QLTA · iShares Aaa - A Rated Corporate Bond ETF · Holdings ETF

$45.45 +0.02 (+0.04%) At close · Oct 21

Volume · Oct 21 94.23K Avg daily vol (3M) 169.88K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 25

Total Value: $15,540,260

Total Shares: 988,818

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 25 13F filers · Δ vs Jun 30, 2026

Top Holder

34.5%

+3.1 pts

Top 5

97.2%

+17.8 pts

Top 10

100.0%

+6.0 pts

HHI

2,497

Moderately concentrated+853

Who Holds QLTA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 177 filers, like-for-like change -21.0%; actively managed books -31.2%; index-like books +164.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	51.5%	101	-25.2%	9	21
Exempt adviser	0.0%	1	-24.4%	0	0
Adviser	2.5%	4	-18.9%	1	1
Bank	9.6%	10	-26.9%	2	1
Insurer	0.0%	1	0.0%	0	0
Broker-dealer	3.3%	1	-53.6%	0	0
Holding company	10.1%	6	-43.8%	1	0
Unknown	22.9%	53	+42.4%	3	3

Style	Share	Filers	Change	New	Exited
Index-like	17.4%	5	+164.0%	1	1
Systematic-like	1.1%	2	+45.8%	0	0
Concentrated	17.5%	44	-5.8%	3	9
Diversified active	64.0%	126	-36.5%	12	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	85.5%	126	-23.0%	10	14
Medium turnover	9.5%	30	-18.7%	4	10
High turnover	3.1%	5	+69.1%	1	0
Unknown	2.0%	16	+2.8%	1	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.7%	14	+28.3%	2	2
Medium horizon	11.3%	32	-14.7%	2	9
Long horizon	86.8%	125	-21.1%	11	15
Unknown	0.2%	6	-87.6%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	14.4%	56	-17.6%	1	12
$1B to $10B	25.1%	54	+13.2%	9	10
$10B to $100B	27.8%	42	-7.3%	3	3
$100B or more	32.7%	25	-42.5%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	44.3%	86	-28.9%	7	19
Pooled investment vehicles	1.1%	1	+47.1%	0	0
Registered funds and BDCs	1.2%	2	+14.3%	0	0
Pension and profit sharing plans	3.2%	4	+100.5%	0	0
Insurance companies	0.1%	1	-5.5%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Other investment advisers	0.2%	2	+199.3%	1	0
Other	0.3%	1	new	1	0
Diversified	1.0%	3	-65.8%	0	2
Unknown	48.5%	76	-15.9%	7	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.8%	7	+13.6%	0	0
Private equity funds	0.9%	4	+34.7%	1	0
Real estate funds	6.5%	3	+8.5%	1	0
Securitized asset funds	0.1%	1	0.0%	0	0
Other private funds	0.8%	4	-88.1%	0	1
Mixed private funds	0.0%	0	—	0	0
No private funds	41.4%	83	-23.3%	7	20
Private funds, type not stated	0.0%	0	—	0	0
Unknown	48.5%	75	-15.9%	7	5

Location	Share	Filers	Change	New	Exited
United States	91.7%	166	-23.5%	15	26
Outside the US	8.3%	11	+23.4%	1	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

177 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

10.7% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.434%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

53.2%

of 13F shares, Herfindahl 0.046

Active holders

-31.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 11.1 quarters

Under 1 year 14.6% 1 to 3 years 57.9% 3 years or more 27.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -153

Institutional value: -83.4%

Shares held: -94.9%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Heck Capital Advisors, LLC	+15,407	181,339
Small COLTON GROOME FINANCIAL ADVISORS, LLC	+8,977	167,672
Small BDFS Capital LLC	+7,230	33,463
Mid Procyon Advisors, LLC	+2,683	102,627
Small Climber Capital SA	+1,184	119,166

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Large ASSETMARK, INC	−68,695	177
Mid Diversify Advisory Services, LLC	−20,445	27,239
Mid DIVERSIFY WEALTH MANAGEMENT, LLC	−20,445	27,239
Small Detalus Advisors, LLC	−14,543	5,149
Small Dynamic Wealth Strategies, LLC	−7,236	26,898

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Small Physician Wealth Advisors, Inc.	210	$9,447

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Two West Capital Advisors LLC	9,860	$468,547
Small ShoreHaven Wealth Partners, LLC	17,803	$0
Large Concurrent Investment Advisors, LLC	4,742	$0
Mid CoreCap Advisors, LLC	11	$0
Small Kelly Financial Services LLC	17,536	$0

Filter: New 1 Increased 9 Reduced 12 Sold out 7 Unchanged 3

Holder type: Registered adviser 15 Adviser 1 Unknown 9

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Climber Capital SA Registered adviser QLTA	$5,361,278	34.50%	119,166	—	+1,184 +1.0%	Shares	2026-10-20
Mid Procyon Advisors, LLC Registered adviser QLTA	$4,617,188	29.71%	102,627	—	+2,683 +2.7%	Shares	2026-10-21
Mid ISTHMUS PARTNERS, LLC QLTA	$2,672,990	17.20%	59,413	—	-563 -0.9%	Shares	2026-10-21
Mid Diversify Advisory Services, LLC Registered adviser QLTA	$1,225,482	7.89%	27,239	—	-20,445 -42.9%	Shares	2026-10-20
Mid DIVERSIFY WEALTH MANAGEMENT, LLC Registered adviser QLTA	$1,225,482	7.89%	27,239	—	-20,445 -42.9%	Shares	2026-10-20
Mid Wealthcare Advisory Partners LLC Registered adviser QLTA	$258,377	1.66%	5,743	—	+372 +6.9%	Shares	2026-10-21
Mid PRIVATE TRUST CO NA QLTA	$162,053	1.04%	3,602	—	-493 -12.0%	Shares	2026-10-20
Small Physician Wealth Advisors, Inc. Registered adviser QLTA	$9,447	0.06%	210	—	New	Shares	2026-10-20
Large ASSETMARK, INC Registered adviser QLTA	$7,963	0.05%	177	—	-68,695 -99.7%	Shares	2026-10-21
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC QLTA	—	—	67,695	—	-164 -0.2%	Shares	2026-10-13
Mid NorthCrest Asset Manangement, LLC QLTA	—	—	63,360	—	-810 -1.3%	Shares	2026-10-13
Small COLTON GROOME FINANCIAL ADVISORS, LLC Registered adviser QLTA	—	—	167,672	—	+8,977 +5.7%	Shares	2026-10-06
Small Dynamic Wealth Strategies, LLC QLTA	—	—	26,898	—	-7,236 -21.2%	Shares	2026-10-16
Small Professional Financial Advisors, LLC Adviser QLTA	—	—	5,012	—	0 0.0%	Shares	2026-10-13
Small Weaver Consulting Group QLTA	—	—	6,852	—	+435 +6.8%	Shares	2026-10-07
Small Heck Capital Advisors, LLC Registered adviser QLTA	—	—	181,339	—	+15,407 +9.3%	Shares	2026-10-14
Small Pacific Wealth Management Registered adviser QLTA	—	—	7,499	—	0 0.0%	Shares	2026-10-05
Small Montecito Bank & Trust QLTA	—	—	12,804	—	-73 -0.6%	Shares	2026-10-01
Small Detalus Advisors, LLC Registered adviser QLTA	—	—	5,149	—	-14,543 -73.9%	Shares	2026-10-15
Large Farther Finance Advisors, LLC Registered adviser QLTA	—	—	2,995	—	-1,836 -38.0%	Shares	2026-10-08
Small RKL Wealth Management LLC QLTA	—	—	33,003	—	-1,877 -5.4%	Shares	2026-10-16
Mid IFP Advisors, Inc Registered adviser QLTA	—	—	1,445	—	+709 +96.3%	Shares	2026-10-16
Mid EASTERN BANK QLTA	—	—	2,082	—	0 0.0%	Shares	2026-10-05
Small Bigelow Investment Advisors, LLC Registered adviser QLTA	—	—	26,134	—	+899 +3.6%	Shares	2026-10-13
Small BDFS Capital LLC Registered adviser QLTA	—	—	33,463	—	+7,230 +27.6%	Shares	2026-10-14
Small Two West Capital Advisors LLC Registered adviser QLTA	$468,547	3.02%	9,860	—	Sold Out	Shares	2026-07-22
Small Cornerstone Planning Group LLC Registered adviser QLTA	—	—	129	—	Sold Out	Shares	2026-07-29
Small Kelly Financial Services LLC QLTA	—	—	17,536	—	Sold Out	Shares	2026-07-14
Large Concurrent Investment Advisors, LLC Registered adviser QLTA	—	—	4,742	—	Sold Out	Shares	2026-07-27
Mid CoreCap Advisors, LLC Registered adviser QLTA	—	—	11	—	Sold Out	Shares	2026-07-06
Small Catalyst Investment Management LLC QLTA	—	—	66,896	—	Sold Out	Shares	2026-08-10
Small ShoreHaven Wealth Partners, LLC Registered adviser QLTA	—	—	17,803	—	Sold Out	Shares	2026-07-14
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