Kurv Investment Management LLC

Registered adviser

CIK

2027462

Location

SAN FRANCISCO, CA

Portfolio Value

Small $157,146,286

Diversification

Diversified

Filing Date

Global Rank

#7,780 / 8,827 ▲ 446 · as of Jun 2026

Top Industry

Semiconductors 29.8%

3Y Alpha vs SPY

-6.3%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

4 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 323149

Roster of Nov 1, 2026

Regulatory AUM

$279,214,543

Main clients

Registered funds and BDCs (100% of AUM)

Registered funds advised

11 series (0 index, 11 ETFs)

$297,713,449 net assets· N-CEN May 31, 2026

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$279,214,543	Registered funds and BDCs (100%)
Mar 2025 to Mar 2026	$38,681,638	Registered funds and BDCs (100%)
Apr 2024 to Feb 2025	$3,834,858	Registered funds and BDCs (100%)
May 2023 to Mar 2024	$0	—
Nov 2022 to Apr 2023	$0	—

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.2% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.9 quarters (under 4)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 58.7%; sector active share 38.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

51 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

10.1%

−1.3 pts

Top 5

40.7%

−4.4 pts

Top 10

58.7%

−4.5 pts

HHI

475

Diversified−75

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	43.1%	$67,700,059	14
Communication Services	19.5%	$30,698,775	6
Unclassified	17.1%	$26,909,070	23
Consumer Cyclical	11.2%	$17,626,137	2
Industrials	4.9%	$7,652,281	3
Financial Services	1.6%	$2,438,100	1
Utilities	1.4%	$2,177,352	1
Healthcare	1.2%	$1,944,512	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IBHG	iShares iBonds 2027 Term High Yield and Income ETF	+43,953	61,985	$1,350,033
ICSH	iShares Ultra Short Duration Bond Active ETF	+28,860	40,700	$2,051,280
CLOA		+28,158	39,710	$2,060,234
SHOP	Shopify Inc.	+24,015	36,315	$5,385,514
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+19,539	27,555	$1,365,350
TSLP	NEOS ETF Trust	+16,754	65,260	$944,984
HIMS	Hims & Hers Health, Inc.	+13,409	65,274	$1,944,512
SIL	Global X Silver Miners ETF	+8,321	40,506	$3,483,921
GDX	VanEck Gold Miners ETF	+7,844	38,184	$3,352,555
INTC	Intel Corp	+6,896	100,131	$12,038,750
AMZN	Amazon Com Inc	+4,484	54,634	$13,612,061
HOOD	Robinhood Markets, Inc.	+4,452	21,672	$2,438,100
NFLX	Netflix Inc	+4,408	53,708	$3,737,002
GOOGL	Alphabet Inc.	+3,724	45,374	$15,612,285
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	+3,710	18,060	$1,567,608
VST	Vistra Corp.	+3,233	15,738	$2,177,352
BWXT	BWX Technologies, Inc.	+3,021	14,706	$2,014,722
AVGO	Broadcom Inc.	+2,881	28,396	$9,972,391
RDDT	Reddit, Inc.	+2,597	12,642	$1,800,726
HWM	Howmet Aerospace Inc.	+2,544	12,384	$2,801,013
AMD	Advanced Micro Devices Inc	+2,427	19,877	$12,159,953
CSCO	Cisco Systems, Inc.	+1,748	21,298	$2,292,303
TER	Teradyne, Inc	+1,696	8,256	$3,309,912
NVDA	Nvidia Corp	+1,596	19,448	$4,441,534
AAPL	Apple Inc.	+1,470	19,494	$6,491,891
No positions match the current search.

Trimmed

Positions the filer reduced

1 positions

Ticker	Company	Δ Shares	Shares	Value	Open
META	Meta Platforms, Inc.	−236	9,238	$6,699,212
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
LQID	Kurv Enhanced Short Maturity ETF	100,939	$2,501,268
LRCX	Lam Research Corp	7,408	$2,433,602
SNDK	Sandisk Corp	926	$1,611,138
COPX	Global X Copper Miners ETF	15,996	$1,354,861
MSFY	NEOS ETF Trust	19,937	$414,892
XSHP	Kurv SpaceX Enhanced Income ETF	18,153	$338,734
NFLP	NEOS ETF Trust	20,844	$336,657
AMZP	NEOS ETF Trust	11,514	$287,748
AAPY	NEOS ETF Trust	7,664	$211,794
IVV	iShares Core S&P 500 ETF	266	$203,716
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
UBER	Uber Technologies, Inc	40,800	$2,944,128
IBM	International Business Machines Corp	9,775	$2,748,827
APP	AppLovin Corp	3,690	$1,901,198
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

51 tracked positions · $157,146,286 total · filing declares 65 positions · $200,096,181 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 51 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
GOOGL	Alphabet Inc. Communication Services	Added	45,374	+2,665	$15,612,285	+2.3%	9.93%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Added	55,412	+4,141	$13,805,899	+13.0%	8.79%
AMD	Advanced Micro Devices Inc Technology	Added	19,877	+2,427	$12,159,953	+20.0%	7.74%
INTC	Intel Corp Technology	Added	100,131	+6,896	$12,038,750	−7.5%	7.66%
AVGO	Broadcom Inc. Technology	Added	28,396	+2,881	$9,972,391	+3.5%	6.35%
META	Meta Platforms, Inc. Communication Services	Reduced	9,238	-236	$6,699,212	+25.5%	4.26%
AAPL	Apple Inc. CALL + SHARES Technology	Added	20,020	+1,503	$6,667,059	+24.4%	4.24%
SHOP	Shopify Inc. Technology	Added	36,315	+24,015	$5,385,514	+283.5%	3.43%
NVDA	Nvidia Corp CALL + SHARES Technology	Added	19,755	+1,596	$4,511,646	+24.2%	2.87%
AMAT	Applied Materials Inc CALL + SHARES Technology	Added	8,364	+680	$4,277,181	−23.0%	2.72%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Added	10,767	+689	$3,820,238	−9.9%	2.43%
NFLX	Netflix Inc CALL + SHARES Communication Services	Added	54,570	+4,430	$3,796,979	+6.1%	2.42%
SIL	Global X Silver Miners ETF	Reduced	40,506	-4,193	$3,483,921	+0.6%	2.22%
GDX	VanEck Gold Miners ETF	Added	38,184	+5,276	$3,352,555	+35.0%	2.13%
TER	Teradyne, Inc Technology	Added	8,256	+1,696	$3,309,912	+4.3%	2.11%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	5,539	+245	$2,840,952	+43.9%	1.81%
RTX	RTX Corp Industrials	Added	15,279	+1,254	$2,836,546	+6.6%	1.81%
HWM	Howmet Aerospace Inc. Industrials	Added	12,384	+2,544	$2,801,013	+5.9%	1.78%
LQID	Kurv Enhanced Short Maturity ETF	NEW	100,939	NEW	$2,501,268	NEW	1.59%
SPOT	Spotify Technology S.A. Communication Services	Added	5,093	+418	$2,482,226	+15.6%	1.58%
HOOD	Robinhood Markets, Inc. Financial Services	Added	21,672	+4,452	$2,438,100	+41.2%	1.55%
LRCX	Lam Research Corp Technology	NEW	7,408	NEW	$2,433,602	NEW	1.55%
CSCO	Cisco Systems, Inc. Technology	Added	21,298	+1,748	$2,292,303	−0.2%	1.46%
VST	Vistra Corp. Utilities	Added	15,738	+3,233	$2,177,352	+9.8%	1.39%
GLD	Spdr Gold Trust PUT CALL	Added	5,686	+5,331	$2,165,455	+1555.9%	1.38%
CLOA		Added	39,710	+21,433	$2,060,234	+117.2%	1.31%
ICSH	iShares Ultra Short Duration Bond Active ETF	Added	40,700	+28,860	$2,051,280	+242.5%	1.31%
BWXT	BWX Technologies, Inc. Industrials	Added	14,706	+3,021	$2,014,722	−11.4%	1.28%
HIMS	Hims & Hers Health, Inc. Healthcare	Added	65,274	+13,409	$1,944,512	+8.1%	1.24%
RDDT	Reddit, Inc. Communication Services	Added	12,642	+2,597	$1,800,726	+3.3%	1.15%
SNDK	Sandisk Corp CALL + SHARES Technology	NEW	942	NEW	$1,638,976	NEW	1.04%
COPX	Global X Copper Miners ETF CALL + SHARES	NEW	18,814	NEW	$1,593,545	NEW	1.01%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Added	18,060	+3,710	$1,567,608	+23.4%	1.00%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Added	27,555	+19,539	$1,365,350	+242.2%	0.87%
IBHG	iShares iBonds 2027 Term High Yield and Income ETF	Added	61,985	+43,953	$1,350,033	+239.1%	0.86%
SLV	iShares Silver Trust PUT CALL	Added	22,996	+18,866	$1,253,511	+467.6%	0.80%
TSLP	NEOS ETF Trust	Added	65,260	+16,754	$944,984	+2.4%	0.60%
GOOP	NEOS ETF Trust	Added	18,021	+1,345	$642,236	−5.0%	0.41%
MSFY	NEOS ETF Trust	NEW	19,937	NEW	$414,892	NEW	0.26%
XSHP	Kurv SpaceX Enhanced Income ETF	NEW	18,153	NEW	$338,734	NEW	0.22%
NFLP	NEOS ETF Trust	NEW	20,844	NEW	$336,657	NEW	0.21%
GOOG	Alphabet Inc. CALL Communication Services	NEW	902	NEW	$307,347	NEW	0.20%
AMZP	NEOS ETF Trust	NEW	11,514	NEW	$287,748	NEW	0.18%
SIVR	abrdn Silver ETF Trust CALL	Held	4,827	0	$276,635	+1.9%	0.18%
MAGS	Roundhill Magnificent Seven ETF PUT	NEW	3,000	NEW	$215,070	NEW	0.14%
AAPY	NEOS ETF Trust	NEW	7,664	NEW	$211,794	NEW	0.13%
IVV	iShares Core S&P 500 ETF	NEW	266	NEW	$203,716	NEW	0.13%
CPER	CALL	NEW	4,547	NEW	$180,879	NEW	0.12%
MU	Micron Technology Inc CALL Technology	NEW	138	NEW	$146,985	NEW	0.09%
QQQ	Invesco Qqq Trust, Series 1 PUT	Reduced	150	-250	$110,965	−62.3%	0.07%

Showing the top 50 of 51 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.