CRDF · Cardiff Oncology, Inc. · Holdings

$0.91 +0.01 (+1.59%) Q4 2024 earnings call transcript

Market Cap

$69.83M

77.80M

Volume · Oct 29 123.21K Avg daily vol (3M) 679.76K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CRDF: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 100

Total Value: $25,286,612

Total Shares: 19,513,109

Showing 1–100 of 103 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 105 13F filers

Top Holder

16.3%

of institutional value

Top 5

55.7%

of institutional value

Top 10

73.9%

of institutional value

HHI

819

Broadly held

Who Holds CRDF

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 104 filers, like-for-like change -23.9%; actively managed books -5.7%; index-like books -45.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	52.9%	52	-8.8%	10	14
Exempt adviser	1.7%	3	new	3	0
Adviser	6.5%	2	-1.5%	0	1
Bank	7.1%	12	-47.8%	0	0
Non-US	1.2%	2	+166.8%	0	3
Holding company	7.2%	4	-68.4%	0	1
Broker-dealer	0.0%	0	-100.0%	0	1
Benefit plan	0.0%	0	-100.0%	0	1
Insurer	0.0%	0	—	0	0
Unknown	23.4%	29	-21.3%	7	10

Style	Share	Filers	Change	New	Exited
Index-like	33.0%	12	-45.4%	1	5
Systematic-like	3.8%	11	-20.1%	5	3
Concentrated	32.4%	20	-21.4%	3	7
Diversified active	30.9%	60	+22.9%	11	16
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	45.8%	65	-47.5%	11	22
Medium turnover	8.4%	11	+112.1%	1	6
High turnover	27.7%	24	+37.2%	8	3
Unknown	18.2%	4	-9.6%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	20.5%	12	-8.5%	3	0
Medium horizon	18.9%	19	-58.4%	3	7
Long horizon	40.0%	65	-16.1%	9	22
Unknown	20.7%	8	+28.9%	5	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.0%	18	-36.5%	5	5
$1B to $10B	22.2%	27	+1.1%	5	6
$10B to $100B	9.5%	23	+31.4%	8	6
$100B or more	53.2%	36	-32.2%	2	14
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	9.7%	34	-15.3%	7	4
Pooled investment vehicles	19.7%	10	+10.6%	2	1
Registered funds and BDCs	20.4%	4	-25.7%	0	2
Governments and sovereign funds	0.2%	1	-59.3%	0	0
Corporations	1.1%	1	new	1	0
Other investment advisers	0.0%	1	-88.0%	0	0
Diversified	1.9%	1	+161.0%	0	3
Pension and profit sharing plans	0.0%	0	-100.0%	0	2
Insurance companies	0.0%	0	-100.0%	0	2
Unknown	47.1%	52	-35.8%	10	17

Private funds	Share	Filers	Change	New	Exited
Hedge funds	23.0%	12	+27.0%	4	3
Private equity funds	6.6%	6	+23.9%	1	0
Venture capital funds	0.0%	1	+718.2%	0	0
Real estate funds	0.2%	4	+7.8%	1	0
Other private funds	1.4%	6	-34.1%	1	2
Mixed private funds	0.0%	0	-100.0%	0	1
Private funds, type not stated	0.6%	2	+12.2%	1	0
No private funds	22.7%	24	-27.7%	5	8
Securitized asset funds	0.0%	0	—	0	0
Unknown	45.4%	49	-38.1%	7	17

Location	Share	Filers	Change	New	Exited
United States	92.6%	89	-26.6%	15	27
Outside the US	7.4%	15	+40.5%	5	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

104 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

10.5%

of shares outstanding, 32nd percentile

Mar 31, 2026: 8.11%

Private-fund advisers

8.72%

of shares outstanding

Institutional ownership

27.4%

28.0% of the estimated free float

Top 10 holders

74.6%

of 13F shares, Herfindahl 0.084

Active holders

-5.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 8.0 quarters

Under 1 year 34.6% 1 to 3 years 47.0% 3 years or more 18.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.88

estimated per share

Mar 31, 2026: $3.56

Quarter-end price

$1.30

implied by 13F values

Estimated gain or loss

-54.8%

price against the estimated cost

Estimated at a loss

99.9%

of costed 13F value

Estimated cost covers 68.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CRDF's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	AGIX KraneShares Trust KraneShares Public-Private AI & Technology ETF	3	0.073
2	F Ford Motor Co	3	0.050
3	BABA Alibaba Group Holding Ltd	3	0.050
4	KMB Kimberly Clark Corp	3	0.045
5	NEM NEWMONT Corp	3	0.042
6	GEV GE Vernova Inc.	5	0.033
7	AMZN Amazon Com Inc	7	0.032
8	MSFT Microsoft Corp	7	0.032
9	BRK-B Berkshire Hathaway Inc	6	0.031
10	IVZ Invesco Ltd.	4	0.030

Shareholder Targets

13F filers that own its peers but not CRDF, quarter ended Jun 30, 2026

Found through its holder-overlap peers: AGIX, F, BABA, KMB, NEM, GEV, AMZN, MSFT, BRK-B, IVZ, COP, CAT, TSLA, UBER, COST, XOM, AAPL, GOOGL, GE, CRWD. 7,262 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Invesco Ltd. Adviser, Diversified active	$247,370,032,409 19 held	19.6%	GOOGL, AAPL, MSFT
2	NORGES BANK Non-US, Index-like	$242,350,328,121 17 held	24.2%	GOOGL, AAPL, MSFT
3	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$211,435,430,063 19 held	21.2%	GOOGL, AAPL, MSFT
4	Capital Research Global Investors Adviser, Diversified active	$154,984,067,760 16 held	21.7%	GOOGL, MSFT, AMZN
5	Capital World Investors Adviser, Diversified active	$132,992,868,422 15 held	15.8%	GOOGL, MSFT, TSLA
6	CHARLES SCHWAB INVESTMENT MANAGEMENT INC Registered adviser, Diversified active	$132,838,767,935 18 held	17.7%	AAPL, GOOGL, MSFT
7	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Registered adviser, Index-like	$127,392,256,036 20 held	23.2%	AAPL, GOOGL, MSFT
8	Legal & General Group Plc Unknown, Index-like	$113,090,586,391 19 held	23.6%	AAPL, GOOGL, MSFT
9	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
10	Amundi Holding company, Index-like	$97,092,637,623 19 held	23.4%	AAPL, GOOGL, MSFT

Fund Ownership of CRDF by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 6.61% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.15%	-0.27 pp	1,672,130	25
Index ETFs	4.46%	-2.52 pp	3,471,238	13
Active ETFs	0.01%	-0.03 pp	8,948	2
Active funds	0.79%	+0.39 pp	612,085	12
Unclassified	0.00%	0.00 pp	542	1
All registered funds	7.41%	-2.43 pp	5,764,943	53

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 51 Exempt adviser 2 Adviser 2 Bank 12 Non-US 2 Holding company 4 Unknown 27

Showing 100 of 103

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Laurion Capital Management LP

$4,027,788

15.93%

3,098,299

VANGUARD CAPITAL MANAGEMENT LLC

$3,764,269

14.89%

2,895,592

Pfizer Inc

$3,135,047

12.40%

2,411,575

FRANKLIN RESOURCES INC

$1,567,543

6.20%

1,205,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	1,205,803	$1,567,543	100.0%	Defined

BlackRock, Inc.

$1,264,733

5.00%

972,873

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	40,438	$52,569	4.2%	Sole
BlackRock Investment Management, LLC	15,100	$19,630	1.6%	Sole
BlackRock Fund Advisors	221,689	$288,195	22.8%	Sole
BlackRock Institutional Trust Company, N.A.	693,862	$902,020	71.3%	Sole
BlackRock Investment Management (UK) Ltd.	1,734	$2,254	0.2%	Sole
Aperio Group, LLC	50	$65	0.0%	Sole

BLAIR WILLIAM & CO/IL

$1,186,266

4.69%

912,513

GEODE CAPITAL MANAGEMENT, LLC

$1,066,080

4.22%

820,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	148,974	$193,666	18.2%	Defined
Held directly	671,088	$872,414	81.8%	Defined

GoalVest Advisory LLC

$831,614

3.29%

687,285

UBS Group AG

$830,307

3.28%

638,699

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	8,430	$10,959	1.3%	Defined
UBS AG	124,576	$161,948	19.5%	Defined
UBS Switzerland AG	465,269	$604,849	72.8%	Defined
UBS Securities LLC	40,424	$52,551	6.3%	Defined

JANE STREET GROUP, LLC

$790,269

3.13%

607,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	211,846	$275,399	34.8%	Defined
Jane Street Global Trading, LLC	396,054	$514,870	65.2%	Defined

VANGUARD FIDUCIARY TRUST CO

$533,782

2.11%

410,602

AQR CAPITAL MANAGEMENT LLC

$450,256

1.78%

346,353

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	50	$65	0.0%	Other
Prism Planning Partners LLC	125	$162	0.0%	Other
Compound Planning, Inc.	28	$36	0.0%	Other
Arax Advisory Partners	7,186	$9,341	2.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,149	$2,793	0.6%	Other
Stokes Family Office, LLC	1,395	$1,813	0.4%	Other
Held directly	335,420	$436,046	96.8%	Defined

STATE STREET CORP

$430,813

1.70%

331,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	331,395	$430,813	100.0%	Defined

HRT FINANCIAL LP

$354,621

1.40%

272,786

FLPUTNAM INVESTMENT MANAGEMENT CO

$321,716

1.27%

247,474

MORGAN STANLEY

$319,922

1.27%

246,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,100	$5,330	1.7%	Defined
MORGAN STANLEY & CO. LLC	3,257	$4,234	1.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	224,429	$291,757	91.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	10,382	$13,496	4.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,927	$5,105	1.6%	Defined

BNP PARIBAS ARBITRAGE, SA

$296,999

1.17%

228,461

X-Square Capital, LLC

$267,410

1.06%

205,700

CITADEL ADVISORS LLC

$239,720

0.95%

184,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	184,400	$239,720	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$225,256

0.89%

173,274

MARSHALL WACE, LLP

$210,877

0.83%

162,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	162,214	$210,877	100.0%	Other

Bank of New York Mellon Corp

$210,194

0.83%

161,689

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
The Bank of New York Mellon	7,329	$9,527	4.5%	Defined
Newton Investment Management North America, LLC	154,357	$200,664	95.5%	Defined
Held directly	3	$3	0.0%	Defined

NORTHERN TRUST CORP

$198,736

0.79%

152,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	152,875	$198,736	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$174,872

0.69%

134,517

Qube Research & Technologies Ltd

$163,215

0.65%

125,550

GOLDMAN SACHS GROUP INC

$157,074

0.62%

120,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	47,565	$61,834	39.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	73,262	$95,240	60.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$150,979

0.60%

116,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	116,138	$150,979	100.0%	Other

AlphaCore Capital LLC

$141,040

0.56%

108,493

XTX Topco Ltd

$126,620

0.50%

97,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	97,400	$126,620	100.0%	Defined

Squarepoint Ops LLC

$124,917

0.49%

96,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	96,090	$124,917	100.0%	Defined

JANE STREET GROUP, LLC

$105,300

0.42%

81,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	81,000	$105,300	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$93,674

0.37%

72,057

Virtu Financial LLC

$92,726

0.37%

71,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	71,328	$92,726	100.0%	Defined

Assenagon Asset Management S.A.

$81,349

0.32%

67,231

CAPSTONE INVESTMENT ADVISORS, LLC

$66,547

0.26%

51,190

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	51,190	$66,547	100.0%	Defined

Mariner, LLC

$64,162

0.25%

49,356

Creative Planning

$62,526

0.25%

48,097

ELKHORN PARTNERS LIMITED PARTNERSHIP

$62,400

0.25%

48,000

TWO SIGMA INVESTMENTS, LP

$61,965

0.25%

47,666

IEQ CAPITAL, LLC

$58,019

0.23%

44,630

Glenview Trust Co

$52,184

0.21%

43,128

DIMENSIONAL FUND ADVISORS LP

$47,644

0.19%

36,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Ireland Ltd	12	$15	0.0%	Defined
Held directly	36,638	$47,629	100.0%	Sole

HighTower Advisors, LLC

$45,193

0.18%

34,764

RHUMBLINE ADVISERS

$39,083

0.15%

30,064

HSBC HOLDINGS PLC

$37,694

0.15%

28,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	28,996	$37,694	100.0%	Defined

Point72 Asset Management, L.P.

$36,900

0.15%

28,385

Quadrature Capital Ltd

$34,927

0.14%

26,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	26,867	$34,927	100.0%	Other

Vanguard Global Advisers, LLC

$32,852

0.13%

25,271

Engineers Gate Manager LP

$32,492

0.13%

24,994

Tamar Securities, LLC

$30,933

0.12%

23,795

MAI Capital Management

$30,384

0.12%

23,373

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	834	$1,084	3.6%	Defined
Held directly	22,539	$29,300	96.4%	Sole

RAYMOND JAMES FINANCIAL INC

$29,473

0.12%

22,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	6,528	$8,486	28.8%	Defined
Raymond James Financial Services Advisors, Inc.	16,144	$20,987	71.2%	Defined

R Squared Ltd

$28,623

0.11%

22,018

Post Resch Tallon Group Inc.

$27,243

0.11%

22,515

PFG Investments, LLC

$26,651

0.11%

20,501

BRIGHTON JONES LLC

$26,588

0.11%

20,453

Rockefeller Capital Management L.P.

$26,000

0.10%

20,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	20,000	$26,000	100.0%	Defined

Proactive Wealth Strategies LLC

$26,000

0.10%

20,000

Baker Ellis Asset Management LLC

$24,200

0.10%

20,000

WELLS FARGO & COMPANY/MN

$19,668

0.08%

15,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	5	$6	0.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	15,125	$19,662	100.0%	Defined

Capital Advisors Wealth Management, LLC

$18,785

0.07%

15,525

Tower Research Capital LLC (TRC)

$18,168

0.07%

13,976

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	13,976	$18,168	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$18,124

0.07%

13,942

AXQ CAPITAL, LP

$17,043

0.07%

13,110

CITADEL ADVISORS LLC

$16,900

0.07%

13,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,000	$16,900	100.0%	Defined

Gladstone Institutional Advisory LLC

$16,900

0.07%

13,000

INTEGRITY ALLIANCE, LLC.

$16,718

0.07%

12,860

MERCER GLOBAL ADVISORS INC /ADV

$16,581

0.07%

12,755

ROYAL BANK OF CANADA

$16,017

0.06%

12,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	196	$254	1.6%	Defined
RBC Capital Markets, LLC	12,126	$15,763	98.4%	Defined

BANK OF AMERICA CORP /DE/

$15,837

0.06%

12,183

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	12,183	$15,837	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$14,690

0.06%

11,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	11,300	$14,690	100.0%	Other

Ledgewood Wealth Advisors, LLC

$13,539

0.05%

11,190

Optiver Holding B.V.

$13,196

0.05%

10,151

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	10,151	$13,196	100.0%	Defined

Focus Partners Wealth

$13,187

0.05%

10,144

FMR LLC

$12,730

0.05%

9,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	9,793	$12,730	100.0%	Defined

Security National Bank

$11,818

0.05%

9,767

TRUST CO OF TOLEDO NA /OH/

$10,890

0.04%

9,000

Arax Advisory Partners

$9,985

0.04%

7,681

Golden State Wealth Management, LLC

$9,165

0.04%

7,050

BARCLAYS PLC

$7,028

0.03%

5,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	6	$7	0.1%	Defined
BARCLAYS CAPITAL INC.	5,401	$7,021	99.9%	Defined

FEDERATED HERMES, INC.

$6,254

0.02%

4,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	4,811	$6,254	100.0%	Defined

IFP Advisors, Inc

$4,669

0.02%

3,859

US BANCORP \DE\

$4,041

0.02%

3,109

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	3,109	$4,041	100.0%	Defined

SIMPLEX TRADING, LLC

$3,978

0.02%

3,060

Farther Finance Advisors, LLC

$3,262

0.01%

2,696

PNC FINANCIAL SERVICES GROUP, INC.

$2,883

0.01%

2,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,218	$2,883	100.0%	Defined

JPMORGAN CHASE & CO

$2,489

0.01%

1,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	750	$975	39.2%	Defined
J.P. Morgan Securities plc	1,165	$1,514	60.8%	Defined

EverSource Wealth Advisors, LLC

$1,449

0.01%

1,115

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	34	$44	3.0%	Sole
Held directly	1,081	$1,405	97.0%	Sole

Allworth Financial LP

$925

0.00%

712

Clearstead Advisors, LLC

$910

0.00%

700

Essential Partners LLC

$678

0.00%

561

CITIGROUP INC

$651

0.00%

501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	501	$651	100.0%	Defined

Fortitude Family Office, LLC

$199

0.00%

165

SBI Securities Co., Ltd.

$176

0.00%

146

ROTHSCHILD INVESTMENT LLC

$117

0.00%

NewEdge Advisors, LLC

$105

0.00%

JONES FINANCIAL COMPANIES LLLP

$65

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	50	$65	100.0%	Sole

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$62

0.00%

Parallel Advisors, LLC

$45

0.00%

SJS Investment Consulting Inc.

$10

0.00%

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Key facts CIK 1213037 CUSIP 14147L108 13F (30d) 15 filings 15 filers Visit website Investor relations