DUBUQUE BANK & TRUST CO

Bank

CIK

933482

Location

DUBUQUE, IA

Portfolio Value

Small $268,531,357

Diversification

Diversified

Filing Date

Global Rank

#2,764 / 6,900 ▼ 66 · as of Sep 2023

Top Industry

Drug Manufacturers - General 10.1%

3Y Alpha vs SPY

-1.4%

Period ended 2 years ago

Filed Oct 27, 2023 · 2y

15 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+70.1%

SPY

+76.5%

Annualised alpha

-1.5%

Max drawdown

−16.7%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

156 positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

7.8%

−0.7 pts

Top 5

26.1%

+0.2 pts

Top 10

40.4%

+0.7 pts

HHI

270

Diversified−6

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Technology	24.7%	$66,294,804	20
Financial Services	18.0%	$48,237,948	30
Healthcare	13.9%	$37,193,015	20
Consumer Cyclical	10.8%	$28,991,688	10
Industrials	8.1%	$21,819,628	19
Consumer Defensive	7.3%	$19,468,559	16
Communication Services	6.0%	$15,990,497	6
Energy	4.5%	$12,019,275	10
Real Estate	3.3%	$8,741,220	5
Unclassified	1.9%	$5,065,358	2
Utilities	1.2%	$3,099,111	7
Basic Materials	0.6%	$1,610,254	11

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DNN	Denison Mines Corp.	+75,000	442,000	$729,300
BTG	B2gold Corp	+40,000	55,520	$160,452
EU	enCore Energy Corp.	+27,000	209,699	$683,618
PLD	Prologis, Inc.	+19,805	21,873	$2,454,368
HL	Hecla Mining Co/De/	+5,000	32,740	$128,013
CVX	Chevron Corp	+2,748	47,671	$8,038,283
T	At&T Inc.	+2,655	37,353	$561,042
ABEV	Ambev S.A.	+2,034	19,972	$51,527
CMCSA	Comcast Corp	+1,962	18,130	$753,406
PFE	Pfizer Inc	+1,778	32,266	$1,070,263
PG	PROCTER & GAMBLE Co	+1,303	31,540	$4,600,424
ASX	ASE Technology Holding Co., Ltd.	+1,213	17,788	$133,765
INTC	Intel Corp	+940	17,426	$619,494
BAC	Bank Of America Corp /De/	+821	17,684	$484,186
BMY	Bristol Myers Squibb Co	+795	11,406	$662,004
NVDA	Nvidia Corp	+789	1,769	$76,949
ABBV	AbbVie Inc.	+775	36,127	$5,385,090
TSLA	Tesla, Inc.	+687	3,150	$788,192
MET	Metlife Inc	+529	5,888	$370,414
MO	Altria Group, Inc.	+511	5,894	$247,842
ITUB	Itau Unibanco Holding S.A.	+490	12,141	$57,543
MRK	Merck & Co., Inc.	+479	8,371	$861,794
DUK	Duke Energy CORP	+431	2,830	$249,775
COP	Conocophillips	+422	9,113	$1,091,736
WFC	Wells Fargo & Company/Mn	+417	47,788	$1,952,617
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ADX	Adams Diversified Equity Fund, Inc.	−68,991	383,908	$6,388,228
UEC	Uranium Energy Corp	−54,036	24,035	$123,780
VZ	Verizon Communications Inc	−27,321	21,810	$706,862
WMT	Walmart Inc.	−25,084	40,089	$2,137,143
KO	Coca Cola Co	−21,604	38,167	$2,136,587
NXE	NexGen Energy Ltd.	−20,000	114,426	$683,123
ABT	Abbott Laboratories	−14,607	6,151	$595,724
PSLV	Sprott Physical Silver Trust	−13,605	100,548	$762,153
AMZN	Amazon Com Inc	−12,433	56,985	$7,243,932
BRK-B	Berkshire Hathaway Inc	−9,572	10,705	$3,749,961
TY	TRI-CONTINENTAL Corp	−9,041	249,725	$6,640,187
IBM	International Business Machines Corp	−8,959	3,014	$422,864
AAPL	Apple Inc.	−6,398	122,722	$21,011,233
BXSL	Blackstone Secured Lending Fund	−3,896	101,933	$2,788,886
BKH	Black Hills Corp /Sd/	−3,291	25,908	$1,310,685
PSTL	Postal Realty Trust, Inc.	−3,178	136,971	$1,849,108
ADC	Agree Realty Corp	−2,973	7,814	$431,645
COST	Costco Wholesale Corp /New	−2,942	6,578	$3,716,306
ORCL	Oracle Corp	−1,897	45,963	$4,868,400
MDT	Medtronic plc	−1,718	66,414	$5,204,200
AVGO	Broadcom Inc.	−1,482	11,057	$918,371
STWD	Starwood Property Trust, Inc.	−1,010	39,225	$759,002
CSCO	Cisco Systems, Inc.	−942	143,285	$7,703,001
GOOGL	Alphabet Inc.	−888	98,442	$12,882,119
RTX	RTX Corp	−558	95,163	$6,848,880
No positions match the current search.

New Positions

Positions the filer opened this quarter

11 positions

Ticker	Company	Shares	Value
AFL	Aflac Inc	3,489	$267,780
AGQ	ProShares Trust II	10,515	$258,774
ETN	Eaton Corp plc	1,193	$254,443
CB	Chubb Ltd	1,070	$222,752
CDNS	Cadence Design Systems Inc	897	$210,167
PM	Philip Morris International Inc.	2,257	$208,953
TSN	Tyson Foods, Inc.	4,049	$204,433
ADP	Automatic Data Processing Inc	839	$201,846
PAAS	Pan American Silver Corp	10,006	$144,886
CDE	Coeur Mining, Inc.	43,000	$95,460
NG	Novagold Resources Inc	18,000	$69,120
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
GNLX	GENELUX Corp	9,328	$305,212
FTNT	Fortinet, Inc.	3,388	$256,098
PGR	Progressive Corp/Oh/	1,657	$219,337
SYK	Stryker Corp	697	$212,647
CACI	Caci International Inc /De/	619	$210,979
FHN	First Horizon Corp	16,439	$185,266
JRI	Nuveen Real Asset Income & Growth Fund	13,052	$148,017
KLAC	Kla Corp	416	$20,176
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

156 positions · $268,531,357 total · as of Sep 30, 2023

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 156 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	122,722	-6,398	$21,011,233	−16.1%	7.82%
MSFT	Microsoft Corp Technology	Added	58,962	+391	$18,617,251	−6.7%	6.93%
GOOGL	Alphabet Inc. Communication Services	Reduced	98,442	-888	$12,882,119	+8.3%	4.80%
JNJ	Johnson & Johnson Healthcare	Reduced	57,659	-195	$8,980,388	−6.2%	3.34%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	59,632	-370	$8,647,832	−0.9%	3.22%
AMGN	Amgen Inc Healthcare	Reduced	32,092	-339	$8,625,045	+19.8%	3.21%
CVX	Chevron Corp Energy	Added	47,671	+2,748	$8,038,283	+13.7%	2.99%
CSCO	Cisco Systems, Inc. Technology	Reduced	143,285	-942	$7,703,001	+3.2%	2.87%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	56,985	-12,433	$7,243,932	−20.0%	2.70%
RTX	RTX Corp Industrials	Reduced	95,163	-558	$6,848,880	−27.0%	2.55%
TY	TRI-CONTINENTAL Corp Financial Services	Reduced	249,725	-9,041	$6,640,187	−6.4%	2.47%
UPS	United Parcel Service Inc Industrials	Reduced	41,996	-420	$6,545,916	−13.9%	2.44%
ADX	Adams Diversified Equity Fund, Inc. Financial Services	Reduced	383,908	-68,991	$6,388,228	−16.1%	2.38%
TXN	Texas Instruments Inc Technology	Reduced	39,297	-243	$6,248,615	−12.2%	2.33%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	27,743	-512	$5,766,104	−9.6%	2.15%
ABBV	AbbVie Inc. Healthcare	Added	36,127	+775	$5,385,090	+13.1%	2.01%
MDT	Medtronic plc Healthcare	Reduced	66,414	-1,718	$5,204,200	−13.3%	1.94%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	56,848	-342	$5,188,516	−8.4%	1.93%
ORCL	Oracle Corp Technology	Reduced	45,963	-1,897	$4,868,400	−14.6%	1.81%
SPY	Spdr S&P 500 ETF Trust	Reduced	11,244	-215	$4,806,584	−5.4%	1.79%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	31,540	+1,303	$4,600,424	+0.3%	1.71%
V	Visa Inc. Financial Services	Reduced	18,438	-199	$4,240,923	−4.2%	1.58%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	13,744	-20	$4,152,886	−2.9%	1.55%
MCD	Mcdonalds Corp Consumer Cyclical	Added	15,690	+58	$4,133,372	−11.4%	1.54%
ING	Ing Groep NV Financial Services	Held	308,199	0	$4,062,062	−2.2%	1.51%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	10,705	-9,572	$3,749,961	−45.8%	1.40%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	6,578	-2,942	$3,716,306	−27.5%	1.38%
PEP	Pepsico Inc Consumer Defensive	Added	20,622	+158	$3,494,190	−7.8%	1.30%
ILPT	Industrial Logistics Properties Trust Real Estate	Held	1,123,563	0	$3,247,097	−12.4%	1.21%
BXSL	Blackstone Secured Lending Fund Financial Services	Reduced	101,933	-3,896	$2,788,886	−3.7%	1.04%
CRM	Salesforce, Inc. Technology	Reduced	12,209	-356	$2,475,740	−6.7%	0.92%
PLD	Prologis, Inc. Real Estate	Added	21,873	+19,805	$2,454,368	+867.8%	0.91%
WMT	Walmart Inc. Consumer Defensive	Reduced	40,089	-25,084	$2,137,143	−37.4%	0.80%
KO	Coca Cola Co Consumer Defensive	Reduced	38,167	-21,604	$2,136,587	−40.6%	0.80%
MS	Morgan Stanley Financial Services	Added	25,850	+86	$2,111,168	−4.0%	0.79%
WFC	Wells Fargo & Company/Mn Financial Services	Added	47,788	+417	$1,952,617	−3.4%	0.73%
PSTL	Postal Realty Trust, Inc. Real Estate	Reduced	136,971	-3,178	$1,849,108	−10.3%	0.69%
UNH	Unitedhealth Group Inc Healthcare	Added	2,620	+194	$1,320,977	+13.3%	0.49%
BKH	Black Hills Corp /Sd/ Utilities	Reduced	25,908	-3,291	$1,310,685	−25.5%	0.49%
MMM	3M Co Industrials	Reduced	14,201	-259	$1,111,619	−8.1%	0.41%
COP	Conocophillips Energy	Added	9,113	+422	$1,091,736	+21.2%	0.41%
PFE	Pfizer Inc Healthcare	Added	32,266	+1,778	$1,070,263	−4.3%	0.40%
HON	Honeywell International Inc Industrials	Reduced	5,663	-296	$1,034,120	−15.4%	0.39%
AXP	American Express Co Financial Services	Added	6,696	+238	$998,975	−11.2%	0.37%
HUBB	Hubbell Inc Industrials	Held	3,000	0	$940,230	−5.5%	0.35%
AVGO	Broadcom Inc. Technology	Reduced	11,057	-1,482	$918,371	−15.6%	0.34%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	1,791	+16	$906,550	−2.1%	0.34%
ROST	Ross Stores, Inc. Consumer Cyclical	Reduced	7,841	-66	$885,640	−0.1%	0.33%
MRK	Merck & Co., Inc. Healthcare	Added	8,371	+479	$861,794	−5.4%	0.32%
LLY	ELI LILLY & Co Healthcare	Added	1,510	+176	$811,066	+29.6%	0.30%