AOS · Smith A O Corp
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-01 | Anderson Carrie L |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 07/01/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 07/01/2032. |
Restricted Stock Units
|
32,060 |
| 2026-04-23 | Saak Aaron W |
Director, CEO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
The Plan permits the participant to defer the receipt of the award, and Mr. Saak has made a deferral. |
Restricted Stock Units
|
2,296 |
| 2026-04-13 | Saak Aaron W |
Director, CEO |
Other↑
|
No Securities Owned
|
0 |
| 2026-04-13 | SMITH MARK D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2026. |
Common Stock
|
2,262 |
| 2026-04-13 | Fister Todd W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2026. |
Common Stock
|
2,262 |
| 2026-04-13 | MAPES CHRISTOPHER L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2026. Mr. Mapes is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 145 shares of Common Stock. |
Common Stock
|
2,262 |
| 2026-04-13 | Saak Aaron W |
Director, CEO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
The Plan permits the participant to defer the receipt of the award, and Mr. Saak has made a deferral. |
Restricted Stock Units
|
2,262 |
| 2026-04-13 | MARTIN LOIS M |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2026. Ms. Martin is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 89 shares of Common Stock. |
Common Stock
|
2,262 |
| 2026-04-13 | Larsen Michael M |
SVP & CFO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026. The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units. |
Restricted Stock Units
|
2,262 |
| 2026-04-13 | Kadri Ilham |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on April 13, 2026. |
Common Stock
|
2,262 |
| 2026-04-13 | HOLT VICTORIA M |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026. The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units. |
Restricted Stock Units
|
2,262 |
| 2026-03-04 | Schuh Darrell W. |
SVP; President & GM Lochinvar |
Sell↓
Filing footnotes — Common Stock (Direct)
The price in Column 4 is a weighted average price. The prices actually received ranged from $74.26 to $74.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Mr. Schuh is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 10 shares of Common Stock. |
Common Stock
|
1,104 |
| 2026-02-23 | Carver Samuel M. |
SVP - Global Operations |
Gift↓
Filing footnotes — Common Stock (Direct)
Bona fide gift. |
Common Stock
|
1,144 |
| 2026-02-13 | Wheeler Kevin J. |
Director, Executive Chairman |
Award↑
Filing footnotes — Common Stock (Direct)
Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
Common Stock
|
8,598 |
| 2026-02-13 | Qiu Jack |
SVP - Pres. A. O. Smith China |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
The restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in cash on the vesting date of 02/13/2026. |
Restricted Stock Units
|
3,275 |
| 2026-02-13 | Kulkarni Parag |
SVP - Int'l; President India |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock. This transaction represents the settlement of restricted stock units in cash on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in cash on the vesting date of 02/13/2026. Mr. Kulkarni has deferred the receipt of these cash-based restricted stock units. Mr. Kulkarni owns 3,360 restricted stock units that have not yet vested. He also owns 4,245 restricted stock units that have vested and have been deferred. |
Restricted Stock Units
|
1,115 |
| 2026-02-13 | O'Brien Stephen D. |
SVP; Pres & General Mngr NAWH |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Mr. O'Brien is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 59 shares of Common Stock. |
Common Stock
|
2,905 |
| 2026-02-13 | Carver Samuel M. |
SVP - Global Operations |
Award↑
Filing footnotes — Common Stock (Direct)
Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
Common Stock
|
709 |
| 2026-02-13 | Karge Douglas Samuel |
SVP - President NA Water Treat |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026. |
Restricted Stock Units
|
1,415 |
| 2026-02-13 | Lauber Charles T |
EVP & CFO |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026. |
Restricted Stock Units
|
9,460 |
| 2026-02-13 | Wheeler Kevin J. |
Director, Executive Chairman |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
16,942 |
| 2026-02-13 | Carver Samuel M. |
SVP - Global Operations |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
1,026 |
| 2026-02-13 | Lauber Charles T |
EVP & CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
Common Stock
|
2,254 |
| 2026-02-13 | Otchere Benjamin A |
Vice President and Controller |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Mr. Otchere is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 26 shares of Common Stock. |
Common Stock
|
1,460 |
| 2026-02-13 | Otchere Benjamin A |
Vice President and Controller |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
545 |
| 2026-02-13 | Wheeler Kevin J. |
Director, Executive Chairman |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026. |
Restricted Stock Units
|
36,045 |
| 2026-02-13 | Karge Douglas Samuel |
SVP - President NA Water Treat |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
666 |
| 2026-02-13 | Carver Samuel M. |
SVP - Global Operations |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. |
Common Stock
|
2,605 |
| 2026-02-13 | O'Brien Stephen D. |
SVP; Pres & General Mngr NAWH |
Award↑
Filing footnotes — Common Stock (Direct)
Represents vesting of performance stock units at [100%] of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
Common Stock
|
791 |
| 2026-02-13 | O'Brien Stephen D. |
SVP; Pres & General Mngr NAWH |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026. |
Restricted Stock Units
|
2,905 |
| 2026-02-13 | Otchere Benjamin A |
Vice President and Controller |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026. |
Restricted Stock Units
|
1,460 |
| 2026-02-13 | Karge Douglas Samuel |
SVP - President NA Water Treat |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Mr. Karge is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 54 shares of Common Stock. |
Common Stock
|
1,415 |
| 2026-02-13 | Carver Samuel M. |
SVP - Global Operations |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026. |
Restricted Stock Units
|
2,605 |
| 2026-02-13 | Lauber Charles T |
EVP & CFO |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
4,447 |
| 2026-02-13 | STERN JAMES F |
Director |
Convert↓
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. |
Restricted Stock Units
|
6,850 |
| 2026-02-13 | Lauber Charles T |
EVP & CFO |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. |
Common Stock
|
9,460 |
| 2026-02-13 | STERN JAMES F |
Director |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
3,220 |
| 2026-02-13 | Schuh Darrell W. |
SVP; President & GM Lochinvar |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
356 |
| 2026-02-13 | O'Brien Stephen D. |
SVP; Pres & General Mngr NAWH |
Tax↓
Filing footnotes — Common Stock (Direct)
Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. |
Common Stock
|
1,144 |
| 2026-02-13 | STERN JAMES F |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. |
Common Stock
|
6,850 |
| 2026-02-13 | STERN JAMES F |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
Common Stock
|
1,633 |
| 2026-02-13 | Karge Douglas Samuel |
SVP - President NA Water Treat |
Award↑
Filing footnotes — Common Stock (Direct)
Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
Common Stock
|
338 |
| 2026-02-13 | Wheeler Kevin J. |
Director, Executive Chairman |
Convert↑
Filing footnotes — Common Stock (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. |
Common Stock
|
36,045 |
| 2026-02-09 | Schuh Darrell W. |
SVP; President & GM Lochinvar |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Restricted Stock Units
|
1,560 |
| 2026-02-09 | STERN JAMES F |
Director |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Restricted Stock Units
|
7,015 |
| 2026-02-09 | Karge Douglas Samuel |
SVP - President NA Water Treat |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Restricted Stock Units
|
1,355 |
| 2026-02-09 | Cheng Ming |
SVP, CTO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Restricted Stock Units
|
3,225 |
| 2026-02-09 | Shafer Stephen M |
Senior Vice President |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Restricted Stock Units
|
33,505 |
| 2026-02-09 | Otchere Benjamin A |
Vice President and Controller |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Restricted Stock Units
|
1,240 |
| 2026-02-09 | O'Brien Stephen D. |
SVP; Pres & General Mngr NAWH |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Restricted Stock Units
|
4,900 |