CRDF · Cardiff Oncology, Inc. · Holdings

$1.21 +0.00 (+0.00%) At close · Sep 11

Market Cap

$94.13M

77.80M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 105

Total Value: $24,712,220

Total Shares: 19,009,441

Showing 1–100 of 108 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 105 13F filers · Δ vs Mar 31, 2026

Top Holder

16.3%

+0.5 pts

Top 5

55.7%

+1.4 pts

Top 10

73.9%

−2.2 pts

HHI

819

Broadly held+60

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -12

Institutional value: -39.4%

Shares held: -24.5%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega JANE STREET GROUP, LLC	+648,795	688,900
Mid Laurion Capital Management LP	+451,561	3,098,299
Mega AQR CAPITAL MANAGEMENT LLC	+280,197	346,353
Mega UBS Group AG	+238,123	638,699
Mega BNP PARIBAS ARBITRAGE, SA	+215,385	228,461

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega BlackRock, Inc.	−3,008,514	972,873
Mega STATE STREET CORP	−855,552	331,395
Mega GEODE CAPITAL MANAGEMENT, LLC	−779,601	820,062
Mega VANGUARD PORTFOLIO MANAGEMENT LLC	−365,157	72,057
Mid FLPUTNAM INVESTMENT MANAGEMENT CO	−347,653	247,474

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large HRT FINANCIAL LP	272,786	$354,621
Small X-Square Capital, LLC	205,700	$267,410
Large MARSHALL WACE, LLP	162,214	$210,877
Mega Qube Research & Technologies Ltd	125,550	$163,215
Large IEQ CAPITAL, LLC	44,630	$58,019

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small ACORN CAPITAL ADVISORS, LLC	1,762,084	$2,854,576
Mega CHARLES SCHWAB INVESTMENT MANAGEMENT INC	164,708	$266,826
Mega Nuveen, LLC	130,346	$211,159
Large SEI INVESTMENTS CO	54,685	$88,589
Mega PRICE T ROWE ASSOCIATES INC /MD/	52,316	$84,751

Filter: New 20 Increased 33 Reduced 28 Sold out 32 Unchanged 24

Showing 100 of 108

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Laurion Capital Management LP

$4,027,788

16.30%

3,098,299

VANGUARD CAPITAL MANAGEMENT LLC

$3,764,269

15.23%

2,895,592

Pfizer Inc

$3,135,047

12.69%

2,411,575

FRANKLIN RESOURCES INC

$1,567,543

6.34%

1,205,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	1,205,803	$1,567,543	100.0%	Defined

BlackRock, Inc.

$1,264,733

5.12%

972,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	40,438	$52,569	4.2%	Sole
BlackRock Investment Management, LLC	15,100	$19,630	1.6%	Sole
BlackRock Fund Advisors	221,689	$288,195	22.8%	Sole
BlackRock Institutional Trust Company, N.A.	693,862	$902,020	71.3%	Sole
BlackRock Investment Management (UK) Ltd.	1,734	$2,254	0.2%	Sole
Aperio Group, LLC	50	$65	0.0%	Sole

BLAIR WILLIAM & CO/IL

$1,186,266

4.80%

912,513

GEODE CAPITAL MANAGEMENT, LLC

$1,066,080

4.31%

820,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	148,974	$193,666	18.2%	Defined
Held directly	671,088	$872,414	81.8%	Defined

UBS Group AG

$830,307

3.36%

638,699

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	8,430	$10,959	1.3%	Defined
UBS AG	124,576	$161,948	19.5%	Defined
UBS Switzerland AG	465,269	$604,849	72.8%	Defined
UBS Securities LLC	40,424	$52,551	6.3%	Defined

JANE STREET GROUP, LLC

$790,269

3.20%

607,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	211,846	$275,399	34.8%	Defined
Jane Street Global Trading, LLC	396,054	$514,870	65.2%	Defined

VANGUARD FIDUCIARY TRUST CO

$533,782

2.16%

410,602

AQR CAPITAL MANAGEMENT LLC

$450,256

1.82%

346,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	50	$65	0.0%	Other
Prism Planning Partners LLC	125	$162	0.0%	Other
Compound Planning, Inc.	28	$36	0.0%	Other
Arax Advisory Partners	7,186	$9,341	2.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,149	$2,793	0.6%	Other
Stokes Family Office, LLC	1,395	$1,813	0.4%	Other
Held directly	335,420	$436,046	96.8%	Defined

STATE STREET CORP

$430,813

1.74%

331,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	331,395	$430,813	100.0%	Defined

HRT FINANCIAL LP

$354,621

1.44%

272,786

FLPUTNAM INVESTMENT MANAGEMENT CO

$321,716

1.30%

247,474

MORGAN STANLEY

$319,922

1.29%

246,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,100	$5,330	1.7%	Defined
MORGAN STANLEY & CO. LLC	3,257	$4,234	1.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	224,429	$291,757	91.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	10,382	$13,496	4.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,927	$5,105	1.6%	Defined

BNP PARIBAS ARBITRAGE, SA

$296,999

1.20%

228,461

X-Square Capital, LLC

$267,410

1.08%

205,700

CITADEL ADVISORS LLC

$239,720

0.97%

184,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	184,400	$239,720	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$225,256

0.91%

173,274

MARSHALL WACE, LLP

$210,877

0.85%

162,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	162,214	$210,877	100.0%	Other

Bank of New York Mellon Corp

$210,194

0.85%

161,689

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
The Bank of New York Mellon	7,329	$9,527	4.5%	Defined
Newton Investment Management North America, LLC	154,357	$200,664	95.5%	Defined
Held directly	3	$3	0.0%	Defined

NORTHERN TRUST CORP

$198,736

0.80%

152,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	152,875	$198,736	100.0%	Defined

Avestar Capital, LLC

$176,988

0.72%

136,145

MILLENNIUM MANAGEMENT LLC

$174,872

0.71%

134,517

Qube Research & Technologies Ltd

$163,215

0.66%

125,550

GOLDMAN SACHS GROUP INC

$157,074

0.64%

120,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	47,565	$61,834	39.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	73,262	$95,240	60.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$150,979

0.61%

116,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	116,138	$150,979	100.0%	Other

AlphaCore Capital LLC

$141,040

0.57%

108,493

XTX Topco Ltd

$126,620

0.51%

97,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	97,400	$126,620	100.0%	Defined

Squarepoint Ops LLC

$124,917

0.51%

96,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	96,090	$124,917	100.0%	Defined

JANE STREET GROUP, LLC

$105,300

0.43%

81,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	81,000	$105,300	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$93,674

0.38%

72,057

Virtu Financial LLC

$92,726

0.38%

71,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	71,328	$92,726	100.0%	Defined

Assenagon Asset Management S.A.

$87,400

0.35%

67,231

CAPSTONE INVESTMENT ADVISORS, LLC

$66,547

0.27%

51,190

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	51,190	$66,547	100.0%	Defined

Mariner, LLC

$64,162

0.26%

49,356

Creative Planning

$62,526

0.25%

48,097

ELKHORN PARTNERS LIMITED PARTNERSHIP

$62,400

0.25%

48,000

TWO SIGMA INVESTMENTS, LP

$61,965

0.25%

47,666

IEQ CAPITAL, LLC

$58,019

0.23%

44,630

Glenview Trust Co

$56,066

0.23%

43,128

DIMENSIONAL FUND ADVISORS LP

$47,644

0.19%

36,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	12	$15	0.0%	Defined
Held directly	36,638	$47,629	100.0%	Sole

HighTower Advisors, LLC

$45,193

0.18%

34,764

RHUMBLINE ADVISERS

$39,083

0.16%

30,064

HSBC HOLDINGS PLC

$37,694

0.15%

28,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	28,996	$37,694	100.0%	Defined

Point72 Asset Management, L.P.

$36,900

0.15%

28,385

Quadrature Capital Ltd

$34,927

0.14%

26,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	26,867	$34,927	100.0%	Other

Vanguard Global Advisers, LLC

$32,852

0.13%

25,271

Engineers Gate Manager LP

$32,492

0.13%

24,994

Tamar Securities, LLC

$30,933

0.13%

23,795

MAI Capital Management

$30,384

0.12%

23,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	834	$1,084	3.6%	Defined
Held directly	22,539	$29,300	96.4%	Sole

RAYMOND JAMES FINANCIAL INC

$29,473

0.12%

22,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	6,528	$8,486	28.8%	Defined
Raymond James Financial Services Advisors, Inc.	16,144	$20,987	71.2%	Defined

Post Resch Tallon Group Inc.

$29,269

0.12%

22,515

Y-Intercept (Hong Kong) Ltd

$29,104

0.12%

22,388

R Squared Ltd

$28,623

0.12%

22,018

PFG Investments, LLC

$26,651

0.11%

20,501

BRIGHTON JONES LLC

$26,588

0.11%

20,453

Rockefeller Capital Management L.P.

$26,000

0.11%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	20,000	$26,000	100.0%	Defined

Baker Ellis Asset Management LLC

$26,000

0.11%

20,000

Proactive Wealth Strategies LLC

$26,000

0.11%

20,000

Capital Advisors Wealth Management, LLC

$20,182

0.08%

15,525

WELLS FARGO & COMPANY/MN

$19,668

0.08%

15,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5	$6	0.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	15,125	$19,662	100.0%	Defined

Tower Research Capital LLC (TRC)

$18,168

0.07%

13,976

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	13,976	$18,168	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$18,124

0.07%

13,942

AXQ CAPITAL, LP

$17,043

0.07%

13,110

CITADEL ADVISORS LLC

$16,900

0.07%

13,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,000	$16,900	100.0%	Defined

Gladstone Institutional Advisory LLC

$16,900

0.07%

13,000

INTEGRITY ALLIANCE, LLC.

$16,718

0.07%

12,860

MERCER GLOBAL ADVISORS INC /ADV

$16,581

0.07%

12,755

ROYAL BANK OF CANADA

$16,017

0.06%

12,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	196	$254	1.6%	Defined
RBC Capital Markets, LLC	12,126	$15,763	98.4%	Defined

BANK OF AMERICA CORP /DE/

$15,837

0.06%

12,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	12,183	$15,837	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$15,723

0.06%

12,095

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$14,690

0.06%

11,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	11,300	$14,690	100.0%	Other

Ledgewood Wealth Advisors, LLC

$14,547

0.06%

11,190

Scarborough Advisors, LLC

$13,652

0.06%

10,502

Optiver Holding B.V.

$13,196

0.05%

10,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	10,151	$13,196	100.0%	Defined

Focus Partners Wealth

$13,187

0.05%

10,144

FMR LLC

$12,730

0.05%

9,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	9,793	$12,730	100.0%	Defined

Security National Bank

$12,697

0.05%

9,767

TRUST CO OF TOLEDO NA /OH/

$11,700

0.05%

9,000

Arax Advisory Partners

$9,985

0.04%

7,681

Golden State Wealth Management, LLC

$9,165

0.04%

7,050

BARCLAYS PLC

$7,028

0.03%

5,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	6	$7	0.1%	Defined
BARCLAYS CAPITAL INC.	5,401	$7,021	99.9%	Defined

FEDERATED HERMES, INC.

$6,254

0.03%

4,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	4,811	$6,254	100.0%	Defined

IFP Advisors, Inc

$4,992

0.02%

3,840

US BANCORP \DE\

$4,041

0.02%

3,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	3,109	$4,041	100.0%	Defined

SIMPLEX TRADING, LLC

$3,978

0.02%

3,060

Farther Finance Advisors, LLC

$3,742

0.02%

2,879

PNC FINANCIAL SERVICES GROUP, INC.

$2,883

0.01%

2,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,218	$2,883	100.0%	Defined

Essential Partners LLC

$2,710

0.01%

2,085

JPMORGAN CHASE & CO

$2,489

0.01%

1,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	750	$975	39.2%	Defined
J.P. Morgan Securities plc	1,165	$1,514	60.8%	Defined

EverSource Wealth Advisors, LLC

$1,449

0.01%

1,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	34	$44	3.0%	Sole
Held directly	1,081	$1,405	97.0%	Sole

Allworth Financial LP

$925

0.00%

712

Clearstead Advisors, LLC

$910

0.00%

700

CITIGROUP INC

$651

0.00%

501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	501	$651	100.0%	Defined

Parkside Financial Bank & Trust

$500

0.00%

385

Fortitude Family Office, LLC

$492

0.00%

379

GAMMA Investing LLC

$191

0.00%

147

SBI Securities Co., Ltd.

$188

0.00%

145

ROTHSCHILD INVESTMENT LLC

$117

0.00%

Key facts CIK 1213037 CUSIP 14147L108 13F (30d) 6 filings 6 filers Visit website Investor relations