DUBUQUE BANK & TRUST CO
Files via
Dubuque Bank & Trust Co
Filing Date
Global Rank
#2,118
/ 7,036
▼ 41
· as of Sep 2023
Top Industry
Drug Manufacturers - General
9.4%
Period ended 3 years ago
Filed Oct 27, 2023 · 3y
15 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.
Style
Diversified active
Top 10 weight 56.2%, 16.7 effective positions, active share 66.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
18.3% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 13.9 quarters (12+), a floor since 85.1% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 66.3%; sector active share 49.2% against the combined 13F book's sector weights.
Over time 15 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
236 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023Top Position
16.6%
−0.0 pts
Top 5
44.5%
+0.3 pts
Top 10
56.2%
+0.7 pts
HHI
597
Diversified+6
Portfolio Trend
15 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2023| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 61.7% | $457,185,560 |
| Technology | 10.2% | $75,425,017 |
| Financial Services | 6.5% | $48,245,602 |
| Healthcare | 5.0% | $37,265,903 |
| Consumer Cyclical | 3.9% | $28,991,688 |
| Consumer Defensive | 3.2% | $23,742,848 |
| Industrials | 3.0% | $22,121,110 |
| Communication Services | 2.5% | $18,462,136 |
| Energy | 2.1% | $15,678,012 |
| Real Estate | 1.2% | $8,741,220 |
| Utilities | 0.4% | $3,099,111 |
| Basic Materials | 0.2% | $1,617,454 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| DNN | Denison Mines Corp. | +75,000 | 442,000 | $729,300 | |
| ITM | VanEck Intermediate Muni ETF | +55,134 | 838,583 | $36,981,509 | |
| BND | VANGUARD TOTAL BOND MARKET INDEX FUND | +45,925 | 137,412 | $9,588,608 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | +41,555 | 62,111 | $1,953,390 | |
| BTG | B2gold Corp | +40,000 | 55,520 | $160,452 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | +36,986 | 40,126 | $3,035,932 | |
| EFV | iShares MSCI EAFE Value ETF | +31,850 | 634,504 | $31,046,280 | |
| EU | enCore Energy Corp. | +27,000 | 209,699 | $683,618 | |
| PLD | Prologis, Inc. | +19,805 | 21,873 | $2,454,368 | |
| IDLV | Invesco S&P International Developed Low Volatility ETF | +19,186 | 250,478 | $6,537,475 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +18,677 | 308,975 | $12,114,909 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | +13,107 | 72,847 | $4,292,873 | |
| — | +12,042 | 390,306 | $18,043,846 | ||
| EFG | iShares MSCI EAFE Growth ETF | +11,425 | 334,195 | $28,841,028 | |
| JNUG | Direxion Daily Junior Gold Miners Index Bull 2X Shares | +10,320 | 32,720 | $836,323 | |
| JEPI | JPMorgan Equity Premium Income ETF | +8,085 | 287,299 | $15,387,734 | |
| QAI | NYLIM Hedge Multi-Strategy Tracker ETF | +5,999 | 582,889 | $17,504,156 | |
| SLVO | +5,225 | 19,725 | $1,376,805 | ||
| HL | Hecla Mining Co | +5,000 | 32,740 | $128,013 | |
| HYMB | State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF | +4,887 | 167,163 | $3,981,821 | |
| INCE | Franklin Income Equity Focus ETF | +4,575 | 255,091 | $12,101,516 | |
| — | +4,000 | 16,000 | $74,560 | ||
| VBR | VANGUARD SMALL-CAP VALUE INDEX FUND | +3,480 | 57,571 | $9,181,998 | |
| CVX | Chevron Corp | +2,748 | 47,671 | $8,038,283 | |
| T | At&T Inc. | +2,655 | 37,353 | $561,042 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −73,476 | 1,619,694 | $47,667,589 | ||
| ADX | Adams Diversified Equity Fund, Inc. | −68,991 | 383,908 | $6,388,228 | |
| UEC | Uranium Energy Corp | −54,036 | 24,035 | $123,780 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | −52,809 | 110,716 | $8,320,307 | |
| VZ | Verizon Communications Inc | −27,321 | 21,810 | $706,862 | |
| WMT | Walmart Inc. | −25,084 | 40,089 | $6,411,432 | |
| KO | Coca Cola Co | −21,604 | 38,167 | $2,136,587 | |
| NXE | NexGen Energy Ltd. | −20,000 | 114,426 | $683,123 | |
| ABT | Abbott Laboratories | −14,607 | 6,151 | $595,724 | |
| URNM | −14,000 | 10,226 | $482,360 | ||
| PSLV | Sprott Physical Silver Trust | −13,605 | 100,548 | $762,153 | |
| AMZN | Amazon Com Inc | −12,433 | 56,985 | $7,243,932 | |
| ICSH | iShares Ultra Short Duration Bond Active ETF | −11,490 | 37,647 | $1,896,655 | |
| VTV | VANGUARD VALUE INDEX FUND | −10,173 | 361,747 | $49,895,763 | |
| BRK-B | Berkshire Hathaway Inc | −9,572 | 10,705 | $3,749,961 | |
| TY | TRI-CONTINENTAL Corp | −9,041 | 249,725 | $6,640,187 | |
| IBM | International Business Machines Corp | −8,959 | 3,014 | $422,864 | |
| JMST | JPMorgan Ultra-Short Municipal Income ETF | −8,591 | 18,089 | $912,590 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | −6,897 | 165,441 | $13,395,757 | |
| AAPL | Apple Inc. | −6,398 | 122,722 | $21,011,233 | |
| BXSL | Blackstone Secured Lending Fund | −3,896 | 101,933 | $2,788,886 | |
| BKH | Black Hills Corp | −3,291 | 25,908 | $1,310,685 | |
| PSTL | Postal Realty Trust, Inc. | −3,178 | 136,971 | $1,849,108 | |
| ADC | Agree Realty Corp | −2,973 | 7,814 | $431,645 | |
| COST | Costco Wholesale Corp | −2,942 | 6,578 | $3,716,306 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
18 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | 13,677 | $1,413,107 | |
| DFAX | Dimensional World ex. U.S. Core Equity 2 ETF | 53,495 | $1,204,707 | |
| DFAS | Dimensional U.S. Small Cap ETF | 15,594 | $818,529 | |
| MUB | iShares National Muni Bond ETF | 4,824 | $494,652 | |
| NULV | Nuveen ESG Large-Cap Value ETF | 8,531 | $286,556 | |
| ESGD | iShares ESG Aware MSCI EAFE ETF | 3,940 | $272,372 | |
| AFL | Aflac Inc | 3,489 | $267,780 | |
| AGQ | ProShares Trust II | 10,515 | $258,774 | |
| ETN | Eaton Corp plc | 1,193 | $254,443 | |
| NULG | Nuveen ESG Large-Cap Growth ETF | 3,877 | $232,503 | |
| CB | Chubb Ltd | 1,070 | $222,752 | |
| CDNS | Cadence Design Systems Inc | 897 | $210,167 | |
| PM | Philip Morris International Inc. | 2,257 | $208,953 | |
| TSN | Tyson Foods, Inc. | 4,049 | $204,433 | |
| ADP | Automatic Data Processing Inc | 839 | $201,846 | |
| PAAS | Pan American Silver Corp | 10,006 | $144,886 | |
| CDE | Coeur Mining, Inc. | 43,000 | $95,460 | |
| NG | Novagold Resources Inc | 18,000 | $69,120 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
10 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IJH | iShares Core S&P Mid-Cap ETF | 2,258 | $590,421 | |
| SCHB | Schwab U.S. Broad Market ETF | 6,334 | $327,467 | |
| GNLX | GENELUX Corp | 9,328 | $305,212 | |
| FTNT | Fortinet, Inc. | 3,388 | $256,098 | |
| PGR | Progressive Corp | 1,657 | $219,337 | |
| SYK | Stryker Corp | 697 | $212,647 | |
| CACI | Caci International Inc | 619 | $210,979 | |
| KLAC | Kla Corp | 416 | $201,768 | |
| FHN | First Horizon Corp | 16,439 | $185,266 | |
| JRI | Nuveen Real Asset Income & Growth Fund | 13,052 | $149,053 | |
| No positions match the current search. | ||||
236 tracked positions ·
$740,575,661 total
· filing declares
352 positions · $748,424,044
· as of Sep 30, 2023
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 236 positions by value
· page 1 of 5
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 361,747 | $49,895,763 | 6.74% | |
|
|
Reduced | 1,619,694 | $47,667,589 | 6.44% | ||
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 173,555 | $47,260,761 | 6.38% | |
| ITM |
VanEck Intermediate Muni ETF
|
Added | 838,583 | $36,981,509 | 4.99% | |
| EFV |
iShares MSCI EAFE Value ETF
|
Added | 634,504 | $31,046,280 | 4.19% | |
| EFG |
iShares MSCI EAFE Growth ETF
|
Added | 334,195 | $28,841,028 | 3.89% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 122,722 | $21,011,233 | 2.84% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 58,962 | $18,617,251 | 2.51% | |
|
|
Added | 390,306 | $18,043,846 | 2.44% | ||
| QAI |
NYLIM Hedge Multi-Strategy Tracker ETF
|
Added | 582,889 | $17,504,156 | 2.36% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 287,299 | $15,387,734 | 2.08% | |
| SHY |
iShares 1-3 Year Treasury Bond ETF
|
Reduced | 165,441 | $13,395,757 | 1.81% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 98,442 | $12,882,119 | 1.74% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 308,975 | $12,114,909 | 1.64% | |
| INCE |
Franklin Income Equity Focus ETF
|
Added | 255,091 | $12,101,516 | 1.63% | |
| BND |
VANGUARD TOTAL BOND MARKET INDEX FUND
|
Added | 137,412 | $9,588,608 | 1.29% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 11,057 | $9,183,723 | 1.24% | |
| VBR |
VANGUARD SMALL-CAP VALUE INDEX FUND
|
Added | 57,571 | $9,181,998 | 1.24% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 57,659 | $8,980,388 | 1.21% | |
| VBK |
VANGUARD SMALL-CAP GROWTH INDEX FUND
|
Added | 41,578 | $8,905,175 | 1.20% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 59,632 | $8,647,832 | 1.17% | |
| AMGN |
Amgen Inc
Healthcare
|
Reduced | 32,092 | $8,625,045 | 1.16% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Reduced | 110,716 | $8,320,307 | 1.12% | |
| CVX |
Chevron Corp
Energy
|
Added | 47,671 | $8,038,283 | 1.09% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 143,285 | $7,703,001 | 1.04% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 56,985 | $7,243,932 | 0.98% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 33,433 | $7,101,503 | 0.96% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 95,163 | $6,848,880 | 0.92% | |
| TY |
TRI-CONTINENTAL Corp
Financial Services
|
Reduced | 249,725 | $6,640,187 | 0.90% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 41,996 | $6,545,916 | 0.88% | |
| IDLV |
Invesco S&P International Developed Low Volatility ETF
|
Added | 250,478 | $6,537,475 | 0.88% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Reduced | 40,089 | $6,411,432 | 0.87% | |
| ADX |
Adams Diversified Equity Fund, Inc.
Financial Services
|
Reduced | 383,908 | $6,388,228 | 0.86% | |
| MBB |
iShares MBS ETF
|
Reduced | 71,205 | $6,323,003 | 0.85% | |
| TXN |
Texas Instruments Inc
Technology
|
Reduced | 39,297 | $6,248,615 | 0.84% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Reduced | 27,743 | $5,766,104 | 0.78% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 36,127 | $5,385,090 | 0.73% | |
| MDT |
Medtronic plc
Healthcare
|
Reduced | 66,414 | $5,204,200 | 0.70% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Reduced | 56,848 | $5,188,516 | 0.70% | |
| IGF |
iShares Global Infrastructure ETF
|
Added | 116,621 | $5,048,523 | 0.68% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 45,963 | $4,868,400 | 0.66% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 11,244 | $4,806,584 | 0.65% | |
| IVV |
iShares Core S&P 500 ETF
|
Reduced | 11,075 | $4,755,936 | 0.64% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 31,540 | $4,600,424 | 0.62% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
Added | 72,847 | $4,292,873 | 0.58% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 18,438 | $4,240,923 | 0.57% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 13,744 | $4,152,886 | 0.56% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 15,690 | $4,133,372 | 0.56% | |
| ING |
Ing Groep NV
Financial Services
|
Held | 308,199 | $4,062,062 | 0.55% | |
| HYMB |
State Street(R) SPDR Nuveen ICE High Yield Municipal Bond ETF
|
Added | 167,163 | $3,981,821 | 0.54% |
Showing the top 50 of 236 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.