HATTON CONSULTING, INC.

CIK

1859542

Location

PHOENIX, AZ

Portfolio Value

Small $133,989,318

Diversification

Moderately concentrated

Filing Date

Global Rank

#5,236 / 6,035 ▲ 154 · as of Sep 2021

Top Industry

Consumer Electronics 15.6%

Period ended 5 years ago

Filed Oct 14, 2021 · 5y

3 quarters · since Mar 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2021, never from the firm's own description.

Style

Concentrated

The top 10 positions are 93.4% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.0 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 91.6%; sector active share 67.5% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

41 tracked positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

39.6%

+1.3 pts

Top 5

80.7%

+2.8 pts

Top 10

93.4%

+2.4 pts

HHI

2,156

Moderately concentrated+119

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Unclassified	94.7%	$126,851,730	26
Technology	1.9%	$2,525,089	5
Consumer Cyclical	1.2%	$1,618,157	3
Financial Services	0.7%	$965,639	1
Communication Services	0.6%	$853,362	2
Consumer Defensive	0.5%	$657,356	2
Energy	0.2%	$316,219	1
Industrials	0.2%	$201,766	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+28,830	189,524	$6,862,664
SCHO	Schwab Short-Term U.S. Treasury ETF	+25,363	226,282	$11,583,375
QLTA	iShares Aaa - A Rated Corporate Bond ETF	+19,981	170,331	$9,594,745
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+15,459	281,585	$26,584,439
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+11,647	62,020	$2,637,710
IWB	iShares Russell 1000 ETF	+9,958	73,455	$17,754,808
AGG	iShares Core U.S. Aggregate Bond ETF	+7,623	146,026	$16,768,165
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	+7,154	47,517	$4,910,881
IDV	iShares International Select Dividend ETF	+6,127	36,959	$1,124,292
SCZ	iShares MSCI EAFE Small-Cap ETF	+5,030	33,882	$2,521,159
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	+4,723	24,292	$1,990,972
IAU	Ishares Gold Trust	+4,480	159,680	$5,334,908
VB	Vanguard Index Funds	+4,477	31,903	$6,976,229
AAPL	Apple Inc.	+1,346	7,850	$1,110,775
CSCO	Cisco Systems, Inc.	+464	9,133	$497,109
KO	Coca Cola Co	+456	8,201	$430,306
PYPL	PayPal Holdings, Inc.	+308	3,711	$965,639
GLD	Spdr Gold Trust	+189	2,962	$486,419
IBM	International Business Machines Corp	+178	3,428	$476,252
DFAU	Dimensional US Core Equity Market ETF	+23	8,541	$257,425
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	+5	1,886	$418,805
AMZN	Amazon Com Inc	+5	162	$532,176
No positions match the current search.

Trimmed

Positions the filer reduced

4 positions

Ticker	Company	Δ Shares	Shares	Value
ICSH	iShares Ultra Short Duration Bond Active ETF	−5,991	48,818	$2,465,797
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−5,793	45,916	$2,508,850
BNDX	Vanguard Total International Bond ETF	−5,397	42,484	$2,419,888
CVX	Chevron Corp	−2,749	3,117	$316,219
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
TSLA	Tesla, Inc.	974	$755,317
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
MRK	Merck & Co., Inc.	6,146	$477,974
VZ	Verizon Communications Inc	8,522	$477,487
AMGN	Amgen Inc	1,649	$401,943
DOW	Dow Inc.	6,335	$400,878
MMM	3M Co	1,994	$396,068
—		7,133	$375,000
BA	Boeing Co	1,180	$282,680
ORCL	Oracle Corp	2,710	$210,946
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

41 tracked positions · $133,989,318 total · filing declares 42 positions · $134,442,000 · as of Sep 30, 2021

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Industrials Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	281,585	+15,459	$26,584,439	+5.1%	3	before history	19.84%
IWB	iShares Russell 1000 ETF	Added	73,455	+9,958	$17,754,808	+15.5%	3	before history	13.25%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	146,026	+7,623	$16,768,165	+5.1%	3	before history	12.51%
SCHO	Schwab Short-Term U.S. Treasury ETF	Added	226,282	+25,363	$11,583,375	+12.6%	3	before history	8.64%
QLTA	iShares Aaa - A Rated Corporate Bond ETF	Added	170,331	+19,981	$9,594,745	+12.3%	3	before history	7.16%
VB	Vanguard Index Funds	Added	31,903	+4,477	$6,976,229	+12.9%	3	before history	5.21%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	189,524	+28,830	$6,862,664	+16.1%	3	before history	5.12%
IAU	Ishares Gold Trust	Added	159,680	+4,480	$5,334,908	+2.0%	3	before history	3.98%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	47,517	+7,154	$4,910,881	+16.1%	3	before history	3.67%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	62,020	+11,647	$2,637,710	+15.1%	3	before history	1.97%
SCZ	iShares MSCI EAFE Small-Cap ETF	Added	33,882	+5,030	$2,521,159	+17.8%	3	before history	1.88%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Reduced	45,916	-5,793	$2,508,850	−11.5%	3	before history	1.87%
ICSH	iShares Ultra Short Duration Bond Active ETF	Reduced	48,818	-5,991	$2,465,797	−10.9%	3	before history	1.84%
BNDX	Vanguard Total International Bond ETF	Reduced	42,484	-5,397	$2,419,888	−11.5%	3	before history	1.81%
SLYV	State Street(R) SPDR(R) S & P 600(TM) Small Cap Value ETF	Added	24,292	+4,723	$1,990,972	+18.7%	3	before history	1.49%
IVV	iShares Core S&P 500 ETF	Held	3,410	0	$1,469,096	+0.2%	3	before history	1.10%
IDV	iShares International Select Dividend ETF	Added	36,959	+6,127	$1,124,292	+12.5%	3	before history	0.84%
AAPL	Apple Inc. Technology	Added	7,850	+1,346	$1,110,775	+24.7%	3	before history	0.83%
PYPL	PayPal Holdings, Inc. Financial Services	Added	3,711	+308	$965,639	−2.6%	3	before history	0.72%
TSLA	Tesla, Inc. Consumer Cyclical	NEW	974	NEW	$755,317	NEW	1	$706.10	0.56%
IWF	iShares Russell 1000 Growth ETF	Held	2,702	0	$740,456	+0.9%	3	before history	0.55%
IWM	iShares Russell 2000 ETF	Held	2,444	0	$534,625	−4.6%	3	before history	0.40%
AMZN	Amazon Com Inc Consumer Cyclical	Added	162	+5	$532,176	−1.5%	3	before history	0.40%
ROKU	Roku, Inc Communication Services	Held	1,650	0	$517,027	−31.8%	3	before history	0.39%
CSCO	Cisco Systems, Inc. Technology	Added	9,133	+464	$497,109	+8.2%	2	$52.78	0.37%
GLD	Spdr Gold Trust	Added	2,962	+189	$486,419	+5.9%	3	before history	0.36%
IBM	International Business Machines Corp Technology	Added	3,428	+178	$476,252	−0.0%	2	unpriced	0.36%
KO	Coca Cola Co Consumer Defensive	Added	8,201	+456	$430,306	+2.7%	2	$54.48	0.32%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	1,886	+5	$418,805	−0.1%	3	before history	0.31%
META	Meta Platforms, Inc. Communication Services	Held	991	0	$336,335	−2.4%	3	before history	0.25%
F	Ford Motor Co Consumer Cyclical	Held	23,352	0	$330,664	−4.7%	3	before history	0.25%
CVX	Chevron Corp Energy	Reduced	3,117	-2,749	$316,219	−48.5%	3	before history	0.24%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Held	5,700	0	$285,057	−7.9%	3	before history	0.21%
PRFZ	Invesco RAFI US 1500 Small-Mid ETF	Held	1,435	0	$261,873	−2.3%	3	before history	0.20%
DFAU	Dimensional US Core Equity Market ETF	Added	8,541	+23	$257,425	+0.0%	2	$29.56	0.19%
PXF	Invesco RAFI Developed Markets ex-U.S. ETF	Held	5,432	0	$254,543	−2.7%	3	before history	0.19%
MSFT	Microsoft Corp Technology	Held	839	0	$236,530	+4.1%	2	$254.18	0.18%
WMT	Walmart Inc. Consumer Defensive	Held	1,629	0	$227,050	−1.2%	3	before history	0.17%
AMAT	Applied Materials Inc Technology	Held	1,588	0	$204,423	−9.6%	2	$134.18	0.15%
UPS	United Parcel Service Inc Industrials	Held	1,108	0	$201,766	−12.4%	2	$200.08	0.15%
PRF	Victory Portfolios II	Held	3,301	0	$104,549	−1.2%	3	before history	0.08%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.