ALGS · Aligos Therapeutics, Inc. · Holdings
$5.22
-0.11 (-2.06%)
At close · Sep 11
Going-concern doubt
— flagged Aug 6, 2026
Substantial doubt about the company's ability to continue as a going concern.
“Our recurring losses from operations and negative cash flows raise substantial doubt about our ability to continue as a going concern. We have devoted our resources to our research and development activities and have experienced significant operating losses since our inception. Furthermore, we expect to continue devoting substantial capital to the research and development of our drug candidates. We plan to raise additional capital to fund continued operations beyond the fourth quarter of 2026. We are taking steps to identify access to future capital and expect to be able to access capital in the future. However, there can be no assurance that any additional funding will be available to us on acceptable terms, if at all. If events or circumstances occur such that we do not obtain additional funding, it may be necessary to significantly reduce the scope of operations to reduce the current rate of spending, which could include reductions in staff and the need to delay, limit, reduce or terminate current or future product development, which could have a material adverse effect on our business, results of operations and financial condition. Further, the perception of our ability to continue as a going concern may make it more difficult for us to obtain funding for the continuation of our operations, or necessitate that we obtain funding on less favorable terms, and could result in the loss of confidence by investors, our partners and employees.”View the 10-Q filed Aug 6, 2026
Market Cap
$18.73M
Shares
3.59M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 31
Total Value: $13,227,927
Total Shares: 2,292,538
Institutional Ownership Trend
23 quarters
Holder Concentration
Across 31 13F filers · Δ vs Mar 31, 2026Top Holder
19.4%
+3.4 pts
Top 5
70.1%
+9.6 pts
Top 10
90.2%
+4.9 pts
HHI
1,187
Broadly held+255
Quarterly Activity
vs Mar 31, 2026
New
5
Increased
7
Decreased
7
Sold Out
9
Unchanged
12
Holder count:
-4
Institutional value:
-35.8%
Shares held:
-17.4%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega D. E. Shaw & Co., Inc. | +55,485 | 66,463 | |
| Mega UBS Group AG | +22,925 | 59,986 | |
| Mega BlackRock, Inc. | +17,252 | 30,292 | |
| Large Federation des caisses Desjardins du Quebec | +3,700 | 4,650 | |
| Mid Tower Research Capital LLC (TRC) | +294 | 359 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large RENAISSANCE TECHNOLOGIES LLC | −89,650 | 10,800 | |
| Large MARSHALL WACE, LLP | −20,556 | 246,579 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | −2,802 | 47,173 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | −2,719 | 175,543 | |
| Mega WELLS FARGO & COMPANY/MN | −600 | 100 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega JANE STREET GROUP, LLC | 32,402 | $186,959 | |
| Mega DIMENSIONAL FUND ADVISORS LP | 21,044 | $121,422 | |
| Large Trexquant Investment LP | 12,339 | $71,196 | |
| Mega CITIGROUP INC | 1,808 | $10,432 | |
| Mega FMR LLC | 10 | $57 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega BANK OF AMERICA CORP /DE/ | 229,754 | $1,707,072 | |
| Mid SummitTX Capital, L.P. | 148,799 | $1,105,576 | |
| Mega CITADEL ADVISORS LLC | 54,311 | $403,530 | |
| Mega LPL Financial LLC | 51,500 | $382,645 | |
| Mega TWO SIGMA INVESTMENTS, LP | 23,093 | $171,580 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mid Deep Track Capital, LP | $2,562,514 | 19.37% | 444,110 | Shares | 2026-08-14 | |
| Large Alyeska Investment Group, L.P. | $2,377,240 | 17.97% | 412,000 | Shares | 2026-08-14 | |
| Small Sio Capital Management, LLC | $1,888,157 | 14.27% | 327,237 | Shares | 2026-08-14 | |
| Large MARSHALL WACE, LLP | $1,422,760 | 10.76% | 246,579 | Shares | 2026-08-13 | |
| Large Woodline Partners LP | $1,023,378 | 7.74% | 177,362 | Shares | 2026-08-14 | |
| Mega VANGUARD CAPITAL MANAGEMENT LLC | $1,012,883 | 7.66% | 175,543 | Shares | 2026-08-13 | |
| Large BAKER BROS. ADVISORS LP | $479,227 | 3.62% | 83,055 | Shares | 2026-08-14 | |
| Small HHLR ADVISORS, LTD. | $439,945 | 3.33% | 76,247 | Shares | 2026-08-14 | |
| Mega D. E. Shaw & Co., Inc. | $383,491 | 2.90% | 66,463 | Shares | 2026-08-14 | |
| Mega UBS Group AG | $346,118 | 2.62% | 59,986 | Shares | 2026-08-13 | |
| Mega GEODE CAPITAL MANAGEMENT, LLC | $272,187 | 2.06% | 47,173 | Shares | 2026-08-12 | |
| Mega JANE STREET GROUP, LLC | $186,959 | 1.41% | 32,402 | Shares | 2026-08-14 | |
| Mega BlackRock, Inc. | $174,783 | 1.32% | 30,292 | Shares | 2026-08-07 | |
| Mega VANGUARD FIDUCIARY TRUST CO Bank | $165,091 | 1.25% | 28,612 | Shares | 2026-08-13 | |
| Mega DIMENSIONAL FUND ADVISORS LP | $121,422 | 0.92% | 21,044 | Shares | 2026-08-11 | |
| Large Verition Fund Management LLC | $108,977 | 0.82% | 18,887 | Shares | 2026-08-14 | |
| Large Trexquant Investment LP | $71,196 | 0.54% | 12,339 | Shares | 2026-08-14 | |
| Large RENAISSANCE TECHNOLOGIES LLC | $62,316 | 0.47% | 10,800 | Shares | 2026-08-13 | |
| Large Rockefeller Capital Management L.P. | $57,700 | 0.44% | 10,000 | Shares | 2026-08-13 | |
| Large Federation des caisses Desjardins du Quebec | $26,830 | 0.20% | 4,650 | Shares | 2026-08-14 | |
| Small Golden State Wealth Management, LLC | $15,428 | 0.12% | 2,674 | Shares | 2026-07-22 | |
| Mega ROYAL BANK OF CANADA Bank | $12,261 | 0.09% | 2,125 | Shares | 2026-08-14 | |
| Mega CITIGROUP INC | $10,432 | 0.08% | 1,808 | Shares | 2026-08-03 | |
| Mid Tower Research Capital LLC (TRC) | $2,071 | 0.02% | 359 | Shares | 2026-08-11 | |
| Mega JPMORGAN CHASE & CO | $1,984 | 0.01% | 344 | Shares | 2026-08-12 | |
| Mega MORGAN STANLEY | $1,176 | 0.01% | 204 | Shares | 2026-08-13 | |
| Mid SBI Securities Co., Ltd. Broker-Dealer | $727 | 0.01% | 126 | Shares | 2026-07-23 | |
| Mega WELLS FARGO & COMPANY/MN | $577 | 0.00% | 100 | Shares | 2026-08-14 | |
| Mega FMR LLC | $57 | 0.00% | 10 | Shares | 2026-08-13 | |
| Micro ELEVATION WEALTH PARTNERS, LLC | $23 | 0.00% | 4 | Shares | 2026-07-08 | |
| Mega BNP PARIBAS ARBITRAGE, SA | $17 | 0.00% | 3 | Shares | 2026-08-13 |