CSAI · Cloudastructure, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“management has concluded that substantial doubt exists about the Company’s ability to continue as a going concern, and that such substantial doubt has not been alleviated by management’s plans.”View the 10-Q filed Aug 18, 2026
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-11-04 | Bentley Sheldon Richard |
10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2026. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 - $2.20, inclusive. The reporting person undertakes to provide to Cloudastructure, Inc., any security holder of Cloudastructure, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Class A Common Stock
|
1,500 |
| 2026-10-28 | Bentley Sheldon Richard |
10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2026. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 - $2.32, inclusive. The reporting person undertakes to provide to Cloudastructure, Inc., any security holder of Cloudastructure, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Class A Common Stock
|
1,500 |
| 2026-10-21 | Bentley Sheldon Richard |
10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2026. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 - $2.23, inclusive. The reporting person undertakes to provide to Cloudastructure, Inc., any security holder of Cloudastructure, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Class A Common Stock
|
1,500 |
| 2026-10-14 | Bentley Sheldon Richard |
10% Owner |
Sell↓
Filing footnotes — Class A Common Stock (Direct)
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2026. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 - $2.26, inclusive. The reporting person undertakes to provide to Cloudastructure, Inc., any security holder of Cloudastructure, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Class A Common Stock
|
1,500 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
11,187 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
52,778 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
7,889 |
| 2026-08-27 | Kirby Jeffrey E |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
6,667 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
26,667 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
3,612 |
| 2026-08-27 | Kirby Jeffrey E |
Director |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options vest over a 2-year period. |
Stock Options (Right to Buy)
|
3,334 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
84 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
834 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
5,556 |
| 2026-08-27 | Qashu Ruba |
Director |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
5,556 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
51,945 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
26,667 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
11,187 |
| 2026-08-27 | Qashu Ruba |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
3,334 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
1,945 |
| 2026-08-27 | Kirby Jeffrey E |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
3,334 |
| 2026-08-27 | Kirby Jeffrey E |
Director |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
6,667 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
13,612 |
| 2026-08-27 | Qashu Ruba |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
5,556 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
44,734 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
7,889 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
84 |
| 2026-08-27 | Johnson Craig K |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
6,667 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
4,889 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
4,889 |
| 2026-08-27 | Qashu Ruba |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
1,389 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
44,734 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
84 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
834 |
| 2026-08-27 | Smitherman Greg |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
84 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
5,556 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
23,056 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
52,778 |
| 2026-08-27 | Qashu Ruba |
Director |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options vest over a 2-year period. |
Stock Options (Right to Buy)
|
3,334 |
| 2026-08-27 | Johnson Craig K |
Director |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
3,334 |
| 2026-08-27 | McCormick James Patrick |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
84 |
| 2026-08-27 | Johnson Craig K |
Director |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options vest over a two-year period. |
Stock Options (Right to Buy)
|
3,334 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
23,056 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
1,945 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
3,612 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
84 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
84 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
51,945 |
| 2026-08-27 | Rayzman Gregory |
Chief Technology Officer |
Award↑
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. The repriced options retain the same vesting and expiration dates as the cancelled options. |
Stock Options (Right to Buy)
|
13,612 |
| 2026-08-27 | Bentley Sheldon Richard |
10% Owner |
Other↓
Filing footnotes — Stock Options (Right to Buy) (Direct)
This Form 4 is being filed to report a repricing of the cancelled options reported above to the closing stock price of $4.97 on August 26, 2026. These options all vested as follows: 25% on the first anniversary of the grant date and ratably in 36 substantially equal monthly installments thereafter. |
Stock Options (Right to Buy)
|
84 |