KAYS FINANCIAL ADVISORY CORP /ADV

CIK

766018

Location

Atlanta, GA

Portfolio Value

Small $502,733,046

Diversification

Diversified

Filing Date

Global Rank

#2,077 / 5,416 ▲ 4 · as of Sep 2020

Top Industry

Asset Management 14.2%

Period ended 6 years ago

Filed Nov 16, 2020 · 5y

3 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.

Style

Concentrated

The top 10 positions are 80.3% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 3.0 quarters, but 97.5% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2020-09-30, active share 85.8%; sector active share 46.0% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

84 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020

Top Position

16.1%

−0.3 pts

Top 5

70.1%

+1.1 pts

Top 10

80.1%

−0.1 pts

HHI

1,027

Diversified+19

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2020

Sector	% Portfolio	Value	Positions
Unclassified	75.7%	$380,673,961	38
Financial Services	7.9%	$39,891,308	12
Technology	4.1%	$20,837,608	5
Consumer Cyclical	3.9%	$19,646,575	6
Industrials	2.9%	$14,552,167	9
Healthcare	2.5%	$12,374,575	5
Communication Services	2.0%	$9,899,195	3
Consumer Defensive	0.4%	$2,233,197	4
Basic Materials	0.4%	$2,028,528	1
Utilities	0.1%	$595,932	1

Last Quarter's Activity

Export CSV

Sep 30, 2020 vs Jun 30, 2020

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BOND	PIMCO Active Bond Exchange-Traded Fund	+84,170	611,419	$68,741,838
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+74,087	1,836,957	$55,476,101
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+60,395	479,778	$39,749,607
AAPL	Apple Inc.	+44,934	62,563	$7,245,421
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	+43,018	232,499	$12,617,720
SHV	iShares 0-1 Year Treasury Bond ETF	+42,099	170,502	$0
—		+35,506	71,375	$3,457,405
AMAT	Applied Materials Inc	+34,252	62,704	$3,727,752
IJR	iShares Core S&P Small-Cap ETF	+23,025	289,334	$0
BAC	Bank Of America Corp	+19,494	150,533	$3,626,339
—		+18,797	22,535	$2,062,403
C	Citigroup Inc	+16,233	72,557	$3,127,932
PCY	Invesco Ltd.	+14,810	581,090	$15,759,160
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	+13,486	178,418	$17,092,444
IEI	iShares 3-7 Year Treasury Bond ETF	+8,374	12,318	$0
SCHB	Schwab U.S. Broad Market ETF	+6,811	453,382	$36,107,251
CSCO	Cisco Systems, Inc.	+3,108	87,322	$3,439,613
INTC	Intel Corp	+3,009	74,921	$3,879,409
CVS	CVS HEALTH Corp	+2,402	27,472	$1,604,364
RTX	RTX Corp	+2,211	25,988	$1,495,349
MO	Altria Group, Inc.	+1,812	37,327	$1,442,315
HUN	Huntsman CORP	+1,807	91,334	$2,028,528
MUB	iShares National Muni Bond ETF	+1,716	19,235	$0
HCA	HCA Healthcare, Inc.	+1,572	17,795	$2,218,680
IJJ	iShares S&P Mid-Cap 400 Value ETF	+1,125	20,295	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHE	Schwab Emerging Markets Equity ETF	−44,150	837,386	$22,408,449
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−35,379	128,004	$14,938,066
IVW	iShares S&P 500 Growth ETF	−30,399	266,390	$0
SCHW	Schwab Charles Corp	−24,541	60,489	$2,191,516
SCHF	Schwab International Equity ETF	−19,703	707,690	$22,221,466
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	−14,677	159,803	$5,214,371
VUG	VANGUARD GROWTH INDEX FUND	−11,732	13,465	$3,064,768
PGX	Invesco Ltd.	−9,019	64,990	$957,302
LOW	Lowes Companies Inc	−5,104	32,990	$5,471,721
IDV	iShares International Select Dividend ETF	−4,914	51,402	$0
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	−3,531	31,043	$2,868,373
IJH	iShares Core S&P Mid-Cap ETF	−1,776	29,540	$0
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	−1,577	55,057	$3,159,721
VNQ	VANGUARD REAL ESTATE INDEX FUND	−1,423	11,288	$891,300
ITOT	iShares Core S&P Total U.S. Stock Market ETF	−1,397	7,572	$0
META	Meta Platforms, Inc.	−1,310	18,318	$4,797,484
SPHD	Invesco Ltd.	−1,166	18,363	$605,795
FBIN	Fortune Brands Innovations, Inc.	−1,026	31,536	$2,728,494
GE	General Electric Co	−1,025	9,209	$57,372
MA	Mastercard Inc	−619	14,619	$4,943,707
VXUS	Vanguard Total International Stock ETF	−600	8,108	$422,994
NVR	Nvr Inc	−574	611	$2,494,786
KO	Coca Cola Co	−485	5,777	$285,210
UNP	Union Pacific Corp	−478	23,939	$4,712,870
SPLV	Invesco S&P 500 Low Volatility ETF	−450	16,288	$873,688
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
VOO	VANGUARD 500 INDEX FUND	1,115	$343,029
GIS	General Mills Inc	3,830	$236,234
FDX	Fedex Corp	755	$189,897
IWF	iShares Russell 1000 Growth ETF	1,675	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
XSLV	Invesco S&P SmallCap Low Volatility ETF	6,305	$213,487
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

84 tracked positions · $502,733,046 total · filing declares 100 positions · $623,869,000 · as of Sep 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 84 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
BOND	PIMCO Active Bond Exchange-Traded Fund	Added	611,419	+84,170	$68,741,838	+16.8%	3+	before history	13.67%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Added	198,863	+553	$66,597,230	+8.9%	3+	before history	13.25%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	1,836,957	+74,087	$55,476,101	+8.6%	3+	before history	11.03%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	479,778	+60,395	$39,749,607	+14.7%	3+	before history	7.91%
SCHB	Schwab U.S. Broad Market ETF	Added	453,382	+6,811	$36,107,251	+10.1%	3+	before history	7.18%
SCHE	Schwab Emerging Markets Equity ETF	Reduced	837,386	-44,150	$22,408,449	+4.4%	3+	before history	4.46%
SCHF	Schwab International Equity ETF	Reduced	707,690	-19,703	$22,221,466	+2.7%	3+	before history	4.42%
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	Added	178,418	+13,486	$17,092,444	+8.9%	3+	before history	3.40%
PCY	Invesco Ltd. Financial Services	Added	581,090	+14,810	$15,759,160	+3.9%	3+	before history	3.13%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	128,004	-35,379	$14,938,066	−12.5%	3+	before history	2.97%
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	Added	232,499	+43,018	$12,617,720	+22.5%	3+	before history	2.51%
AAPL	Apple Inc. Technology	Added	62,563	+44,934	$7,245,421	+12.7%	3+	before history	1.44%
LOW	Lowes Companies Inc CALL + SHARES Consumer Cyclical	Reduced	33,690	-5,104	$5,587,823	+6.6%	3+	before history	1.11%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Reduced	159,803	-14,677	$5,214,371	−4.4%	3+	before history	1.04%
MA	Mastercard Inc CALL + SHARES Financial Services	Reduced	14,819	-619	$5,011,341	+9.8%	3+	before history	1.00%
META	Meta Platforms, Inc. CALL + SHARES Communication Services	Reduced	18,618	-1,310	$4,876,054	+7.8%	3+	before history	0.97%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,515	-347	$4,770,325	−7.1%	3+	before history	0.95%
GOOG	Alphabet Inc. CALL + SHARES Communication Services	Reduced	3,245	-114	$4,769,000	+0.4%	3+	before history	0.95%
UNP	Union Pacific Corp Industrials	Reduced	23,939	-478	$4,712,870	+14.2%	3+	before history	0.94%
UNH	Unitedhealth Group Inc CALL + SHARES Healthcare	Reduced	13,656	-8	$4,257,531	+5.6%	3+	before history	0.85%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	19,689	+536	$4,192,575	+22.6%	3+	before history	0.83%
MCK	Mckesson Corp Healthcare	Added	26,889	+173	$4,004,578	−2.3%	3+	before history	0.80%
INTC	Intel Corp Technology	Added	74,921	+3,009	$3,879,409	−9.8%	3+	before history	0.77%
BAC	Bank Of America Corp CALL + SHARES Financial Services	Added	160,833	+24,494	$3,874,466	+19.7%	3+	before history	0.77%
BKNG	Booking Holdings Inc. Consumer Cyclical	Added	2,201	+71	$3,765,206	+11.0%	3+	before history	0.75%
AMAT	Applied Materials Inc Technology	Added	62,704	+34,252	$3,727,752	+116.7%	2	$58.22	0.74%
		Added	71,375	+35,506	$3,457,405	+107.8%	3+	before history	0.69%
CSCO	Cisco Systems, Inc. Technology	Added	87,322	+3,108	$3,439,613	−12.4%	3+	before history	0.68%
C	Citigroup Inc CALL + SHARES Financial Services	Added	76,757	+14,733	$3,308,994	+4.4%	3+	before history	0.66%
MDYG	State Street(R) SPDR(R) S & P 400(TM) Mid Cap Growth ETF	Reduced	55,057	-1,577	$3,159,721	+3.7%	3+	before history	0.63%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	13,465	-11,732	$3,064,768	−39.8%	3+	before history	0.61%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	31,043	-3,531	$2,868,373	−9.0%	3+	before history	0.57%
FBIN	Fortune Brands Innovations, Inc. Industrials	Reduced	31,536	-1,026	$2,728,494	+31.1%	3+	before history	0.54%
UPS	United Parcel Service Inc Industrials	Reduced	15,504	-367	$2,583,431	+46.4%	3+	before history	0.51%
MSFT	Microsoft Corp Technology	Added	12,102	+135	$2,545,413	+4.5%	3+	before history	0.51%
NVR	Nvr Inc Consumer Cyclical	Reduced	611	-574	$2,494,786	−35.4%	3+	before history	0.50%
HCA	HCA Healthcare, Inc. Healthcare	Added	17,795	+1,572	$2,218,680	+40.9%	2	$105.71	0.44%
SCHW	Schwab Charles Corp CALL + SHARES Financial Services	Reduced	61,089	-24,541	$2,213,254	−23.4%	3+	before history	0.44%
SBUX	Starbucks Corp Consumer Cyclical	Added	25,473	+470	$2,188,640	+18.9%	2	$75.24	0.44%
		Added	22,535	+18,797	$2,062,403	+502.8%	2	$91.53	0.41%
HUN	Huntsman CORP Basic Materials	Added	91,334	+1,807	$2,028,528	+26.1%	3+	before history	0.40%
CSL	Carlisle Companies Inc Industrials	Added	14,951	+322	$1,829,553	+4.5%	3+	before history	0.36%
ALL	Allstate Corp Financial Services	Added	18,826	+499	$1,772,279	−0.3%	3+	before history	0.35%
CVS	CVS HEALTH Corp Healthcare	Added	27,472	+2,402	$1,604,364	−1.5%	3+	before history	0.32%
EG	Everest Group, Ltd. Financial Services	Added	7,821	+282	$1,544,960	−0.6%	3+	before history	0.31%
RTX	RTX Corp Industrials	Added	25,988	+2,211	$1,495,349	+2.1%	2	unpriced	0.30%
MO	Altria Group, Inc. Consumer Defensive	Added	37,327	+1,812	$1,442,315	+3.5%	3+	before history	0.29%
PGX	Invesco Ltd. Financial Services	Reduced	64,990	-9,019	$957,302	−8.4%	3+	before history	0.19%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	11,288	-1,423	$891,300	−10.7%	3+	before history	0.18%
SPLV	Invesco S&P 500 Low Volatility ETF	Reduced	16,288	-450	$873,688	+5.1%	3+	before history	0.17%

Showing the top 50 of 84 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.