Sara-Bay Financial

Registered adviser

CIK

1816444

Location

SARASOTA, FL

Portfolio Value

Small $375,177,508

Diversification

Diversified

Filing Date

Global Rank

#4,445 / 8,811 ▼ 189

Top Industry

Specialty Industrial Machinery 31.5%

Period ended 4 months ago

Filed Jul 17, 2026 · 3mo

25 quarters · since Jun 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 133443

Roster of Oct 1, 2026

Regulatory AUM

$396,759,556

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$396,759,556	Individuals and high net worth (100%)
Feb 2025 to Mar 2026	$318,307,523	Individuals and high net worth (100%)
Apr 2024 to Jan 2025	$251,882,153	Individuals and high net worth (100%)
May 2023 to Mar 2024	$213,242,017	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$213,242,017	Individuals and high net worth (100%)
Mar 2022 to Feb 2023	$378,368,857	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 76.6% of the book (60%+)

Turnover

Low turnover

17.9% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.8 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 75.4%; sector active share 26.3% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

86 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

27.3%

+4.0 pts

Top 5

61.3%

+2.0 pts

Top 10

76.6%

−1.6 pts

HHI

1,185

Diversified+129

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	32.4%	$121,663,712	15
Industrials	30.5%	$114,247,558	10
Financial Services	9.3%	$34,814,442	12
Consumer Cyclical	7.9%	$29,572,272	5
Energy	6.9%	$25,959,380	3
Unclassified	6.7%	$24,988,090	19
Healthcare	2.5%	$9,215,635	8
Communication Services	2.3%	$8,594,865	3
Utilities	0.6%	$2,382,963	4
Consumer Defensive	0.6%	$2,235,056	5
Real Estate	0.4%	$1,503,535	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
MARA	MARA Holdings, Inc.	+45,000	107,730	$1,496,369
VO	VANGUARD MID-CAP INDEX FUND	+7,090	9,318	$750,751
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	+2,451	26,356	$2,588,159
MET	Metlife Inc	+885	6,937	$586,939
NEE	Nextera Energy Inc	+643	6,349	$557,251
IXUS	iShares Core MSCI Total International Stock ETF	+223	7,887	$752,735
SO	Southern Co	+116	4,647	$444,764
JNJ	Johnson & Johnson	+73	2,307	$585,908
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+71	1,534	$469,864
VB	Vanguard Index Funds	+70	2,612	$791,749
BRK-B	Berkshire Hathaway Inc	+60	1,210	$605,471
IVV	iShares Core S&P 500 ETF	+48	1,938	$1,451,348
MRVL	Marvell Technology, Inc.	+45	2,468	$735,192
BLK	BlackRock, Inc.	+1	7,997	$7,689,595
IWM	iShares Russell 2000 ETF	+1	1,056	$317,275
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MRAL	GraniteShares 2x Long MARA Daily ETF	−167,366	6,997	$497,584
OSBC	Old Second Bancorp Inc	−33,063	61,000	$1,422,520
META	Meta Platforms, Inc.	−14,770	13,431	$7,565,547
NVDA	Nvidia Corp	−13,781	304,753	$60,978,027
HLIO	Helios Technologies, Inc.	−7,238	1,146,658	$102,339,226
LEU	Centrus Energy Corp	−5,213	148,730	$24,967,305
ETHA	iShares Ethereum Trust ETF	−5,000	10,000	$118,899
BAC	Bank Of America Corp /De/	−4,046	6,395	$364,387
CSCO	Cisco Systems, Inc.	−2,689	190,535	$22,380,241
STX	Seagate Technology Holdings plc	−2,120	5,374	$5,185,910
PEG	Public Service Enterprise Group Inc	−2,033	12,405	$1,006,789
IBIT	iShares Bitcoin Trust ETF	−1,244	239,691	$7,979,313
P	Everpure, Inc.	−1,186	197,910	$15,593,328
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−1,083	24,595	$3,886,747
RKLB	Rocket Lab Corp	−1,000	14,905	$1,515,093
OKLO	Oklo Inc.	−800	7,150	$374,159
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−573	1,428	$528,417
HD	Home Depot, Inc.	−438	3,162	$1,115,174
XOM	ExxonMobil Holdings Corp	−435	1,433	$195,919
MRK	Merck & Co., Inc.	−321	8,311	$1,067,963
EMR	Emerson Electric Co	−315	23,691	$3,391,366
AMD	Advanced Micro Devices Inc	−310	2,402	$1,395,345
JPM	Jpmorgan Chase & Co	−186	59,206	$19,379,899
AAPL	Apple Inc.	−182	18,026	$5,216,003
AMZN	Amazon Com Inc	−175	64,623	$15,402,245
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
VGUS	VANGUARD ULTRA-SHORT TREASURY ETF	26,500	$2,004,990
PANW	Palo Alto Networks Inc	5,197	$1,772,280
TSLA	Tesla, Inc.	4,129	$1,736,657
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	13,000	$954,330
GLOB	Globant S.A.	12,500	$361,750
BE	Bloom Energy Corp	1,000	$302,700
DELL	Dell Technologies Inc.	682	$294,255
GE	General Electric Co	733	$273,944
MU	Micron Technology Inc	205	$236,629
TRI	Thomson Reuters Corp /Can/	2,800	$228,676
IEMG	iShares Trust	2,425	$200,887
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
ASPI	ASP Isotopes Inc.	586,673	$2,593,094
HON	Honeywell International Inc	1,219	$275,530
PFE	Pfizer Inc	9,055	$254,264
BWXT	BWX Technologies, Inc.	1,212	$247,841
KR	Kroger Co	2,850	$206,226
LHX	L3harris Technologies, Inc. /De/	597	$206,054
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

86 tracked positions · $375,177,508 total · filing declares 87 positions · $375,424,271 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 86 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
HLIO	Helios Technologies, Inc. Industrials	Reduced	1,146,658	-7,238	$102,339,226	+37.1%	25	before history	27.28%
NVDA	Nvidia Corp Technology	Reduced	304,753	-13,781	$60,978,027	+9.8%	25	before history	16.25%
LEU	Centrus Energy Corp Energy	Reduced	148,730	-5,213	$24,967,305	−6.6%	25	before history	6.65%
CSCO	Cisco Systems, Inc. Technology	Reduced	190,535	-2,689	$22,380,241	+49.3%	25	before history	5.97%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	59,206	-186	$19,379,899	+10.9%	7	$233.07	5.17%
P	Everpure, Inc. Technology	Reduced	197,910	-1,186	$15,593,328	+32.7%	18	$31.49	4.16%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	64,623	-175	$15,402,245	+14.1%	14	$193.79	4.11%
MELI	Mercadolibre Inc Consumer Cyclical	Reduced	6,320	-148	$10,727,504	−4.1%	4	$1,941.46	2.86%
IBIT	iShares Bitcoin Trust ETF	Reduced	239,691	-1,244	$7,979,313	−13.8%	7	$53.84	2.13%
BLK	BlackRock, Inc. Financial Services	Added	7,997	+1	$7,689,595	−0.0%	4	$1,117.60	2.05%
META	Meta Platforms, Inc. Communication Services	Reduced	13,431	-14,770	$7,565,547	−53.1%	25	before history	2.02%
AAPL	Apple Inc. Technology	Reduced	18,026	-182	$5,216,003	+12.9%	21	$134.15	1.39%
STX	Seagate Technology Holdings plc Technology	Reduced	5,374	-2,120	$5,185,910	+76.6%	21	$91.02	1.38%
ABBV	AbbVie Inc. Healthcare	Reduced	18,132	-10	$4,562,736	+15.6%	24	$137.94	1.22%
CMI	Cummins Inc Industrials	Reduced	5,940	-97	$4,236,467	+30.4%	8	$313.70	1.13%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Reduced	24,595	-1,083	$3,886,747	+2.2%	13	$129.66	1.04%
JBL	Jabil Inc Technology	Reduced	9,529	-96	$3,673,238	+43.7%	25	before history	0.98%
EMR	Emerson Electric Co Industrials	Reduced	23,691	-315	$3,391,366	+7.8%	25	before history	0.90%
AVGO	Broadcom Inc. Technology	Reduced	6,989	-32	$2,640,094	+21.5%	19	unpriced	0.70%
VYMI	VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD INDEX FUND	Added	26,356	+2,451	$2,588,159	+14.9%	13	$78.50	0.69%
VGUS	VANGUARD ULTRA-SHORT TREASURY ETF	NEW	26,500	NEW	$2,004,990	NEW	1	$75.57	0.53%
PANW	Palo Alto Networks Inc Technology	NEW	5,197	NEW	$1,772,280	NEW	1	$228.90	0.47%
TSLA	Tesla, Inc. Consumer Cyclical	NEW	4,129	NEW	$1,736,657	NEW	1	$397.72	0.46%
RKLB	Rocket Lab Corp Industrials	Reduced	14,905	-1,000	$1,515,093	+48.3%	5	$26.50	0.40%
MARA	MARA Holdings, Inc. Financial Services	Added	107,730	+45,000	$1,496,369	+192.3%	17	$11.82	0.40%
IVV	iShares Core S&P 500 ETF	Added	1,938	+48	$1,451,348	—	25	before history	0.39%
OSBC	Old Second Bancorp Inc Financial Services	Reduced	61,000	-33,063	$1,422,520	−25.0%	4	$18.01	0.38%
AMD	Advanced Micro Devices Inc Technology	Reduced	2,402	-310	$1,395,345	+152.9%	11	$128.98	0.37%
WELL	Welltower Inc. Real Estate	Held	5,135	0	$1,165,490	+14.8%	19	$86.06	0.31%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	3,162	-438	$1,115,174	−5.8%	25	before history	0.30%
RY	Royal Bank Of Canada Financial Services	Held	5,374	0	$1,112,256	+27.9%	7	$123.44	0.30%
MRK	Merck & Co., Inc. Healthcare	Reduced	8,311	-321	$1,067,963	+2.9%	25	before history	0.28%
ALLY	Ally Financial Inc. Financial Services	Held	23,084	0	$1,060,709	+17.1%	21	$41.92	0.28%
FAST	Fastenal Co Industrials	Held	21,323	0	$1,024,143	+3.5%	25	before history	0.27%
PEG	Public Service Enterprise Group Inc Utilities	Reduced	12,405	-2,033	$1,006,789	−13.9%	17	$67.19	0.27%
WMT	Walmart Inc. Consumer Defensive	Held	8,834	0	$1,000,538	−8.9%	25	before history	0.27%
ABT	Abbott Laboratories Healthcare	Held	10,618	0	$963,477	−11.6%	25	before history	0.26%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	NEW	13,000	NEW	$954,330	NEW	1	$73.38	0.25%
MCK	Mckesson Corp Healthcare	Held	1,140	0	$861,384	−12.7%	25	before history	0.23%
MPC	Marathon Petroleum Corp Energy	Held	3,114	0	$796,156	+4.7%	13	$143.96	0.21%
VB	Vanguard Index Funds	Added	2,612	+70	$791,749	+18.9%	13	unpriced	0.21%
IXUS	iShares Core MSCI Total International Stock ETF	Added	7,887	+223	$752,735	—	12	unpriced	0.20%
VO	VANGUARD MID-CAP INDEX FUND	Added	9,318	+7,090	$750,751	+369.3%	13	unpriced	0.20%
GOOG	Alphabet Inc. Communication Services	Held	2,100	0	$741,993	+23.2%	4	$210.20	0.20%
MRVL	Marvell Technology, Inc. Technology	Added	2,468	+45	$735,192	+206.3%	4	$75.92	0.20%
DE	Deere & Co Industrials	Held	1,095	0	$694,591	+12.6%	25	before history	0.19%
PAYX	Paychex Inc Technology	Held	6,251	0	$614,660	+6.7%	25	before history	0.16%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	1,210	+60	$605,471	+9.9%	5	$500.29	0.16%
LOW	Lowes Companies Inc Consumer Cyclical	Held	2,679	0	$590,692	−6.7%	25	before history	0.16%
MET	Metlife Inc Financial Services	Added	6,937	+885	$586,939	+37.1%	17	$71.71	0.16%

Showing the top 50 of 86 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.