CPER · Holdings ETF

$39.75 +0.18 (+0.45%) At close · Oct 20

Volume · Oct 20 388.53K Avg daily vol (3M) 507K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 20

Total Value: $5,653,208

Total Shares: 142,112

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 20 13F filers · Δ vs Jun 30, 2026

Top Holder

39.8%

+15.3 pts

Top 5

85.5%

+29.7 pts

Top 10

97.8%

+30.9 pts

HHI

2,175

Moderately concentrated+1,267

Who Holds CPER

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 145 filers, like-for-like change -4.6%; actively managed books -6.7%; index-like books +227.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	24.9%	87	+12.2%	22	10
Exempt adviser	0.0%	0	-100.0%	0	1
Adviser	6.0%	4	-28.8%	0	0
Bank	21.0%	14	+32.8%	4	1
Broker-dealer	6.9%	2	+20.7%	0	0
Non-US	0.3%	1	+1091.8%	0	0
Holding company	4.3%	3	+256.3%	1	0
Unknown	36.6%	34	-28.8%	5	4

Style	Share	Filers	Change	New	Exited
Index-like	3.0%	2	+227.8%	1	1
Systematic-like	2.8%	3	+232.3%	2	0
Concentrated	6.0%	33	+30.6%	9	5
Diversified active	88.2%	107	-10.5%	20	10
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	49.1%	104	-19.9%	19	9
Medium turnover	18.3%	23	+58.2%	8	3
High turnover	31.0%	10	+0.9%	3	1
Unknown	1.5%	8	+27.8%	2	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.2%	6	+4.6%	2	2
Medium horizon	7.4%	24	+27.6%	6	6
Long horizon	86.7%	108	-9.9%	21	8
Unknown	4.6%	7	+194.2%	3	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	9.4%	42	+56.5%	11	8
$1B to $10B	13.1%	51	+28.7%	14	4
$10B to $100B	16.8%	32	-45.2%	4	3
$100B or more	60.7%	20	+4.7%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	23.4%	80	+5.7%	18	10
Pooled investment vehicles	1.2%	2	new	2	0
Registered funds and BDCs	0.1%	1	new	1	0
Corporations	0.1%	1	0.0%	0	0
Other investment advisers	0.2%	2	+7453.1%	1	0
Diversified	0.0%	1	+13.7%	0	0
Unknown	75.1%	58	-9.2%	10	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.7%	6	+292.0%	3	0
Private equity funds	1.5%	6	+22.8%	1	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.9%	3	+749.2%	1	2
Other private funds	5.5%	9	-27.0%	1	0
Mixed private funds	0.0%	1	-48.0%	0	1
Private funds, type not stated	0.1%	1	-3.6%	0	1
No private funds	15.1%	60	+19.3%	16	7
Unknown	75.1%	58	-9.1%	10	5

Location	Share	Filers	Change	New	Exited
United States	83.5%	138	+5.4%	32	15
Outside the US	16.5%	7	-35.6%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

145 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.690% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

57.1%

of 13F shares, Herfindahl 0.068

Active holders

-6.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 8.3 quarters

Under 1 year 47.4% 1 to 3 years 22.1% 3 years or more 30.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$34.74

estimated per share

Mar 31, 2026: $34.02

Quarter-end price

$37.73

implied by 13F values

Estimated gain or loss

+8.6%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 92.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -128

Institutional value: -98.2%

Shares held: -98.3%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Ignite Planners, LLC	+7,312	18,091
Large Farther Finance Advisors, LLC	+220	1,297
Small Bangor Savings Bank	+30	60

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds	Open
Small BigSur Wealth Management LLC	−18,000	16,839
Large TD Waterhouse Canada Inc.	−770	56,617

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid B. Riley Wealth Advisors, Inc.	19,198	$763,696
Small City Center Advisors, LLC	7,215	$287,012
Small Persium Advisors, LLC	5,200	$206,856
Small GK Wealth Management LLC	2,098	$83,458
Small Essential Partners LLC	24	$954

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Small Pettinga Financial Advisors LLC	16,407	$619,036
Mid Fiduciary Alliance LLC	11,830	$446,345
Large MATHER GROUP, LLC.	1,676	$63,235
Mid AdvisorNet Financial, Inc	900	$33,957

Filter: New 5 Increased 3 Reduced 2 Sold out 4 Unchanged 10

Holder type: Registered adviser 11 Bank 1 Unknown 8

Showing 20 of 20

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

TD Waterhouse Canada Inc. CPER

$2,252,224

39.84%

56,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	56,617	$2,252,224	100.0%	Defined

B. Riley Wealth Advisors, Inc. CPER

$763,696

13.51%

19,198

Ignite Planners, LLC CPER

$719,659

12.73%

18,091

BigSur Wealth Management LLC CPER

$669,855

11.85%

16,839

Herold Advisors, Inc. CPER

$429,624

7.60%

10,800

City Center Advisors, LLC CPER

$287,012

5.08%

7,215

Persium Advisors, LLC CPER

$206,856

3.66%

5,200

GK Wealth Management LLC CPER

$83,458

1.48%

2,098

Cape Investment Advisory, Inc. CPER

$59,670

1.06%

1,500

IFP Advisors, Inc CPER

$56,726

1.00%

1,426

Farther Finance Advisors, LLC CPER

$51,594

0.91%

1,297

ARMSTRONG ADVISORY GROUP, INC CPER

$46,184

0.82%

1,161

IFS Advisors, LLC CPER

$7,956

0.14%

200

HIGHLINE WEALTH PARTNERS LLC CPER

$5,967

0.11%

150

GILPIN WEALTH MANAGEMENT, LLC CPER

$3,978

0.07%

100

Bangor Savings Bank CPER

$2,386

0.04%

ADIRONDACK TRUST CO CPER

$2,148

0.04%

CITY HOLDING CO CPER

$2,068

0.04%

Trust Co CPER

$1,193

0.02%

Essential Partners LLC CPER

$954

0.02%