AQST · Aquestive Therapeutics, Inc. · Shareholders & Ownership

$4.00 +0.17 (+4.44%)

Russell 2000 member Rebalance outlook locked

Market Cap

$512.80M

125.51M

Volume · Oct 20 2.25M Avg daily vol (3M) 2.77M

Every disclosed holder of AQST in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns AQST

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	183	71,295,934	56.80%	Yes
Insiders (Forms 3, 4, 5)	15	3,236,475	2.58%	Yes
13D/G-only blocks	3	14,765,347	11.76%	Yes
Remaining	—	36,213,892	28.85%	Rest
Registered funds (N-PORT, not summed)	112	20,183,003	16.08%	No

Shares outstanding: 125,511,648, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of AQST

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Bratton Capital Management, L.P. 13F CIK 1723787 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	9,810,958	7.82%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Bass Edward P 13G CIK 1705622 · Unknown · Oct 7, 2026 Rule 13d-1(c), passive investor	9,385,561	7.48%	—	Oct 7, 2026	Rule 13d-1(c), passive investor
3	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	8,069,373	6.43%	+560,302	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	7,992,647	6.37%	+1,566,304	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,818,547	2.25%	+320,710	Jun 30, 2026	iShares Trust, not summed
3.3	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	642,672	0.51%	+53,558	Jun 30, 2026	iShares Trust, not summed
3.4	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	374,338	0.30%	+85,558	Jun 30, 2026	iShares Trust, not summed
3.5	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	362,868	0.29%	+105,870	Jun 30, 2026	iShares Trust, not summed
4	RTW INVESTMENTS, LP 13F CIK 1493215 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,426,471	5.92%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,584,533	3.65%	+140,835	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	3,403,709	2.71%	+108,800	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
7	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,112,561	2.48%	+172,222	Jun 30, 2026	carried, not yet filed for the newest quarter
8	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,928,020	2.33%	+381,829	Jun 30, 2026	carried, not yet filed for the newest quarter
8.1	State Street(R) SPDR(R) S&P(R) Pharmaceuticals ETF Fund S000012321 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	787,651	0.63%	+187,346	Jun 30, 2026	SPDR SERIES TRUST, not summed
8.2	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	34,500	0.03%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
8.3	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	2,422	0.00%	0	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
8.4	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	622	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
9	ARMISTICE CAPITAL, LLC 13G CIK 1601086 · Registered investment adviser · Sep 30, 2024 Rule 13d-1(b), qualified institution	2,750,000	2.19%	-1,174,000	Sep 30, 2024	Rule 13d-1(b), qualified institution
10	Venrock Healthcare Capital Partners III, L.P. 13G CIK 1738048 · Unknown · Dec 31, 2024 Rule 13d-1(c), passive investor	2,629,786	2.10%	-2,925,769	Dec 31, 2024	Rule 13d-1(c), passive investor
11	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,622,888	2.09%	+214,697	Jun 30, 2026	carried, not yet filed for the newest quarter
12	SAMSARA BIOCAPITAL, LLC 13F CIK 1744967 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,500,000	1.99%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
13	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,668,423	1.33%	-736,627	Jun 30, 2026	carried, not yet filed for the newest quarter
14	Sio Capital Management, LLC 13F CIK 1482416 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,486,175	1.18%	-436,712	Jun 30, 2026	carried, not yet filed for the newest quarter
15	Propel Bio Management, LLC 13F CIK 1969764 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,442,397	1.15%	+731,409	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Federated Hermes MDT Small Cap Core Fund Fund S000012972 · Registered fund · Jul 31, 2026 Federated Hermes MDT Series, not summed	1,389,112	1.11%	0	Jul 31, 2026	Federated Hermes MDT Series, not summed
17	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,281,227	1.02%	+141,823	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,215,225	0.97%	+961,760	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Nuveen Quant Small Cap Equity Fund Fund S000005386 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	732,970	0.58%	—	Jul 31, 2026	TIAA-CREF Funds, not summed
18.2	College Retirement Equities Fund - Total Global Stock Account Fund S000005080 · Registered fund · Jun 30, 2026 College Retirement Equities Fund, not summed	191,890	0.15%	—	Jun 30, 2026	College Retirement Equities Fund, not summed
18.3	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	143,390	0.11%	+17,305	Jul 31, 2026	TIAA-CREF Funds, not summed
18.4	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	102,535	0.08%	0	Jul 31, 2026	TIAA-CREF Funds, not summed
18.5	Nuveen Life Small Cap Equity Fund Fund S000005093 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	15,117	0.01%	—	Jun 30, 2026	TIAA-CREF Life Funds, not summed
19	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,106,160	0.88%	+17,050	Jun 30, 2026	carried, not yet filed for the newest quarter
20	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,089,037	0.87%	+54,393	Jun 30, 2026	carried, not yet filed for the newest quarter
21	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	1,077,727	0.86%	+39,196	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
22	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,046,175	0.83%	-36,505	Jun 30, 2026	carried, not yet filed for the newest quarter
23	BARCLAYS PLC 13F CIK 312069 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	996,665	0.79%	+197,502	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Blue Owl Capital Holdings LP 13F CIK 1858703 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	942,932	0.75%	-405,000	Jun 30, 2026	carried, not yet filed for the newest quarter
25	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	831,151	0.66%	+98,647	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	55,698	0.04%	+11,462	Jun 30, 2026	Northern Funds, not summed
26	BNP PARIBAS ARBITRAGE, SA 13F CIK 1166588 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	794,688	0.63%	-14,319	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Balyasny Asset Management L.P. 13F CIK 1218710 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	744,536	0.59%	-2,156,034	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Bridge Builder Small/Mid Cap Growth Fund Fund S000048336 · Registered fund · Jun 30, 2026 Bridge Builder Trust, not summed	740,697	0.59%	+47,821	Jun 30, 2026	Bridge Builder Trust, not summed
29	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	734,245	0.59%	+42,495	Jun 30, 2026	carried, not yet filed for the newest quarter
30	BRATTON DOUGLAS K 13G CIK 1281933 · Unknown · Oct 7, 2026 Rule 13d-1(d), exempt investor, not summed	691,873	0.55%	-9,385,561	Oct 7, 2026	Rule 13d-1(d), exempt investor, not summed
30.1	BRATTON DOUGLAS K Insider CIK 1281933 · Dec 2, 2024 10% Owner, issuer-wide	15,312	0.01%	—	Dec 2, 2024	10% Owner, issuer-wide
31	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	658,617	0.52%	-933,175	Jun 30, 2026	carried, not yet filed for the newest quarter
32	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	651,211	0.52%	+13,699	Jun 30, 2026	carried, not yet filed for the newest quarter
33	WASATCH ADVISORS LP 13F CIK 814133 · Registered investment adviser · Sep 30, 2026	648,173	0.52%	-737,670	Sep 30, 2026
33.1	Wasatch Ultra Growth Fund Fund S000000879 · Registered fund · Jun 30, 2026 WASATCH FUNDS TRUST, not summed	719,415	0.57%	-137,208	Jun 30, 2026	WASATCH FUNDS TRUST, not summed
33.2	Wasatch Micro Cap Fund Fund S000000885 · Registered fund · Jun 30, 2026 WASATCH FUNDS TRUST, not summed	642,475	0.51%	—	Jun 30, 2026	WASATCH FUNDS TRUST, not summed
34	DAFNA Capital Management LLC 13F CIK 1389933 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	645,915	0.51%	+277,500	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Barber Daniel Insider CIK 1742266 · Oct 15, 2026 President and CEO, issuer-wide	627,317	0.50%	-25,000	Oct 15, 2026	President and CEO, issuer-wide
36	Everstar Asset Management, LLC 13F CIK 2023744 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	611,943	0.49%	+58,762	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Federated Hermes MDT Small Cap Growth Fund Fund S000012973 · Registered fund · Jul 31, 2026 Federated Hermes MDT Series, not summed	530,118	0.42%	+42,501	Jul 31, 2026	Federated Hermes MDT Series, not summed
38	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · May 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	524,896	0.42%	+6,245	May 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
39	AWM Investment Company, Inc. 13F CIK 1535264 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	475,400	0.38%	+205,000	Jun 30, 2026	carried, not yet filed for the newest quarter
40	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	468,569	0.37%	+1,802	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	23,661	0.02%	+11,684	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
41	Bracebridge Capital, LLC 13F CIK 1426486 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	459,216	0.37%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
42	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	458,414	0.37%	-5,793	Jun 30, 2026	carried, not yet filed for the newest quarter
43	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	452,197	0.36%	-113,006	Jun 30, 2026	carried, not yet filed for the newest quarter
44	JANE STREET GROUP, LLC 13F CIK 1595888 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	437,490	0.35%	-592,560	Jun 30, 2026	carried, not yet filed for the newest quarter
45	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	416,248	0.33%	+416,248	Jun 30, 2026	carried, not yet filed for the newest quarter
46	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	361,903	0.29%	+2,000	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Man Group plc 13F CIK 1637460 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	351,700	0.28%	+351,700	Jun 30, 2026	carried, not yet filed for the newest quarter
48	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	344,811	0.27%	+344,811	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Wargacki Stephen Insider CIK 1960165 · Mar 10, 2025 Chief Science Officer, issuer-wide	343,552	0.27%	+75,589	Mar 10, 2025	Chief Science Officer, issuer-wide
50	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	306,394	0.24%	+38,975	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	262,509	0.21%	+38,975	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
50.2	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	43,867	0.04%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed

7 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 253 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1398733 CUSIP 03843E104 13F (30d) 14 filings 14 filers Visit website Investor relations