APPLIED RESEARCH INVESTMENTS, LLC
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Nov 2026 | $132,800,530 | Individuals and high net worth (86%) |
| Apr 2025 to Feb 2026 | $125,819,526 | Individuals and high net worth (87%) |
| Apr 2024 to Mar 2025 | $102,068,757 | Individuals and high net worth (100%) |
| May 2023 to Mar 2024 | $38,408,368 | Other investment advisers (73%) |
| Apr 2023 | $38,408,368 | Other investment advisers (73%) |
| Apr 2022 to Mar 2023 | $695,926,955 | Other investment advisers (79%) |
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2022-09-30, active share 79.0%; sector active share 41.3% against the combined 13F book's sector weights.
Over time 10 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
12 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022Portfolio Trend
Sector Breakdown
As of Sep 30, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 52.7% | $2,613,164 |
| Unclassified | 15.6% | $771,000 |
| Healthcare | 15.0% | $741,901 |
| Industrials | 6.9% | $340,122 |
| Communication Services | 5.5% | $274,802 |
| Consumer Cyclical | 4.3% | $213,231 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOOGL | Alphabet Inc. | +2,294 | 2,873 | $274,802 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| AMZN | Amazon Com Inc | −5,680 | 1,887 | $213,231 | |
| SONY | Sony Group Corp | −5,219 | 13,233 | $847,573 | |
| AAPL | Apple Inc. | −4,846 | 1,611 | $222,640 | |
| JNJ | Johnson & Johnson | −3,529 | 1,531 | $250,104 | |
| MSFT | Microsoft Corp | −3,171 | 1,220 | $284,138 | |
| MSI | Motorola Solutions, Inc. | −2,860 | 947 | $212,099 | |
| CHKP | Check Point Software Technologies Ltd | −2,412 | 9,344 | $1,046,714 | |
| TMO | Thermo Fisher Scientific Inc. | −1,258 | 418 | $212,005 | |
| UNH | Unitedhealth Group Inc | −1,201 | 554 | $279,792 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 5,145 | $771,000 | ||
| WCN | Waste Connections, Inc. | 2,517 | $340,122 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| MA | Mastercard Inc | 3,072 | $969,154 | |
| SPGI | S&P Global Inc. | 2,825 | $952,194 | |
| DG | Dollar General Corp | 3,667 | $900,028 | |
| ACN | Accenture plc | 3,218 | $893,477 | |
| AON | Aon plc | 2,823 | $761,306 | |
| EL | Estee Lauder Companies Inc | 2,739 | $697,541 | |
| NOW | ServiceNow, Inc. | 1,410 | $670,483 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 7,758 | $634,216 | |
| IQV | Iqvia Holdings Inc. | 2,762 | $599,326 | |
| MSCI | MSCI Inc. | 1,450 | $597,617 | |
| INTU | Intuit Inc. | 1,510 | $582,014 | |
| PAC | Pacific Airport Group | 3,908 | $545,478 | |
| MCO | Moodys Corp | 1,997 | $543,124 | |
| FTV | Fortive Corp | 9,549 | $519,275 | |
| TSLA | Tesla, Inc. | 722 | $486,209 | |
| CNI | Canadian National Railway Co | 4,305 | $484,183 | |
| TT | Trane Technologies plc | 3,638 | $472,467 | |
| SHOP | Shopify Inc. | 13,350 | $417,054 | |
| COST | Costco Wholesale Corp | 772 | $370,004 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CHKP |
Check Point Software Technologies Ltd
Technology
|
Reduced | 9,344 | $1,046,714 | 21.13% | |
| SONY |
Sony Group Corp
Technology
|
Reduced | 13,233 | $847,573 | 17.11% | |
|
|
NEW | 5,145 | $771,000 | 15.56% | ||
| WCN |
Waste Connections, Inc.
Industrials
|
NEW | 2,517 | $340,122 | 6.87% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 1,220 | $284,138 | 5.74% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 554 | $279,792 | 5.65% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 2,873 | $274,802 | 5.55% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 1,531 | $250,104 | 5.05% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 1,611 | $222,640 | 4.49% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 1,887 | $213,231 | 4.30% | |
| MSI |
Motorola Solutions, Inc.
Technology
|
Reduced | 947 | $212,099 | 4.28% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 418 | $212,005 | 4.28% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.