American Institute for Advanced Investment Management, LLP

CIK

1805824

Location

Scottsdale, AZ

Portfolio Value

Small $163,080,198

Diversification

Diversified

Filing Date

Global Rank

#6,921 / 8,830 ▼ 54 · as of Jun 2026

Top Industry

Consumer Electronics 12.6%

Period ended 42 days ago

Filed Nov 3, 2026 · 8d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 49.4%, 21.1 effective positions, active share 70.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

13.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.7 quarters (12+), a floor since 57.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 70.9%; sector active share 58.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

158 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

17.7%

+0.7 pts

Top 5

37.6%

+1.4 pts

Top 10

52.0%

+2.6 pts

HHI

514

Diversified+41

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	68.6%	$111,906,667	96
Technology	11.9%	$19,340,290	15
Consumer Cyclical	4.9%	$7,967,385	4
Healthcare	3.8%	$6,129,482	6
Financial Services	2.8%	$4,631,541	12
Industrials	2.0%	$3,317,184	7
Consumer Defensive	1.6%	$2,676,770	5
Communication Services	1.0%	$1,697,203	2
Utilities	1.0%	$1,696,732	2
Energy	1.0%	$1,649,791	4
Basic Materials	0.9%	$1,480,125	3
Real Estate	0.4%	$587,028	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	+9,540	52,190	$949,858
EMLP	First Trust North American Energy Infrastructure Fund	+9,370	32,265	$1,322,542
FPEI	First Trust Institutional Preferred Securities and Income ETF	+8,350	35,715	$658,584
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	+7,950	58,696	$1,181,550
HD	Home Depot, Inc.	+6,892	16,893	$4,805,889
WCMI	First Trust WCM International Equity ETF	+6,425	52,316	$998,189
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust	+4,600	42,740	$1,065,508
FPE	First Trust Preferred Securities and Income ETF	+4,575	32,925	$561,371
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	+4,440	58,978	$1,152,725
NEAR	iShares Short Duration Bond Active ETF	+3,985	24,125	$1,202,872
DTCR	Global X Data Center & Digital Infrastructure ETF	+3,855	22,955	$622,998
BUFR	FT Vest Laddered Buffer ETF	+2,600	27,085	$1,014,874
RDVY	First Trust Rising Dividend Achievers ETF	+2,075	4,751	$371,955
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	+1,500	5,700	$281,637
SUB	iShares Short-Term National Muni Bond ETF	+1,475	5,125	$535,767
INTC	Intel Corp	+1,450	2,902	$348,907
IGLD	FT Vest Gold Strategy Target Income ETF	+1,250	32,000	$650,240
IHE	iShares U.S. Pharmaceuticals ETF	+1,211	6,668	$670,267
AIQ	Global X Artificial Intelligence & Technology ETF	+1,205	32,247	$2,101,214
FXZ	First Trust Materials AlphaDEX Fund	+1,135	9,485	$733,000
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	+1,035	26,665	$430,373
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+911	37,869	$3,807,727
RIO	Rio Tinto PLC	+875	7,615	$717,104
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+618	26,495	$1,330,313
XLF	State Street Corp	+491	29,049	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SHLD	Global X Defense Tech ETF	−3,352	15,885	$954,370
IWF	iShares Russell 1000 Growth ETF	−3,192	97,240	$12,180,282
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	−2,625	32,565	$635,668
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−1,650	4,900	$202,223
VO	VANGUARD MID-CAP INDEX FUND	−1,400	6,440	$505,024
—		−1,330	21,695	$0
IWD	iShares Russell 1000 Value ETF	−1,125	30,091	$7,460,461
IWM	iShares Russell 2000 ETF	−735	10,177	$2,828,086
VBIL	Vanguard Institutional Index Funds	−675	4,020	$304,394
FTHI	First Trust BuyWrite Income ETF	−600	51,515	$1,215,238
IJR	iShares Core S&P Small-Cap ETF	−499	5,298	$720,739
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	−431	7,713	$2,886,513
VUG	VANGUARD GROWTH INDEX FUND	−420	35,244	$3,175,836
KLAC	Kla Corp	−400	1,690	$329,431
FTCS	First Trust Capital Strength ETF	−383	3,896	$365,639
ITW	Illinois Tool Works Inc	−375	4,465	$1,148,755
SPY	Spdr S&P 500 ETF Trust	−359	8,904	$6,790,457
IEF	iShares 7-10 Year Treasury Bond ETF	−350	6,275	$560,420
GLD	Spdr Gold Trust	−336	5,831	$2,220,678
JHSC	John Hancock Multifactor Small Cap ETF	−308	46,378	$2,107,740
VIG	Vanguard Specialized Funds	−307	11,359	$2,650,168
CEG	Constellation Energy Corp	−305	5,716	$1,451,978
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	−300	3,165	$491,208
—		−300	10,813	$0
AAPL	Apple Inc.	−240	19,310	$6,430,616
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
SHEL	Shell plc	2,410	$229,070
SAP	Sap SE	1,030	$214,734
No positions match the current search.

Sold Out

Positions the filer fully exited

3 positions

Ticker	Company	Shares	Value
WM	Waste Management Inc	1,185	$264,112
EQT	EQT Corp	4,945	$262,925
COR	Cencora, Inc.	19,385	$245,798
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

158 tracked positions · $163,080,198 total · filing declares 158 positions · $172,822,772 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 158 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
IWF	iShares Russell 1000 Growth ETF	Reduced	97,240	-3,192	$12,180,282	−2.3%	7.47%
IWD	iShares Russell 1000 Value ETF	Reduced	30,091	-1,125	$7,460,461	−1.4%	4.57%
SPY	Spdr S&P 500 ETF Trust	Reduced	8,904	-359	$6,790,457	−1.8%	4.16%
AAPL	Apple Inc. Technology	Reduced	19,310	-240	$6,430,616	+13.7%	3.94%
HD	Home Depot, Inc. Consumer Cyclical	Added	16,893	+6,892	$4,805,889	+36.3%	2.95%
MSFT	Microsoft Corp Technology	Reduced	9,264	-45	$4,751,505	+36.8%	2.91%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	37,869	+911	$3,807,727	+2.2%	2.33%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	35,244	-420	$3,175,836	+3.4%	1.95%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	17,810	+135	$3,154,329	−6.9%	1.93%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	7,713	-431	$2,886,513	−4.2%	1.77%
IWM	iShares Russell 2000 ETF	Reduced	10,177	-735	$2,828,086	−13.7%	1.73%
VTV	VANGUARD VALUE INDEX FUND	Reduced	12,936	-67	$2,795,210	−1.4%	1.71%
VIG	Vanguard Specialized Funds	Reduced	11,359	-307	$2,650,168	−4.0%	1.63%
SMH	VanEck Semiconductor ETF	Added	4,340	+273	$2,643,060	−0.9%	1.62%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	10,030	-124	$2,498,974	+3.3%	1.53%
NVDA	Nvidia Corp Technology	Added	10,863	+209	$2,480,891	+16.4%	1.52%
MDY	Spdr S&P Midcap 400 ETF Trust	Reduced	3,522	-174	$2,312,932	−11.0%	1.42%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	17,674	+266	$2,221,091	+6.8%	1.36%
GLD	Spdr Gold Trust	Reduced	5,831	-336	$2,220,678	−2.3%	1.36%
PAVE	Global X U.S. Infrastructure Development ETF	Added	40,965	+206	$2,150,662	−10.4%	1.32%
JHSC	John Hancock Multifactor Small Cap ETF	Reduced	46,378	-308	$2,107,740	−7.0%	1.29%
AIQ	Global X Artificial Intelligence & Technology ETF	Added	32,247	+1,205	$2,101,214	+3.2%	1.29%
ABBV	AbbVie Inc. Healthcare	Reduced	7,171	-33	$1,875,861	+3.5%	1.15%
NLR	VanEck Uranium and Nuclear ETF	Added	17,798	+370	$1,841,381	−8.9%	1.13%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Held	9,050	0	$1,771,537	+2.7%	1.09%
JNJ	Johnson & Johnson Healthcare	Reduced	6,320	-20	$1,673,156	+3.9%	1.03%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	9,452	+185	$1,591,905	+8.3%	0.98%
CEG	Constellation Energy Corp Utilities	Reduced	5,716	-305	$1,451,978	−2.9%	0.89%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	4,691	-15	$1,370,241	−4.9%	0.84%
MCK	Mckesson Corp Healthcare	Held	1,600	0	$1,366,096	+13.0%	0.84%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	26,495	+618	$1,330,313	+2.0%	0.82%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Held	6,795	0	$1,328,626	−1.0%	0.81%
EMLP	First Trust North American Energy Infrastructure Fund	Added	32,265	+9,370	$1,322,542	+32.8%	0.81%
GOOGL	Alphabet Inc. Communication Services	Added	3,768	+181	$1,296,493	+1.1%	0.80%
FTHI	First Trust BuyWrite Income ETF	Reduced	51,515	-600	$1,215,238	−2.2%	0.75%
NEAR	iShares Short Duration Bond Active ETF	Added	24,125	+3,985	$1,202,872	+17.9%	0.74%
IGF	iShares Global Infrastructure ETF	Added	19,307	+440	$1,188,538	−5.4%	0.73%
BSCS	Invesco BulletShares 2028 Corporate Bond ETF	Added	58,696	+7,950	$1,181,550	+14.3%	0.72%
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	Added	58,978	+4,440	$1,152,725	+7.8%	0.71%
ITW	Illinois Tool Works Inc Industrials	Reduced	4,465	-375	$1,148,755	−12.2%	0.70%
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	Added	12,760	+276	$1,107,568	+0.2%	0.68%
QQQ	Invesco Qqq Trust, Series 1	Added	1,478	+137	$1,093,380	+10.7%	0.67%
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust Financial Services	Added	42,740	+4,600	$1,065,508	−3.7%	0.65%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	20,612	+250	$1,055,952	−1.1%	0.65%
COST	Costco Wholesale Corp Consumer Defensive	Added	1,139	+35	$1,036,877	+0.4%	0.64%
BUFR	FT Vest Laddered Buffer ETF	Added	27,085	+2,600	$1,014,874	+13.5%	0.62%
WCMI	First Trust WCM International Equity ETF	Added	52,316	+6,425	$998,189	+11.1%	0.61%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Reduced	6,715	-135	$983,613	−5.6%	0.60%
SHLD	Global X Defense Tech ETF	Reduced	15,885	-3,352	$954,370	−16.9%	0.59%
BSCT	Invesco BulletShares 2029 Corporate Bond ETF	Added	52,190	+9,540	$949,858	+19.9%	0.58%

Showing the top 50 of 158 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.