Kalos Management, Inc.

CIK

1666788

Location

ALPHARETTA, GA

Portfolio Value

Micro $43,953,940

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,769 / 7,034 ▼ 35 · as of Jun 2023

Top Industry

REIT - Retail 33.0%

Period ended 3 years ago

Filed Aug 9, 2023 · 3y

14 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 88.3% of the book (60%+)

Turnover

Low turnover

25.6% over the last four quarters (under 30%)

Horizon

Horizon unknown

The value-weighted holding period is at least 9.9 quarters, but 42.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 89.4%; sector active share 77.8% against the combined 13F book's sector weights.

Over time 14 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

128 tracked positions · as of Jun 30, 2023 · Δ vs Mar 31, 2023

Top Position

34.2%

+2.4 pts

Top 5

77.2%

+6.7 pts

Top 10

88.3%

+7.7 pts

HHI

2,043

Moderately concentrated+321

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	86.6%	$38,064,513	110
Real Estate	6.8%	$2,981,367	6
Financial Services	3.4%	$1,505,009	8
Technology	1.2%	$530,895	1
Industrials	0.9%	$380,458	1
Communication Services	0.7%	$290,136	1
Consumer Cyclical	0.5%	$201,562	1

Last Quarter's Activity

Export CSV

Jun 30, 2023 vs Mar 31, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FSCO	FS Credit Opportunities Corp.	+20,044	44,406	$210,928
IXC	iShares Global Energy ETF	+995	5,903	$219,709
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+516	1,802	$146,268
IYY	iShares Dow Jones U.S. ETF	+457	5,754	$623,330
—		+279	6,589	$0
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+278	6,787	$664,040
IVW	iShares S&P 500 Growth ETF	+246	3,422	$241,182
SPY	Spdr S&P 500 ETF Trust	+216	6,596	$2,923,874
IJJ	iShares S&P Mid-Cap 400 Value ETF	+194	13,549	$1,451,504
IYE	iShares U.S. Energy ETF	+190	2,681	$114,854
IVE	iShares S&P 500 Value ETF	+189	7,199	$1,160,406
RWJ	Invesco Ltd.	+181	578	$21,850
FCPI	Fidelity Stocks for Inflation ETF	+178	409	$13,419
IYH	iShares U.S. Healthcare ETF	+177	5,491	$1,538,852
GNL	Global Net Lease, Inc.	+167	23,713	$243,769
IYM	iShares U.S. Basic Materials ETF	+151	8,659	$1,152,079
IVV	iShares Core S&P 500 ETF	+149	3,034	$1,352,284
VTV	VANGUARD VALUE INDEX FUND	+121	10,326	$1,467,324
FSK	FS KKR Capital Corp	+35	13,991	$268,347
MAIN	Main Street Capital CORP	+14	7,225	$289,216
IYK	iShares U.S. Consumer Staples ETF	+3	6,022	$1,206,145
PKW	Victory Portfolios II	+1	281	$25,135
XLG	Victory Portfolios II	+1	409	$14,303
RSPT	Victory Portfolios II	+1	567	$16,674
AAPL	Apple Inc.	+1	2,737	$530,895
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHB	Schwab U.S. Broad Market ETF	−6,136	110,184	$5,696,501
FBRT	Franklin BSP Realty Trust, Inc.	−4,479	25,429	$360,074
SCHX	Schwab U.S. Large-Cap ETF	−4,268	62,783	$3,287,951
SCHO	Schwab Short-Term U.S. Treasury ETF	−2,314	41,228	$1,981,417
PECO	Phillips Edison & Company, Inc.	−936	44,261	$1,508,414
SCHD	Schwab U.S. Dividend Equity ETF	−560	24,054	$1,746,803
O	Realty Income Corp	−350	7,302	$436,586
VPU	VANGUARD UTILITIES INDEX FUND	−343	10,858	$1,543,681
CSGP	Costar Group, Inc.	−340	3,660	$325,740
DVY	iShares Select Dividend ETF	−298	5,786	$655,553
SCHV	Schwab U.S. Large-Cap Value ETF	−280	22,557	$1,513,346
—		−261	8,787	$0
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	−212	12,295	$662,823
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	−207	467	$36,047
IYR	iShares U.S. Real Estate ETF	−200	484	$41,885
ICF	iShares Select U.S. REIT ETF	−176	300	$16,671
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	−158	2,163	$151,301
SCHG	Schwab U.S. Large-Cap Growth ETF	−149	2,665	$199,741
RSPG	Victory Portfolios II	−85	5,017	$343,363
IJK	iShares S&P Mid-Cap 400 Growth ETF	−75	1,663	$124,725
IJS	iShares S&P Small-Cap 600 Value ETF	−70	10,011	$951,945
SCHA	Schwab U.S. Small-Cap ETF	−62	1,542	$67,539
QQQ	Invesco Qqq Trust, Series 1	−60	2,301	$850,035
GMF	State Street(R) SPDR(R) S&P(R) Emerging Asia Pacific ETF	−48	376	$37,287
FNDE	Schwab Fundamental Emerging Markets Equity ETF	−41	2,844	$76,133
No positions match the current search.

New Positions

Positions the filer opened this quarter

No qualifying positions this quarter.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SPLV	Invesco S&P 500 Low Volatility ETF	3,001	$187,262
MSFT	Microsoft Corp	553	$159,429
VTR	Ventas, Inc.	3,444	$149,297
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	3,026	$144,703
AEL	American National Group Inc.	3,500	$127,715
COST	Costco Wholesale Corp	224	$111,298
AMZN	Amazon Com Inc	1,021	$105,459
FLOT	iShares Floating Rate Bond ETF	2,035	$102,543
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	1,028	$102,029
MAR	Marriott International Inc	599	$99,457
GOOG	Alphabet Inc.	920	$95,680
CION	CION Investment Corp	9,471	$93,478
LMT	Lockheed Martin Corp	151	$71,382
AMRC	Ameresco, Inc.	1,392	$68,514
SHEN	Shenandoah Telecommunications Co	3,573	$67,958
T	At&T Inc.	3,518	$67,721
ZM	Zoom Communications, Inc.	903	$66,677
MRK	Merck & Co., Inc.	604	$64,259
VZ	Verizon Communications Inc	1,616	$62,846
SDOG	ALPS Sector Dividend Dogs ETF	1,221	$62,515
CUZ	Cousins Properties Inc	2,833	$60,569
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	4,036	$57,391
DIS	Walt Disney Co	520	$52,067
SBUX	Starbucks Corp	487	$50,711
DIA	Spdr Dow Jones Industrial Average ETF Trust	148	$49,227
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

128 tracked positions · $43,953,940 total · filing declares 129 positions · $46,572,690 · as of Jun 30, 2023

All sectors Communication Services Consumer Cyclical Financial Services Industrials Real Estate Technology

Showing 1–50 of 128 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHB	Schwab U.S. Broad Market ETF	Reduced	110,184	-6,136	$5,696,501	+2.3%	14+	before history	12.96%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	62,783	-4,268	$3,287,951	+1.4%	14+	before history	7.48%
SPY	Spdr S&P 500 ETF Trust	Added	6,596	+216	$2,923,874	+11.9%	14+	before history	6.65%
SCHO	Schwab Short-Term U.S. Treasury ETF	Reduced	41,228	-2,314	$1,981,417	−6.7%	6	unpriced	4.51%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	24,054	-560	$1,746,803	−3.0%	12	unpriced	3.97%
VPU	VANGUARD UTILITIES INDEX FUND	Reduced	10,858	-343	$1,543,681	−6.6%	6	unpriced	3.51%
IYH	iShares U.S. Healthcare ETF	Added	5,491	+177	$1,538,852	+6.1%	14+	before history	3.50%
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	22,557	-280	$1,513,346	+1.0%	6	unpriced	3.44%
PECO	Phillips Edison & Company, Inc. Real Estate	Reduced	44,261	-936	$1,508,414	+2.3%	6	$32.83	3.43%
VTV	VANGUARD VALUE INDEX FUND	Added	10,326	+121	$1,467,324	+4.1%	12	unpriced	3.34%
IJJ	iShares S&P Mid-Cap 400 Value ETF	Added	13,549	+194	$1,451,504	+5.8%	11	unpriced	3.30%
IVV	iShares Core S&P 500 ETF	Added	3,034	+149	$1,352,284	+14.0%	14+	before history	3.08%
IYK	iShares U.S. Consumer Staples ETF	Added	6,022	+3	$1,206,145	+0.6%	4	unpriced	2.74%
IVE	iShares S&P 500 Value ETF	Added	7,199	+189	$1,160,406	+9.1%	14+	before history	2.64%
IYM	iShares U.S. Basic Materials ETF	Added	8,659	+151	$1,152,079	+2.2%	12	unpriced	2.62%
IJS	iShares S&P Small-Cap 600 Value ETF	Reduced	10,011	-70	$951,945	+0.9%	6	unpriced	2.17%
QQQ	Invesco Qqq Trust, Series 1	Reduced	2,301	-60	$850,035	+12.2%	2	$295.05	1.93%
RSPU	Victory Portfolios II	Reduced	12,434	-31	$687,413	−2.7%	6	unpriced	1.56%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	6,787	+278	$664,040	+12.7%	10	unpriced	1.51%
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	Reduced	12,295	-212	$662,823	−7.2%	6	unpriced	1.51%
DVY	iShares Select Dividend ETF	Reduced	5,786	-298	$655,553	−8.0%	6	unpriced	1.49%
IYY	iShares Dow Jones U.S. ETF	Added	5,754	+457	$623,330	+17.6%	14+	before history	1.42%
AAPL	Apple Inc. Technology	Added	2,737	+1	$530,895	+17.7%	14+	before history	1.21%
RWL	Invesco Ltd. Financial Services	Reduced	5,978	-23	$478,240	+4.7%	6	$78.94	1.09%
O	Realty Income Corp Real Estate	Reduced	7,302	-350	$436,586	−9.9%	8	unpriced	0.99%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	1,753	-6	$429,169	+2.3%	6	unpriced	0.98%
FDLO	Fidelity Low Volatility Factor ETF	Held	8,141	0	$407,945	+5.5%	11	$43.33	0.93%
LUV	Southwest Airlines Co Industrials	Held	10,507	0	$380,458	+11.3%	14+	before history	0.87%
FBRT	Franklin BSP Realty Trust, Inc. Real Estate	Reduced	25,429	-4,479	$360,074	+0.9%	8	unpriced	0.82%
RSPG	Victory Portfolios II	Reduced	5,017	-85	$343,363	−1.5%	6	$61.15	0.78%
VOO	VANGUARD 500 INDEX FUND	Held	822	0	$334,784	+8.3%	14+	before history	0.76%
CSGP	Costar Group, Inc. Real Estate	Reduced	3,660	-340	$325,740	+18.3%	12	$79.74	0.74%
META	Meta Platforms, Inc. Communication Services	Held	1,011	0	$290,136	+35.4%	2	$170.30	0.66%
MAIN	Main Street Capital CORP Financial Services	Added	7,225	+14	$289,216	+1.6%	14+	before history	0.66%
EFA	iShares MSCI EAFE ETF	Reduced	3,968	-19	$287,680	+0.9%	2	unpriced	0.65%
FSK	FS KKR Capital Corp Financial Services	Added	13,991	+35	$268,347	+3.9%	14+	before history	0.61%
GNL	Global Net Lease, Inc. Real Estate	Added	23,713	+167	$243,769	−19.5%	14+	before history	0.55%
IVW	iShares S&P 500 Growth ETF	Added	3,422	+246	$241,182	+18.9%	3	unpriced	0.55%
FNDX	Schwab Fundamental U.S. Large Company ETF	Held	3,961	0	$228,034	+4.8%	6	unpriced	0.52%
IXC	iShares Global Energy ETF	Added	5,903	+995	$219,709	+18.6%	3	unpriced	0.50%
FSCO	FS Credit Opportunities Corp. Financial Services	Added	44,406	+20,044	$210,928	+95.0%	2	$4.55	0.48%
TSLA	Tesla, Inc. Consumer Cyclical	Held	770	0	$201,562	+26.2%	2	$174.45	0.46%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	590	-5	$201,190	+9.5%	2	$308.18	0.46%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	2,665	-149	$199,741	+8.9%	3	unpriced	0.45%
RSP	Victory Portfolios II	Reduced	1,021	-13	$152,782	+2.2%	3	$139.84	0.35%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Reduced	2,163	-158	$151,301	−2.8%	3	unpriced	0.34%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	1,802	+516	$146,268	+37.3%	3	unpriced	0.33%
IJK	iShares S&P Mid-Cap 400 Growth ETF	Reduced	1,663	-75	$124,725	+0.4%	3	unpriced	0.28%
IYE	iShares U.S. Energy ETF	Added	2,681	+190	$114,854	+5.4%	3	unpriced	0.26%
BRSP	BrightSpire Capital, Inc. Real Estate	Held	15,867	0	$106,784	+14.1%	9	$9.00	0.24%

Showing the top 50 of 128 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.