TY · TRI-CONTINENTAL Corp · Shareholders & Ownership

$34.09 -0.26 (-0.76%) At close · Nov 12

Market Cap

$1.82B

53.42M

Volume · Nov 12 21.32K Avg daily vol (3M) 32.04K

Every disclosed holder of TY in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns TY

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	156	7,097,764	—	Yes
Insiders (Forms 3, 4, 5)	5	17,219	—	Yes
13D/G-only blocks	0	0	—	Yes
Registered funds (N-PORT, not summed)	10	310,382	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of TY

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Saba Capital Management, L.P. 13F CIK 1510281 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	689,725	—	-45,373	Jun 30, 2026	carried, not yet filed for the newest quarter
2	LAZARD ASSET MANAGEMENT LLC 13F CIK 1207017 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	671,046	—	+156,511	Jun 30, 2026	carried, not yet filed for the newest quarter
3	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	543,357	—	-10,440	Jun 30, 2026	carried, not yet filed for the newest quarter
4	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13F CIK 1352860 · Registered investment adviser · Sep 30, 2026	423,593	—	-6,309	Sep 30, 2026
5	Allspring Global Investments Holdings, LLC 13F CIK 1890906 · Holding company · Sep 30, 2026	416,728	—	-28,886	Sep 30, 2026
6	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Sep 30, 2026	251,933	—	+2,596	Sep 30, 2026
7	Saba Opportunistically Hedged Closed-End Funds ETF Fund S000056657 · Registered fund · Aug 31, 2026 Exchange Listed Funds Trust, not summed	229,907	—	-39,539	Aug 31, 2026	Exchange Listed Funds Trust, not summed
8	UBS Group AG 13F CIK 1610520 · Bank · Sep 30, 2026	229,523	—	+3,188	Sep 30, 2026
9	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Sep 30, 2026	186,640	—	-792	Sep 30, 2026
10	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	159,167	—	+2,617	Sep 30, 2026
11	Uncommon Cents Investing LLC 13F CIK 1729754 · Registered investment adviser · Sep 30, 2026	158,731	—	-295	Sep 30, 2026
12	UMB Bank, n.a. 13F CIK 933429 · Unknown · Sep 30, 2026	153,637	—	-10,171	Sep 30, 2026
13	Cornerstone Advisory, LLC 13F CIK 1668189 · Registered investment adviser · Sep 30, 2026	148,925	—	-6,286	Sep 30, 2026
14	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	147,471	—	-18,622	Jun 30, 2026	carried, not yet filed for the newest quarter
15	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Sep 30, 2026	117,045	—	-10,859	Sep 30, 2026
16	Mariner, LLC 13F CIK 1373442 · Registered investment adviser · Sep 30, 2026	110,546	—	-1,133	Sep 30, 2026
17	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Sep 30, 2026	101,712	—	-1,832	Sep 30, 2026
18	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Sep 30, 2026	96,053	—	+4,294	Sep 30, 2026
19	1620 INVESTMENT ADVISORS, INC. 13F CIK 1907281 · Registered investment adviser · Sep 30, 2026	92,543	—	+2,183	Sep 30, 2026
20	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 13F CIK 1632972 · Unknown · Sep 30, 2026	91,686	—	+11,004	Sep 30, 2026
21	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Sep 30, 2026	88,314	—	+4,620	Sep 30, 2026
21.1	First Trust Income Opportunities ETF Fund S000053967 · Registered fund · Aug 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	62,738	—	+753	Aug 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
22	Shaker Financial Services, LLC 13F CIK 1511794 · Registered investment adviser · Sep 30, 2026	86,983	—	+86,983	Sep 30, 2026
23	Altium Capital Management LLC 13F CIK 1746382 · Unknown · Sep 30, 2026	86,458	—	0	Sep 30, 2026
24	Capstone Financial Advisors, Inc. 13F CIK 1599217 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	75,513	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
25	EP Wealth Advisors, LLC 13F CIK 1540569 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	75,065	—	-11,205	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Platform Technology Partners 13F CIK 1830817 · Registered investment adviser · Sep 30, 2026	68,034	—	0	Sep 30, 2026
27	Stolper Co 13F CIK 1808195 · Registered investment adviser · Sep 30, 2026	63,449	—	-1,875	Sep 30, 2026
28	RB Capital Management, LLC 13F CIK 1695582 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	61,076	—	+102	Jun 30, 2026	carried, not yet filed for the newest quarter
29	D.A. DAVIDSON & CO. 13F CIK 1080107 · Unknown · Sep 30, 2026	60,507	—	-6,162	Sep 30, 2026
30	EVOLVE PRIVATE WEALTH, LLC 13F CIK 2111131 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	57,423	—	-4,211	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Pathstone Holdings, LLC 13F CIK 2011612 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	55,935	—	+17,278	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Concurrent Investment Advisors, LLC 13F CIK 2001015 · Registered investment adviser · Sep 30, 2026	52,800	—	+880	Sep 30, 2026
33	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	50,968	—	-7,275	Jun 30, 2026	carried, not yet filed for the newest quarter
34	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	47,553	—	+672	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Sep 30, 2026	43,888	—	-101	Sep 30, 2026
36	Allworth Financial LP 13F CIK 1555170 · Unknown · Sep 30, 2026	41,186	—	0	Sep 30, 2026
37	Beckerman Institutional, LLC 13F CIK 2043468 · Unknown · Sep 30, 2026	40,051	—	+15	Sep 30, 2026
38	Steward Partners Investment Advisory, LLC 13F CIK 1723397 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	38,960	—	+865	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Quadrant Private Wealth Management, LLC 13F CIK 1727454 · Registered investment adviser · Sep 30, 2026	38,406	—	+38,406	Sep 30, 2026
40	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Sep 30, 2026	30,452	—	-2,225	Sep 30, 2026
41	Creative Planning 13F CIK 1540235 · Registered investment adviser · Sep 30, 2026	30,184	—	+3,801	Sep 30, 2026
42	Thrivent Financial for Lutherans 13F CIK 314984 · Registered investment adviser · Sep 30, 2026	29,889	—	0	Sep 30, 2026
42.1	THRIVENT MULTISECTOR BOND FUND Fund S000000702 · Registered fund · Jul 31, 2026 Thrivent Mutual Funds, not summed	8,107	—	+2,783	Jul 31, 2026	Thrivent Mutual Funds, not summed
42.2	THRIVENT CONSERVATIVE ALLOCATION FUND Fund S000001341 · Registered fund · Jun 30, 2026 Thrivent Mutual Funds, not summed	3,310	—	+236	Jun 30, 2026	Thrivent Mutual Funds, not summed
42.3	THRIVENT CONSERVATIVE ALLOCATION PORTFOLIO Fund S000001434 · Registered fund · Jun 30, 2026 Thrivent Series Fund, Inc., not summed	2,041	—	+214	Jun 30, 2026	Thrivent Series Fund, Inc., not summed
42.4	THRIVENT MULTISECTOR BOND PORTFOLIO Fund S000001439 · Registered fund · Jun 30, 2026 Thrivent Series Fund, Inc., not summed	1,584	—	+360	Jun 30, 2026	Thrivent Series Fund, Inc., not summed
42.5	THRIVENT DYNAMIC ALLOCATION FUND Fund S000000701 · Registered fund · Jul 31, 2026 Thrivent Mutual Funds, not summed	1,099	—	+234	Jul 31, 2026	Thrivent Mutual Funds, not summed
43	HighTower Advisors, LLC 13F CIK 1462245 · Registered investment adviser · Sep 30, 2026	29,769	—	+106	Sep 30, 2026
44	UHLMANN PRICE SECURITIES, LLC 13F CIK 1035344 · Registered investment adviser · Sep 30, 2026	29,059	—	+18,634	Sep 30, 2026
45	Altus Wealth Group LLC 13F CIK 1842572 · Registered investment adviser · Sep 30, 2026	29,014	—	-300	Sep 30, 2026
46	ALBION FINANCIAL GROUP /UT 13F CIK 1054677 · Registered investment adviser · Sep 30, 2026	28,852	—	-1,094	Sep 30, 2026
47	Whitener Capital Management, Inc. 13F CIK 825217 · Registered investment adviser · Sep 30, 2026	28,121	—	-3,265	Sep 30, 2026
48	MGO ONE SEVEN LLC 13F CIK 1731444 · Registered investment adviser · Sep 30, 2026	27,877	—	-1,549	Sep 30, 2026
49	&PARTNERS 13F CIK 107136 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	25,598	—	+954	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Sep 30, 2026	24,646	—	+37	Sep 30, 2026

1 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 162 holders

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Key facts CIK 99614 CUSIP 895436103 13F (30d) 101 filings 98 filers Visit website