28,925,086 | 1.11% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 50,621 | $28,921,295 | 1.11% | |
| CRM |
Salesforce, Inc.
Technology
|
Reduced | 103,465 | $28,061,777 | 1.08% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 212,491 | $27,407,089 | 1.05% | |
| USB |
US Bancorp De
Financial Services
|
Added | 460,386 | $27,365,343 | 1.05% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 622,611 | $26,778,499 | 1.03% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Reduced | 241,887 | $26,682,554 | 1.02% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 244,798 | $26,406,360 | 1.01% | |
| PGR |
Progressive Corp
Financial Services
|
Reduced | 283,746 | $25,647,800 | 0.98% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 73,351 | $25,502,675 | 0.98% | |
| MUB |
iShares National Muni Bond ETF
|
Added | 211,922 | $24,618,978 | 0.94% | |
| SHW |
Sherwin Williams Co
Basic Materials
|
Reduced | 87,486 | $24,472,458 | 0.94% | |
| IEI |
iShares 3-7 Year Treasury Bond ETF
|
Added | 183,078 | $23,831,263 | 0.91% | |
| LHX |
L3harris Technologies, Inc.
Industrials
|
Reduced | 106,635 | $23,485,292 | 0.90% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 69,397 | $22,780,259 | 0.87% | |
| INTU |
Intuit Inc.
Technology
|
Reduced | 41,955 | $22,635,142 | 0.87% | |
| HYG |
iShares iBoxx $ High Yield Corporate Bond ETF
|
Added | 257,844 | $22,558,771 | 0.87% | |
| SRLN |
State Street(R) Blackstone Senior Loan ETF
|
Added | 473,065 | $21,770,451 | 0.84% | |
|
|
Held | 998,287 | $21,723,000 | 0.83% | ||
| ADM |
Archer-Daniels-Midland Co
Consumer Defensive
|
Added | 359,733 | $21,587,577 | 0.83% | |
| AGG |
iShares Core U.S. Aggregate Bond ETF
|
Added | 184,458 | $21,181,312 | 0.81% | |
| DELL |
Dell Technologies Inc.
Technology
|
NEW | 196,862 | $20,481,530 | 0.79% | |
| PII |
Polaris Inc.
Consumer Cyclical
|
Reduced | 157,707 | $18,871,219 | 0.72% | |
| TMUS |
T-Mobile US, Inc.
Communication Services
|
Reduced | 144,970 | $18,521,367 | 0.71% | |
| EOG |
Eog Resources Inc
Energy
|
NEW | 229,197 | $18,397,643 | 0.71% | |
| ULTA |
Ulta Beauty, Inc.
Consumer Cyclical
|
Reduced | 50,806 | $18,336,901 | 0.70% | |
| EPP |
iShares MSCI Pacific ex Japan ETF
|
Added | 375,083 | $18,300,299 | 0.70% | |
| SYK |
Stryker Corp
Healthcare
|
NEW | 69,278 | $18,269,994 | 0.70% | |
| EMB |
iShares J.P. Morgan USD Emerging Markets Bond ETF
|
Added | 149,889 | $16,496,783 | 0.63% | |
| FTEC |
Fidelity MSCI Information Technology Index ETF
|
Added | 135,323 | $16,053,367 | 0.62% | |
| MAR |
Marriott International Inc
Consumer Cyclical
|
Reduced | 102,353 | $15,157,455 | 0.58% | |
| EFA |
iShares MSCI EAFE ETF
|
Added | 192,643 | $15,028,080 | 0.58% |
Showing the top 50 of 416 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.