Capital Financial Services, LLC

CIK

1926723

Location

CLIFTON PARK, NY

Portfolio Value

Micro $68,700,310

Diversification

Diversified

Filing Date

Global Rank

#6,571 / 7,091 ▼ 270 · as of Dec 2022

Top Industry

Drug Manufacturers - General 15.4%

Period ended 3 years ago

Filed Jan 23, 2023 · 3y

9 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.5%, 34.5 effective positions, active share 76.7% against the S&P 500 as of 2022-12-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

6.4% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 8.3 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2022-12-31, active share 76.7%; sector active share 15.7% against the combined 13F book's sector weights.

Over time 9 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

74 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022

Top Position

6.9%

−1.3 pts

Top 5

28.8%

−1.3 pts

Top 10

43.5%

+0.3 pts

HHI

290

Diversified−12

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2022

Sector	% Portfolio	Value	Positions
Technology	23.3%	$15,997,791	14
Healthcare	19.2%	$13,195,342	12
Financial Services	14.6%	$10,049,199	12
Unclassified	13.1%	$8,983,710	6
Real Estate	7.0%	$4,790,315	6
Consumer Cyclical	6.1%	$4,180,281	6
Industrials	6.0%	$4,112,999	3
Communication Services	4.6%	$3,126,756	3
Basic Materials	2.7%	$1,833,027	4
Energy	2.5%	$1,705,440	4
Utilities	0.9%	$587,079	3
Consumer Defensive	0.2%	$138,371	1

Last Quarter's Activity

Export CSV

Dec 31, 2022 vs Sep 30, 2022

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
DFAU	Dimensional US Core Equity Market ETF	+6,665	27,416	$740,780
DFAC	Dimensional U.S. Core Equity 2 ETF	+6,100	15,435	$374,761
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CLF	Cleveland-Cliffs Inc.	−3,850	18,770	$302,384
PFE	Pfizer Inc	−3,075	71,624	$3,670,013
ASO	Academy Sports & Outdoors, Inc.	−2,375	27,709	$1,455,830
BGS	B&G Foods, Inc.	−1,850	12,410	$138,371
AAPL	Apple Inc.	−1,830	36,240	$4,708,663
AMLP	Alerian MLP ETF	−1,700	31,550	$1,201,108
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−1,475	25,623	$1,908,657
GLW	Corning Inc	−1,250	9,275	$296,243
—		−1,215	34,869	$4,613,821
ANET	Arista Networks, Inc.	−1,100	23,062	$2,798,573
BMY	Bristol Myers Squibb Co	−1,035	10,269	$738,854
STLA	Stellantis N.V.	−1,000	17,009	$241,527
VICI	Vici Properties Inc.	−1,000	9,925	$321,570
UCTT	Ultra Clean Holdings, Inc.	−850	12,757	$422,894
MRNA	Moderna, Inc.	−830	11,639	$2,090,597
TRTN	Triton International Ltd	−785	20,550	$1,413,429
CCS	Century Communities, Inc.	−755	33,960	$1,698,339
GM	General Motors Co	−700	9,440	$317,561
KMI	Kinder Morgan, Inc.	−700	14,850	$268,488
BRK-B	Berkshire Hathaway Inc	−665	12,953	$4,001,181
GBDC	GOLUB CAPITAL BDC, Inc.	−650	13,200	$173,712
CVS	CVS HEALTH Corp	−540	4,758	$443,398
MPT	Medical Properties Trust Inc	−500	60,960	$679,094
BLW	BLACKROCK Ltd DURATION INCOME TRUST	−500	50,583	$661,119
DVN	Devon Energy Corp	−500	4,150	$255,266
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
LLY	ELI LILLY & Co	600	$219,504
DUK	Duke Energy CORP	2,000	$205,980
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
VIG	Vanguard Specialized Funds	2,047	$276,672
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

74 tracked positions · $68,700,310 total · filing declares 79 positions · $72,474,384 · as of Dec 31, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 74 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	36,240	-1,830	$4,708,663	−10.5%	9	before history	6.85%
		Reduced	34,869	-1,215	$4,613,821	+3.3%	9	before history	6.72%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	12,953	-665	$4,001,181	+10.0%	9	before history	5.82%
PFE	Pfizer Inc Healthcare	Reduced	71,624	-3,075	$3,670,013	+12.3%	9	before history	5.34%
ANET	Arista Networks, Inc. Technology	Reduced	23,062	-1,100	$2,798,573	+2.6%	9	before history	4.07%
URI	United Rentals, Inc. Industrials	Reduced	7,079	-290	$2,516,018	+26.4%	9	before history	3.66%
MRNA	Moderna, Inc. Healthcare	Reduced	11,639	-830	$2,090,597	+41.8%	6	$300.57	3.04%
MA	Mastercard Inc Financial Services	Reduced	5,500	-85	$1,912,515	+20.4%	9	before history	2.78%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	25,623	-1,475	$1,908,657	+2.7%	9	before history	2.78%
CCS	Century Communities, Inc. Real Estate	Reduced	33,960	-755	$1,698,339	+14.4%	9	before history	2.47%
ASO	Academy Sports & Outdoors, Inc. Consumer Cyclical	Reduced	27,709	-2,375	$1,455,830	+14.7%	6	$39.99	2.12%
TRTN	Triton International Ltd Industrials	Reduced	20,550	-785	$1,413,429	+21.0%	9	before history	2.06%
MSFT	Microsoft Corp Technology	Reduced	5,807	-125	$1,392,634	+0.8%	9	before history	2.03%
TIP	iShares TIPS Bond ETF	Reduced	12,882	-343	$1,371,160	−1.2%	9	before history	2.00%
BIIB	Biogen Inc. Healthcare	Reduced	4,835	-105	$1,338,908	+1.5%	9	before history	1.95%
VZ	Verizon Communications Inc Communication Services	Reduced	31,695	-450	$1,248,783	+2.3%	9	before history	1.82%
LRCX	Lam Research Corp Technology	Reduced	2,940	-65	$1,235,682	+12.4%	9	before history	1.80%
DIS	Walt Disney Co Communication Services	Reduced	14,099	-200	$1,224,921	−9.2%	9	before history	1.78%
PGR	Progressive Corp Financial Services	Reduced	9,440	-100	$1,224,462	+10.4%	9	before history	1.78%
AMLP	Alerian MLP ETF	Reduced	31,550	-1,700	$1,201,108	−1.2%	7	unpriced	1.75%
V	Visa Inc. Financial Services	Reduced	5,700	-120	$1,184,232	+14.5%	9	before history	1.72%
EW	Edwards Lifesciences Corp Healthcare	Reduced	14,385	-450	$1,073,264	−12.4%	9	before history	1.56%
PHM	Pultegroup Inc Consumer Cyclical	Reduced	22,327	-20	$1,016,548	+21.3%	9	before history	1.48%
CBRE	Cbre Group, Inc. Real Estate	Reduced	13,177	-50	$1,014,101	+13.6%	9	before history	1.48%
ABBV	AbbVie Inc. Healthcare	Reduced	6,210	-215	$1,003,598	+16.4%	9	before history	1.46%
TM	Toyota Motor Corp Consumer Cyclical	Reduced	6,730	-425	$919,183	−1.4%	6	unpriced	1.34%
RIO	Rio Tinto PLC Basic Materials	Held	12,800	0	$911,360	+29.3%	3	$71.67	1.33%
ENB	Enbridge Inc Energy	Reduced	23,038	-110	$900,785	+4.9%	9	before history	1.31%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	10,490	-250	$900,566	+35.9%	9	before history	1.31%
JNJ	Johnson & Johnson Healthcare	Reduced	4,915	-50	$868,234	+7.0%	9	before history	1.26%
BXMT	Blackstone Mortgage Trust, Inc. Real Estate	Reduced	39,980	-400	$846,376	−10.2%	9	before history	1.23%
SWKS	Skyworks Solutions, Inc. Technology	Reduced	9,065	-420	$826,093	+2.1%	9	before history	1.20%
DFAU	Dimensional US Core Equity Market ETF	Added	27,416	+6,665	$740,780	+41.9%	2	$27.68	1.08%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	10,269	-1,035	$738,854	−8.1%	9	before history	1.08%
TDTT	FlexShares iBoxx 3-Year Target Duration TIPS Index Fund	Held	29,000	0	$682,080	+0.6%	9	before history	0.99%
MPT	Medical Properties Trust Inc Real Estate	Reduced	60,960	-500	$679,094	−6.8%	9	before history	0.99%
BLW	BLACKROCK Ltd DURATION INCOME TRUST Financial Services	Reduced	50,583	-500	$661,119	+7.0%	9	before history	0.96%
GOOG	Alphabet Inc. Communication Services	Reduced	7,360	-100	$653,052	−9.0%	9	before history	0.95%
ADI	Analog Devices Inc Technology	Reduced	3,065	-105	$502,751	+13.8%	9	before history	0.73%
CTSH	Cognizant Technology Solutions Corp Technology	Reduced	8,300	-100	$474,677	−1.6%	9	before history	0.69%
MRK	Merck & Co., Inc. Healthcare	Reduced	4,175	-125	$463,216	+25.1%	9	before history	0.67%
CVS	CVS HEALTH Corp Healthcare	Reduced	4,758	-540	$443,398	−12.2%	9	before history	0.65%
UCTT	Ultra Clean Holdings, Inc. Technology	Reduced	12,757	-850	$422,894	+20.7%	6	$47.17	0.62%
NUE	Nucor Corp Basic Materials	Reduced	3,075	-100	$405,315	+19.3%	3	$134.55	0.59%
ILMN	Illumina, Inc. Healthcare	Held	1,905	0	$385,190	+6.0%	9	before history	0.56%
DFAC	Dimensional U.S. Core Equity 2 ETF	Added	15,435	+6,100	$374,761	+80.5%	2	$24.46	0.55%
AMAT	Applied Materials Inc Technology	Reduced	3,825	-315	$372,478	+9.8%	9	before history	0.54%
ADP	Automatic Data Processing Inc Technology	Reduced	1,500	-100	$358,290	−1.0%	9	before history	0.52%
		Reduced	3,900	-5	$353,496	+14.0%	9	before history	0.51%
AVGO	Broadcom Inc. Technology	Held	620	0	$346,660	+25.9%	9	before history	0.50%

Showing the top 50 of 74 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.