Beneficial ownership — 13D / 13G
85,680 recent Schedule 13D / 13G filings — activist (13D) and passive (13G) stakes above 5% of a class.
Coverage begins December 2024, when the SEC required these schedules to be filed as structured XML.
| Reporting person | Issuer | Schedule | % of class | Event date | Filed |
|---|---|---|---|---|---|
| Hudson Bay Capital Management LP | IMPP Imperial Petroleum Inc./Marshall Islands | 13G | 9.99% | Dec 31, 2023 | 2y |
| JWM Family Enterprises, Inc. | VAC MARRIOTT VACATIONS WORLDWIDE Corp | 13G/A | 5.6% | Dec 31, 2023 | 2y |
| CALDWELL SUTTER CAPITAL, INC. | ELSE Electro Sensors Inc | 13G/A | 6.5% | Dec 31, 2023 | 2y |
| Hudson Bay Capital Management LP | LUNR Intuitive Machines, Inc. | 13G/A | 0% | Dec 31, 2023 | 2y |
| Hacker Severin | DUOL Duolingo, Inc. | 13G/A | 9.2% | Dec 31, 2023 | 2y |
| ALPS ADVISORS INC | ENLC ENLINK MIDSTREAM, LLC | 13G/A | 9.08% | Dec 31, 2023 | 2y |
| COWEN AND COMPANY, LLC | TRIS Tristar Acquisition I Corp. | 13G | 7.3% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | OPEN Opendoor Technologies Inc. | 13G/A | 0.7% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | ZPTA Zapata Quantum, Inc. | 13G | 7.2% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | AIRJ AirJoule Technologies Corp. | 13G | 6.7% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | SILK Silk Road Medical, Inc. Common Stock | 13G | 5.8% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | RIGL Rigel Pharmaceuticals Inc | 13G/A | 0.1% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | RYTM Rhythm Pharmaceuticals, Inc. | 13G/A | 8.5% | Dec 29, 2023 | 2y |
| COWEN AND COMPANY, LLC | CVII Churchill Capital Corp VII Class A Common Stock | 13G | 6.26% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | RSI Rush Street Interactive, Inc. | 13G/A | 4.2% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | CASH Pathward Financial, Inc. | 13G | 5.6% | Dec 29, 2023 | 2y |
| GOLDMAN SACHS GROUP INC | INTZ Intrusion Inc | 13G/A | 0% | Dec 29, 2023 | 2y |
| Mercury Capital, LLC | PLMJF Plum Acquisition Corp. III | 13D | 20.02% | Dec 28, 2023 | 2y |
| AgCentral Energy Pty Ltd | VSTE Vast Renewables Limited Ordinary Shares | 13D | 73.3% | Dec 18, 2023 | 2y |
| Scott E Rickert | NMGX Nano Magic Inc. | 13D/A | 7.4% | Dec 6, 2023 | 2y |
| Fisher Asset Management, LLC | WGO Winnebago Industries Inc | 13G | 1.8% | Oct 20, 2023 | 2y |
| NANTAHALA CAPITAL PARTNERS LIMITED PARTNERSHIP | UNCY Unicycive Therapeutics, Inc. | 13G | 6.1% | Sep 29, 2023 | 2y |
| Fisher Asset Management, LLC | RVLV Revolve Group, Inc. | 13G | 0% | Sep 7, 2023 | 2y |
| Fisher Asset Management, LLC | GTHX G1 Therapeutics, Inc. Common Stock | 13G | 0% | May 8, 2023 | 2y |
| IMA Value LLP | RAVE Rave Restaurant Group, Inc. | 13D/A | 7.04% | Jan 31, 2023 | 2y |
| Fund 1 Investments, LLC | TLYS Tilly's, Inc. | 13D/A | 31.31% | Feb 1, 2024 | 2y |
| GAMCO INVESTORS, INC. ET AL | RDI Reading International Inc | 13D/A | 4.43% | Feb 1, 2024 | 2y |
| Spring River Greater China Fund | CAN Canaan Inc. | 13G/A | 4.6% | Feb 1, 2024 | 2y |
| Gerald E. O’Shaughnessy | GPRK GeoPark Ltd | 13D/A | 6.29% | Feb 1, 2024 | 2y |
| Koller Therese A. | SNDR Schneider National, Inc. | 13D/A | 19.6% | Jan 31, 2024 | 2y |
| GLOBAL VALUE INVESTMENT CORP. | RMCF Rocky Mountain Chocolate Factory, Inc. | 13D/A | 16.75% | Jan 31, 2024 | 2y |
| MILTON C. AULT, III | ALZN Alzamend Neuro, Inc. | 13D/A | 40.3% | Jan 31, 2024 | 2y |
| AGMAN INVESTMENTS LLC | PBPB Potbelly Corporation Common Stock | 13G/A | 0.31% | Jan 31, 2024 | 2y |
| Zimmermann Kathleen M. | SNDR Schneider National, Inc. | 13D/A | 17.8% | Jan 31, 2024 | 2y |
| Schneider Paul J. | SNDR Schneider National, Inc. | 13D/A | 16.7% | Jan 31, 2024 | 2y |
| Saba Capital Management, L.P. | BTX BlackRock Technology & Private Equity Term Trust | 13D/A | 20.58% | Jan 31, 2024 | 2y |
| BROWNING WEST LP | GIL Gildan Activewear Inc. | 13D/A | 5% | Jan 31, 2024 | 2y |
| DePrey Mary P. | SNDR Schneider National, Inc. | 13D/A | 17.2% | Jan 31, 2024 | 2y |
| 5AM Ventures VI, L.P. | ELVN Enliven Therapeutics, Inc. | 13D/A | 11.3% | Jan 31, 2024 | 2y |
| PAVmed Inc. | LUCD Lucid Diagnostics Inc. | 13D/A | 72.2% | Jan 26, 2024 | 2y |
| Mitchell P. Kopin | RDHL RedHill Biopharma Ltd. | 13G | 4% | Jan 25, 2024 | 2y |
| BCLS Fund III Investments, LP | DNTH Dianthus Therapeutics, Inc. | 13G | 9.99% | Jan 24, 2024 | 2y |
| RA CAPITAL MANAGEMENT, L.P. | DNTH Dianthus Therapeutics, Inc. | 13G | 9.99% | Jan 22, 2024 | 2y |
| RiverVest Venture Fund III, L.P. | ALLK Allakos Inc. | 13D/A | 0.2% | Jan 16, 2024 | 2y |
| Soleus Capital Master Fund, L.P. | FOCL Edap Tms SA | 13G/A | 19.6% | Dec 31, 2023 | 2y |
| General Electric Co | GEHC GE HealthCare Technologies Inc. | 13G/A | 13.5% | Dec 31, 2023 | 2y |
| Dapice Joshua J. | PTGX Protagonist Therapeutics, Inc | 13G/A | 9.99% | Dec 31, 2023 | 2y |
| Soleus Capital Master Fund, L.P. | AXGN Axogen, Inc. | 13G/A | 6% | Dec 31, 2023 | 2y |
| BlackRock Inc. | CRGY Crescent Energy Co | 13G | 6.8% | Dec 31, 2023 | 2y |
| Hudson Bay Capital Management LP | DISA Disruptive Acquisition Corporation I Class A Ordinary Shares | 13G/A | 0% | Dec 31, 2023 | 2y |