AEF · abrdn Emerging Markets ex-China Fund, Inc. · Shareholders & Ownership

$7.63 +0.09 (+1.19%)

Market Cap

$306.13M

40.60M

Volume · Nov 6 88.62K Avg daily vol (3M) 94.3K

Every disclosed holder of AEF in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns AEF

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	60	18,650,485	—	Yes
Insiders (Forms 3, 4, 5)	3	93,197	—	Yes
13D/G-only blocks	2	9,496,641	—	Yes
Registered funds (N-PORT, not summed)	4	739,220	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AEF

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13F CIK 1034546 · Registered investment adviser · Sep 30, 2026	9,944,810	—	-549,054	Sep 30, 2026
1.1	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13G CIK 1034546 · Registered investment adviser · Sep 30, 2026 Rule 13d-1(b), qualified institution, not summed	9,944,810	—	-549,054	Sep 30, 2026	Rule 13d-1(b), qualified institution, not summed
2	First Trust Portfolios L.P. 13G CIK 1184765 · Unknown · Sep 30, 2026 Rule 13d-1(b), qualified institution	6,681,416	—	+738,585	Sep 30, 2026	Rule 13d-1(b), qualified institution
3	GATES FOUNDATION TRUST 13G CIK 1166559 · Unknown · Dec 31, 2023 Rule 13d-1(c), passive investor, unconfirmed, last confirmed Dec 31, 2023	2,815,225	—	—	Dec 31, 2023	Rule 13d-1(c), passive investor, unconfirmed, last confirmed Dec 31, 2023
4	Allspring Global Investments Holdings, LLC 13F CIK 1890906 · Holding company · Sep 30, 2026	2,002,485	—	-358,195	Sep 30, 2026
4.1	Allspring Global Investments Holdings, LLC 13G CIK 1890906 · Holding company · Sep 30, 2026 Rule 13d-1(b), qualified institution, not summed	2,002,485	—	-683,238	Sep 30, 2026	Rule 13d-1(b), qualified institution, not summed
5	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,749,028	—	-40,113	Jun 30, 2026	carried, not yet filed for the newest quarter
6	LAZARD ASSET MANAGEMENT LLC 13F CIK 1207017 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,101,112	—	-11,898	Jun 30, 2026	carried, not yet filed for the newest quarter
7	1607 Capital Partners, LLC 13F CIK 1436866 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	793,245	—	-452,984	Jun 30, 2026	carried, not yet filed for the newest quarter
8	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	739,497	—	+707,771	Jun 30, 2026	carried, not yet filed for the newest quarter
9	The Emerging Markets Portfolio Fund S000022579 · Registered fund · Jun 30, 2026 HC Capital Trust, not summed	415,424	—	-13,504	Jun 30, 2026	HC Capital Trust, not summed
10	Modern Capital Tactical Income Fund Fund S000069477 · Registered fund · Jun 30, 2026 Modern Capital Funds Trust, not summed	323,081	—	—	Jun 30, 2026	Modern Capital Funds Trust, not summed
11	Uncommon Cents Investing LLC 13F CIK 1729754 · Registered investment adviser · Sep 30, 2026	316,246	—	-5,880	Sep 30, 2026
12	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	267,064	—	+39,897	Jun 30, 2026	carried, not yet filed for the newest quarter
13	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	218,959	—	+49,644	Jun 30, 2026	carried, not yet filed for the newest quarter
14	GUGGENHEIM CAPITAL LLC 13F CIK 1283072 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	175,891	—	-1,028	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	Multi-Hedge Strategies Fund Fund S000003747 · Registered fund · Jun 30, 2026 Rydex Variable Trust, not summed	528	—	-748	Jun 30, 2026	Rydex Variable Trust, not summed
14.2	Guggenheim Multi-Hedge Strategies Fund Fund S000003763 · Registered fund · Jun 30, 2026 Rydex Series Funds, not summed	187	—	-287	Jun 30, 2026	Rydex Series Funds, not summed
15	Shaker Financial Services, LLC 13F CIK 1511794 · Registered investment adviser · Sep 30, 2026	169,459	—	+6,000	Sep 30, 2026
16	PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 13F CIK 1007280 · Pension or benefit plan · Jun 30, 2026 carried, not yet filed for the newest quarter	149,520	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Steward Partners Investment Advisory, LLC 13F CIK 1723397 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	145,589	—	+145,589	Jun 30, 2026	carried, not yet filed for the newest quarter
18	EVOLVE PRIVATE WEALTH, LLC 13F CIK 2111131 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	107,573	—	-4,938	Jun 30, 2026	carried, not yet filed for the newest quarter
19	Vanguard Capital Wealth Advisors 13F CIK 1730578 · Registered investment adviser · Sep 30, 2026	92,054	—	-28,635	Sep 30, 2026
20	RAPPAPORT STEVEN N Insider CIK 1211192 · Feb 27, 2025 Director, issuer-wide	83,197	—	—	Feb 27, 2025	Director, issuer-wide
21	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	71,517	—	+26,852	Jun 30, 2026	carried, not yet filed for the newest quarter
22	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	57,573	—	+44,420	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Closed-End Fund Advisors, Inc. 13F CIK 2103520 · Unknown · Sep 30, 2026	48,811	—	-15,009	Sep 30, 2026
24	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Sep 30, 2026	48,169	—	-1,737	Sep 30, 2026
25	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	40,381	—	+19,210	Jun 30, 2026	carried, not yet filed for the newest quarter
26	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13F CIK 1352860 · Registered investment adviser · Sep 30, 2026	40,290	—	-6,868	Sep 30, 2026
27	UHLMANN PRICE SECURITIES, LLC 13F CIK 1035344 · Registered investment adviser · Sep 30, 2026	26,216	—	-4,472	Sep 30, 2026
28	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	25,711	—	+15,371	Jun 30, 2026	carried, not yet filed for the newest quarter
29	&PARTNERS 13F CIK 107136 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	23,710	—	-155	Jun 30, 2026	carried, not yet filed for the newest quarter
30	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	23,676	—	+20,065	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Rockefeller Capital Management L.P. 13F CIK 1739439 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	23,190	—	+228	Jun 30, 2026	carried, not yet filed for the newest quarter
32	DECISION INVESTMENTS, INC 13F CIK 2111652 · Registered investment adviser · Sep 30, 2026	21,590	—	0	Sep 30, 2026
33	Abel Hall, LLC 13F CIK 2013339 · Unknown · Sep 30, 2026	20,000	—	0	Sep 30, 2026
34	Clearstead Advisors, LLC 13F CIK 842775 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,000	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Paragon Capital Management Ltd 13F CIK 1569765 · Unknown · Sep 30, 2026	16,880	—	+449	Sep 30, 2026
36	VISTA INVESTMENT PARTNERS II, LLC 13F CIK 2035219 · Registered investment adviser · Sep 30, 2026	16,691	—	-233	Sep 30, 2026
37	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	16,379	—	+14,024	Jun 30, 2026	carried, not yet filed for the newest quarter
38	BLAIR WILLIAM & CO/IL 13F CIK 902367 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	15,501	—	-1,037	Jun 30, 2026	carried, not yet filed for the newest quarter
39	PEAPACK GLADSTONE FINANCIAL CORP 13F CIK 1050743 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	14,520	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
40	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	14,156	—	+1,499	Jun 30, 2026	carried, not yet filed for the newest quarter
41	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	14,044	—	+1,856	Jun 30, 2026	carried, not yet filed for the newest quarter
42	HB Wealth Management, LLC 13F CIK 1911253 · Registered investment adviser · Sep 30, 2026	13,927	—	+13,927	Sep 30, 2026
43	WESBANCO BANK INC 13F CIK 877134 · Unknown · Sep 30, 2026	13,763	—	-1,037	Sep 30, 2026
44	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,587	—	-43,513	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,141	—	+181	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Clark Anthony S. Insider CIK 1652951 · Oct 5, 2026 Director, issuer-wide	8,000	—	+2,000	Oct 5, 2026	Director, issuer-wide
47	BARD ASSOCIATES INC 13F CIK 1105907 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	6,792	—	-1,179	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Noble Wealth Management PBC 13F CIK 2055065 · Unknown · Sep 30, 2026	3,570	—	0	Sep 30, 2026
49	US BANCORP \DE\ 13F CIK 36104 · Bank · Sep 30, 2026	3,395	—	0	Sep 30, 2026
50	Global Retirement Partners, LLC 13F CIK 1749744 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,049	—	—	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 66 holders

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Key facts CIK 846676 CUSIP 00301W105 13F (30d) 28 filings 26 filers Visit website