ASA · ASA Gold & Precious Metals Ltd · Shareholders & Ownership

$48.90 -2.10 (-4.12%) At close · Nov 12

Market Cap

$897.65M

18.36M

Volume · Nov 12 26.39K Avg daily vol (3M) 49.82K

Every disclosed holder of ASA in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns ASA

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	82	11,720,212	—	Yes
Insiders (Forms 3, 4, 5)	3	316,905	—	Yes
13D/G-only blocks	3	1,672,665	—	Yes
Registered funds (N-PORT, not summed)	3	741,496	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of ASA

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Saba Capital Management, L.P. 13D CIK 1510281 · Registered investment adviser · Jul 30, 2026 Item 4 purpose: Other, Strategic alternatives not summed	5,903,701	—	0	Jul 30, 2026	not summed
1.1	Saba Capital Management, L.P. 13F CIK 1510281 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	5,903,701	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
1.2	Saba Capital Management, L.P. Insider CIK 1510281 · Feb 13, 2026 10% Owner, issuer-wide, not summed	5,903,701	—	+134,093	Feb 13, 2026	10% Owner, issuer-wide, not summed
2	Sessa Capital (Master), L.P. 13G CIK 1618360 · Unknown · Mar 31, 2025 Rule 13d-1(c), passive investor	1,050,000	—	—	Mar 31, 2025	Rule 13d-1(c), passive investor
3	Sessa Capital IM, L.P. 13F CIK 1595849 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,050,000	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
4	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	889,782	—	-1,241	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Almitas Capital LLC 13F CIK 1596468 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	629,121	—	+103,455	Jun 30, 2026	carried, not yet filed for the newest quarter
6	CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 13G CIK 1034546 · Registered investment adviser · Nov 30, 2023 Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Nov 30, 2023	601,867	—	—	Nov 30, 2023	Rule 13d-1(b), qualified institution, unconfirmed, last confirmed Nov 30, 2023
7	Saba Opportunistically Hedged Closed-End Funds ETF Fund S000056657 · Registered fund · Aug 31, 2026 Exchange Listed Funds Trust, not summed	575,128	—	0	Aug 31, 2026	Exchange Listed Funds Trust, not summed
8	Twelve Points Wealth Management LLC 13F CIK 1877090 · Registered investment adviser · Sep 30, 2026	352,463	—	+23,132	Sep 30, 2026
9	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Sep 30, 2026	349,838	—	+27,111	Sep 30, 2026
10	Uncommon Cents Investing LLC 13F CIK 1729754 · Registered investment adviser · Sep 30, 2026	336,449	—	-72,400	Sep 30, 2026
11	Merk Alexander Insider CIK 1772159 · Feb 20, 2026 COO, issuer-wide	303,805	—	-13,355	Feb 20, 2026	COO, issuer-wide
12	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	292,791	—	-67,786	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Saba Capital Income & Opportunities Fund Fund · Registered fund · Jul 31, 2026 Saba Capital Income & Opportunities Fund, not summed	163,658	—	—	Jul 31, 2026	Saba Capital Income & Opportunities Fund, not summed
14	Quantedge Capital Pte Ltd 13F CIK 1561418 · Exempt reporting adviser · Sep 30, 2026	156,255	—	+99,908	Sep 30, 2026
15	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 13F CIK 1352860 · Registered investment adviser · Sep 30, 2026	146,593	—	+2,025	Sep 30, 2026
16	LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13F CIK 1536186 · Registered investment adviser · Sep 30, 2026	139,975	—	0	Sep 30, 2026
17	SPROTT INC. 13F CIK 1512920 · Holding company · Sep 30, 2026	139,438	—	-55,745	Sep 30, 2026
18	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	129,742	—	-372	Jun 30, 2026	carried, not yet filed for the newest quarter
19	CAPSTONE INVESTMENT ADVISORS, LLC 13F CIK 1426196 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	129,134	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
20	ROYCE & ASSOCIATES LP 13F CIK 906304 · Registered investment adviser · Sep 30, 2026	102,887	—	0	Sep 30, 2026
21	PEAPACK GLADSTONE FINANCIAL CORP 13F CIK 1050743 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	102,501	—	-1,269	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Sep 30, 2026	89,477	—	+6,315	Sep 30, 2026
23	Thomas J. Herzfeld Advisors, Inc. 13F CIK 1509510 · Registered investment adviser · Sep 30, 2026	72,192	—	+5,431	Sep 30, 2026
24	Altium Capital Management LLC 13F CIK 1746382 · Unknown · Sep 30, 2026	70,390	—	0	Sep 30, 2026
25	WS MANAGEMENT LLLP 13F CIK 877338 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	70,000	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Noble Wealth Management PBC 13F CIK 2055065 · Unknown · Sep 30, 2026	58,666	—	-175	Sep 30, 2026
27	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	46,053	—	-5,734	Jun 30, 2026	carried, not yet filed for the newest quarter
28	CSS LLC/IL 13F CIK 1103646 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	35,107	—	+6,723	Jun 30, 2026	carried, not yet filed for the newest quarter
29	WOLVERINE ASSET MANAGEMENT LLC 13F CIK 1279891 · Registered investment adviser · Sep 30, 2026	34,298	—	+2,911	Sep 30, 2026
30	ZAZOVE ASSOCIATES LLC 13F CIK 1009012 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	32,655	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
31	PFG Investments, LLC 13F CIK 1973224 · Unknown · Sep 30, 2026	32,384	—	+695	Sep 30, 2026
32	Burford Brothers, Inc. 13F CIK 2001434 · Registered investment adviser · Sep 30, 2026	27,210	—	0	Sep 30, 2026
33	LAZARD ASSET MANAGEMENT LLC 13G CIK 1207017 · Investment adviser · Dec 31, 2025 Rule 13d-1(b), qualified institution	20,798	—	-2,355,579	Dec 31, 2025	Rule 13d-1(b), qualified institution
34	EVOLVE PRIVATE WEALTH, LLC 13F CIK 2111131 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	18,483	—	-685	Jun 30, 2026	carried, not yet filed for the newest quarter
35	Pekin Hardy Strauss, Inc. 13F CIK 1020317 · Registered investment adviser · Sep 30, 2026	17,558	—	0	Sep 30, 2026
36	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Sep 30, 2026	15,549	—	-19,757	Sep 30, 2026
37	XTX Topco Ltd 13F CIK 1828301 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	15,230	—	+4,316	Jun 30, 2026	carried, not yet filed for the newest quarter
38	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Sep 30, 2026	14,925	—	+3,563	Sep 30, 2026
39	Matisse Capital 13F CIK 1668256 · Registered investment adviser · Sep 30, 2026	14,767	—	+14,767	Sep 30, 2026
40	Steward Partners Investment Advisory, LLC 13F CIK 1723397 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	13,887	—	-665	Jun 30, 2026	carried, not yet filed for the newest quarter
41	Marex Group plc 13F CIK 1997464 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	13,800	—	-400	Jun 30, 2026	carried, not yet filed for the newest quarter
42	STEPHENS INC /AR/ 13F CIK 757657 · Registered investment adviser · Sep 30, 2026	12,462	—	+88	Sep 30, 2026
43	Integrated Wealth Concepts LLC 13F CIK 1737109 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	12,143	—	+443	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Beacon Pointe Advisors, LLC 13F CIK 1744317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,711	—	-4,150	Jun 30, 2026	carried, not yet filed for the newest quarter
45	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,543	—	-44,220	Jun 30, 2026	carried, not yet filed for the newest quarter
46	FLAX POND CAPITAL, LLC 13F CIK 2106996 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,504	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Mary Joan Hoene 13D CIK 1301324 · Unknown · Apr 9, 2025 Item 4 purpose: Control or board seats not summed	8,800	—	—	Apr 9, 2025	not summed
47.1	Hoene Mary Joan Insider CIK 1301324 · Jan 6, 2025 Director, issuer-wide	8,800	—	+420	Jan 6, 2025	Director, issuer-wide
48	HRT FINANCIAL LP 13F CIK 1475597 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	8,690	—	+8,690	Jun 30, 2026	carried, not yet filed for the newest quarter
49	TWIN FOCUS CAPITAL PARTNERS, LLC 13F CIK 1387761 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	8,050	—	+1,550	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Janney Montgomery Scott LLC 13F CIK 1329948 · Investment adviser · Sep 30, 2026	7,726	—	0	Sep 30, 2026

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 91 holders

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Key facts CIK 1230869 CUSIP G3156P103 13F (30d) 52 filings 45 filers Visit website Investor relations