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Equibles

TY

TRI-CONTINENTAL Corp

Company with tickers: TY, TY-P

CIK
99614
CUSIP
895436103
Shares Outstanding
53,233,385
13F Activity (30d)
42 filings 42 filers

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Holders: 141
Total Value: $145,842,931
Total Shares: 4,616,746
Showing 1–100 of 141 holdings by value · page 1 of 2

Institutional Ownership Trend

25 quarters

Holder Concentration

Across 141 13F filers · Δ vs Dec 31, 2025
Top Holder
11.1%
Jun 2023 → Mar 2026 · range 7.6% – 11.1%
+0.1 pts
Top 5
34.3%
Jun 2023 → Mar 2026 · range 32.3% – 40.3%
−1.2 pts
Top 10
49.1%
Jun 2023 → Mar 2026 · range 49.1% – 61.3%
−2.1 pts
HHI
375
Jun 2023 → Mar 2026 · range 336 – 475
Broadly held−8

Quarterly Activity

vs Dec 31, 2025
New
14
Increased
43
Decreased
28
Sold Out
10
Unchanged
56
Holder count: +4
Institutional value: -5.0%
Shares held: -1.8%

Top Buyers

vs Dec 31, 2025
Institution Added Now Holds Open
Large OSAIC HOLDINGS, INC. +98,253 123,077
Micro Altium Capital Management LLC +38,469 78,920
Large Pathstone Holdings, LLC +25,878 38,657
Small Shaker Financial Services, LLC +23,218 93,663
Mid Hennion & Walsh Asset Management, Inc. +20,996 144,772

Top Sellers

vs Dec 31, 2025
Institution Sold Now Holds Open
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC −44,407 82,630
Small Stolper Co −43,205 18,450
Mega RAYMOND JAMES FINANCIAL INC −12,742 260,984
Mid MGO ONE SEVEN LLC −6,520 15,330
Large GUGGENHEIM CAPITAL LLC −5,811 21,082

Top New Positions

vs Dec 31, 2025
Institution Acquired Value (USD) Open
Mid Advisors Asset Management, Inc. 24,598 $777,050
Large SEI INVESTMENTS CO 11,335 $358,072
Mid NorthRock Partners, LLC 10,447 $330,020
Mid TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 10,136 $320,196
Mid Integrated Wealth Concepts LLC 9,938 $313,941

Top Sold-Out Positions

vs Dec 31, 2025
Institution Previously Held Last Value (USD) Open
Mega UBS Group AG 262,197 $8,563,353
Small TIAA TRUST, NATIONAL ASSOCIATION 10,136 $331,041
Mid Choate Investment Advisors 6,578 $214,837
Micro Closed-End Fund Advisors, Inc. 6,338 $206,999
Small Main Street Financial Solutions, LLC 6,286 $205,300
Filter: New 14 Increased 43 Reduced 28 Sold out 10 Unchanged 56
Showing 100 of 141
All Common Calls Puts
Export CSV
Holder Value (USD) % of 13F Shares Open
Large LAZARD ASSET MANAGEMENT LLC $16,254,160 11.14% 514,535
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC $13,585,058 9.31% 430,043
Mega RAYMOND JAMES FINANCIAL INC $8,244,483 5.65% 260,984
Large Focus Partners Wealth $6,278,070 4.30% 198,736
Mid UMB Bank, n.a. $5,616,449 3.85% 177,792
Small Uncommon Cents Investing LLC $5,044,006 3.46% 159,671
Small Cornerstone Advisory, LLC $4,788,127 3.28% 151,571
Mid Hennion & Walsh Asset Management, Inc. $4,573,347 3.14% 144,772
Large OSAIC HOLDINGS, INC. $3,888,001 2.67% 123,077
Large STIFEL FINANCIAL CORP $3,274,366 2.25% 103,652
Large Mariner, LLC $3,051,309 2.09% 96,591
Small Shaker Financial Services, LLC $2,958,814 2.03% 93,663
Micro 1620 INVESTMENT ADVISORS, INC. $2,926,813 2.01% 92,650
Mid EP Wealth Advisors, LLC $2,725,269 1.87% 86,270
Mega FIRST TRUST ADVISORS LP $2,672,261 1.83% 84,592
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC $2,610,281 1.79% 82,630
Micro Altium Capital Management LLC $2,493,082 1.71% 78,920
Mega LPL Financial LLC $2,485,848 1.70% 78,691
Small Capstone Financial Advisors, Inc. $2,385,455 1.64% 75,513
Mid D.A. DAVIDSON & CO. $2,309,481 1.58% 73,108
Small Platform Technology Partners $2,116,403 1.45% 66,996
Mid EVOLVE PRIVATE WEALTH, LLC $1,947,018 1.34% 61,634
Small RB Capital Management, LLC $1,926,168 1.32% 60,974
Large COMMONWEALTH EQUITY SERVICES, LLC $1,745,631 1.20% 55,259
Mid Concurrent Investment Advisors, LLC $1,558,808 1.07% 49,345
Large Cambridge Investment Research Advisors, Inc. $1,527,376 1.05% 48,350
Mid Allworth Financial LP $1,301,065 0.89% 41,186
Micro Beckerman Institutional, LLC $1,263,410 0.87% 39,994
Large Pathstone Holdings, LLC $1,221,173 0.84% 38,657
Small Quadrant Private Wealth Management, LLC $1,213,245 0.83% 38,406
Large Steward Partners Investment Advisory, LLC $1,203,421 0.83% 38,095
Small Whitener Capital Management, Inc. $1,068,405 0.73% 33,821
Small ALBION FINANCIAL GROUP /UT $963,368 0.66% 30,496
Micro Altus Wealth Group LLC $935,506 0.64% 29,614
Large HighTower Advisors, LLC $918,163 0.63% 29,065
Large Creative Planning $819,696 0.56% 25,948
Large &PARTNERS $778,503 0.53% 24,644
Mid Advisors Asset Management, Inc. $777,050 0.53% 24,598
Mid Baltimore-Washington Financial Advisors, Inc. $771,301 0.53% 24,416
Mega PNC FINANCIAL SERVICES GROUP, INC. $720,789 0.49% 22,817
Large Cetera Investment Advisers $714,186 0.49% 22,608
Large GUGGENHEIM CAPITAL LLC $665,979 0.46% 21,082
Small KIRR MARBACH & CO LLC /IN/ $628,072 0.43% 19,882
Large Kestra Advisory Services, LLC $601,157 0.41% 19,030
Small Stolper Co $582,835 0.40% 18,450
Large Cerity Partners LLC $579,549 0.40% 18,346
Mid Heritage Wealth Advisors $563,755 0.39% 17,846
Mid Foundations Investment Advisors, LLC Endowment $563,091 0.39% 17,825
Mid JOHNSON INVESTMENT COUNSEL INC $534,660 0.37% 16,925
Small First PREMIER Bank Bank $523,572 0.36% 16,574
Micro Tower Wealth Partners, Inc. $492,930 0.34% 15,604
Large Rockefeller Capital Management L.P. $490,561 0.34% 15,529
Mid MGO ONE SEVEN LLC $484,274 0.33% 15,330
Micro Successful Portfolios LLC $480,325 0.33% 15,205
Small GatePass Capital, LLC $466,142 0.32% 14,756
Small DELTA CAPITAL MANAGEMENT LLC $421,473 0.29% 13,342
Mid Waverly Advisors, LLC $408,616 0.28% 12,935
Mid First Financial Bankshares Inc $401,824 0.28% 12,720
Small MSH Capital Advisors LLC $401,793 0.28% 12,719
Small TWIN FOCUS CAPITAL PARTNERS, LLC $398,381 0.27% 12,611
Mid XTX Topco Ltd $390,452 0.27% 12,360
Micro CORA CAPITAL ADVISORS LLC $378,479 0.26% 11,981
Mid Joel Isaacson & Co., LLC $374,846 0.26% 11,866
Large Corient Private Wealth LLC $371,593 0.25% 11,763
Mid Savvy Advisors, Inc. $366,380 0.25% 11,598
Large SEI INVESTMENTS CO $358,072 0.25% 11,335
Mid LEVEL FOUR ADVISORY SERVICES, LLC $355,387 0.24% 11,250
Mid Private Advisor Group, LLC $351,312 0.24% 11,121
Small NATIONS FINANCIAL GROUP INC, /IA/ /ADV $347,679 0.24% 11,006
Micro Financial Plan, Inc. $347,679 0.24% 11,006
Mid NorthRock Partners, LLC $330,020 0.23% 10,447
Small Koshinski Asset Management, Inc. $322,186 0.22% 10,199
Micro American Institute for Advanced Investment Management, LLP $321,270 0.22% 10,170
Mid TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC $320,196 0.22% 10,136
Mid OPPENHEIMER & CO INC $316,215 0.22% 10,010
Mid Integrated Wealth Concepts LLC $313,941 0.22% 9,938
Mega NORTHERN TRUST CORP Bank $310,308 0.21% 9,823
Small MERIDIAN INVESTMENT COUNSEL INC. $308,160 0.21% 9,755
Mid FERGUSON WELLMAN CAPITAL MANAGEMENT, INC $292,712 0.20% 9,266
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP $281,087 0.19% 8,898
Small TANDEM CAPITAL MANAGEMENT CORP /ADV $262,197 0.18% 8,300
Micro Unify Financial Advisors $256,795 0.18% 8,129
Large Quantinno Capital Management LP $250,982 0.17% 7,945
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC $237,935 0.16% 7,532
Small Gateway Wealth Partners, LLC $235,029 0.16% 7,440
Small PRENTISS SMITH & CO INC $221,951 0.15% 7,026
Small Independent Family Office, LLC Family Office $220,719 0.15% 6,987
Mid MONETA GROUP INVESTMENT ADVISORS LLC $208,778 0.14% 6,609
Large Baird Financial Group, Inc. $206,882 0.14% 6,549
Large CWM, LLC $202,934 0.14% 6,424
Small Quantedge Capital Pte Ltd $200,628 0.14% 6,351
Mid Ancora Advisors LLC $186,381 0.13% 5,900
Small Quent Capital, LLC $170,743 0.12% 5,405
Mid UHLMANN PRICE SECURITIES, LLC Broker-Dealer $170,364 0.12% 5,393
Large BESSEMER GROUP INC $157,854 0.11% 4,997
Mid MAI Capital Management $157,634 0.11% 4,990
Large US BANCORP \DE\ Bank $157,476 0.11% 4,985
Small First Command Advisory Services, Inc. $148,283 0.10% 4,694
Small Crews Bank & Trust Bank $140,070 0.10% 4,434
Small BROWN, LISLE/CUMMINGS, INC. $132,678 0.09% 4,200

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