CWCO · Consolidated Water Co. Ltd. · Holdings

$27.07 -0.04 (-0.15%) Q1 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$434.11M

16.01M

Volume · Oct 28 18.04K Avg daily vol (3M) 94.28K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CWCO: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 168

Total Value: $309,651,450

Total Shares: 10,508,458

Showing 1–100 of 168 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 168 13F filers

Top Holder

13.5%

of institutional value

Top 5

39.4%

of institutional value

Top 10

57.0%

of institutional value

HHI

480

Broadly held

Who Holds CWCO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 166 filers, like-for-like change +7.5%; actively managed books +12.4%; index-like books +2.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	49.9%	88	+11.3%	15	14
Exempt adviser	1.3%	1	+74.6%	0	2
Adviser	5.2%	7	-2.4%	0	1
Bank	10.8%	13	+0.7%	0	0
Insurer	0.5%	2	+2.2%	1	0
Broker-dealer	0.2%	2	-6.0%	0	0
Benefit plan	0.4%	3	+2.0%	0	0
Non-US	0.6%	4	-13.1%	0	2
Holding company	24.0%	6	+4.3%	0	0
Unknown	7.0%	40	+7.9%	4	8

Style	Share	Filers	Change	New	Exited
Index-like	42.5%	18	+2.2%	1	1
Systematic-like	3.9%	12	+40.6%	3	2
Concentrated	12.5%	25	+16.9%	3	6
Diversified active	41.2%	111	+9.0%	13	17
Unknown	0.0%	0	-100.0%	0	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	61.2%	102	+0.8%	5	15
Medium turnover	18.0%	36	-4.4%	6	5
High turnover	6.8%	17	+64.3%	5	6
Unknown	14.0%	11	+50.2%	4	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.4%	17	+80.6%	7	1
Medium horizon	16.7%	23	+1.7%	3	5
Long horizon	62.7%	121	-1.1%	10	17
Unknown	3.1%	5	-10.9%	0	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	8.9%	28	+330.3%	8	8
$1B to $10B	18.3%	48	-8.6%	4	7
$10B to $100B	11.9%	40	-1.0%	7	8
$100B or more	60.9%	50	+3.3%	1	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	8.4%	41	+108.0%	9	9
Pooled investment vehicles	13.8%	12	+17.2%	2	2
Registered funds and BDCs	20.3%	14	+0.9%	2	1
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	+11.4%	0	0
Governments and sovereign funds	1.6%	2	-53.7%	0	2
Corporations	0.2%	2	+111.3%	1	0
Other investment advisers	0.1%	3	-71.6%	0	0
Other	0.3%	1	+3.0%	0	0
Diversified	5.1%	10	+8.5%	1	0
Unknown	50.1%	78	+4.0%	5	13

Private funds	Share	Filers	Change	New	Exited
Hedge funds	22.1%	22	+14.0%	3	6
Private equity funds	0.2%	4	+104.5%	2	0
Venture capital funds	0.0%	1	+12.2%	0	0
Real estate funds	0.0%	2	+35.9%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	3.6%	6	-1.2%	0	0
Mixed private funds	0.5%	2	+13.8%	0	1
No private funds	24.8%	51	+12.7%	9	8
Private funds, type not stated	0.0%	0	—	0	0
Unknown	48.7%	77	+2.9%	5	11

Location	Share	Filers	Change	New	Exited
United States	95.5%	146	+5.7%	16	23
Outside the US	4.5%	20	+70.2%	4	4

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

166 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

18.5%

of shares outstanding, 54th percentile

Mar 31, 2026: 16.4%

Private-fund advisers

17.4%

of shares outstanding

Institutional ownership

65.8%

69.8% of the estimated free float

Top 10 holders

57.2%

of 13F shares, Herfindahl 0.048

Active holders

+12.4%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.0 quarters

Under 1 year 23.4% 1 to 3 years 34.6% 3 years or more 42.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$28.53

estimated per share

Mar 31, 2026: $28.21

Quarter-end price

$29.50

implied by 13F values

Estimated gain or loss

+3.4%

price against the estimated cost

Estimated at a loss

50.0%

of costed 13F value

Estimated cost covers 54.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CWCO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ODC Oil-Dri Corp of America	3	0.231
2	IIIV i3 Verticals, Inc.	3	0.224
3	SBSW Sibanye Stillwater Ltd	3	0.170
4	SNEX StoneX Group Inc.	3	0.097
5	RIO Rio Tinto PLC	3	0.052
6	FCX Freeport-Mcmoran Inc	4	0.042
7	COST Costco Wholesale Corp	7	0.033
8	KMI Kinder Morgan, Inc.	3	0.032
9	BMY Bristol Myers Squibb Co	4	0.031
10	AMZN Amazon Com Inc	8	0.030

Shareholder Targets

13F filers that own its peers but not CWCO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ODC, IIIV, SBSW, SNEX, RIO, FCX, COST, KMI, BMY, AMZN, AAPL, MSFT, GOOGL, CSCO, PFE, NVDA, INTC, LLY, IBM, AVGO. 7,134 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$314,699,064,441 17 held	31.4%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$250,190,275,522 11 held	35.0%	AVGO, NVDA, GOOGL
3	Capital World Investors Adviser, Diversified active	$192,729,269,624 13 held	22.9%	AVGO, GOOGL, NVDA
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$135,431,834,821 18 held	23.4%	NVDA, GOOGL, AVGO
5	Capital International Investors Adviser, Diversified active	$132,817,904,495 13 held	27.5%	AVGO, GOOGL, MSFT
6	Amundi Holding company, Index-like	$126,796,643,376 17 held	30.5%	NVDA, AAPL, GOOGL
7	LILLY ENDOWMENT INC Unknown, Unknown	$108,400,867,760 1 held	100.0%	LLY
8	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
9	Fisher Asset Management, LLC Adviser, Diversified active	$95,612,455,435 16 held	28.6%	NVDA, AAPL, GOOGL
10	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$89,988,972,039 19 held	18.3%	NVDA, GOOGL, AAPL

Fund Ownership of CWCO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 7.73% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.44%	+0.25 pp	69,656	14
Index ETFs	7.30%	-0.16 pp	1,168,834	16
Active ETFs	0.49%	-0.05 pp	78,854	7
Active funds	1.88%	-0.01 pp	301,744	21
Unclassified	0.05%	+0.05 pp	8,621	1
All registered funds	10.17%	+0.09 pp	1,627,709	59

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 88 Exempt adviser 2 Adviser 7 Bank 13 Insurer 2 Broker-dealer 2 Benefit plan 3 Non-US 4 Holding company 6 Unknown 41

Showing 100 of 168

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$42,170,927

13.62%

1,429,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	11,254	$331,993	0.8%	Sole
BlackRock Asset Management Canada Ltd	39,420	$1,162,890	2.8%	Sole
BlackRock Investment Management, LLC	46,454	$1,370,393	3.2%	Sole
BLACKROCK ADVISORS LLC	34,891	$1,029,284	2.4%	Sole
BlackRock Fund Advisors	603,145	$17,792,777	42.2%	Sole
BlackRock Institutional Trust Company, N.A.	409,850	$12,090,575	28.7%	Sole
BlackRock Asset Management Ireland Ltd	268,978	$7,934,851	18.8%	Sole
Aperio Group, LLC	15,531	$458,164	1.1%	Sole

MORGAN STANLEY

$26,665,489

8.61%

903,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	31	$914	0.0%	Defined
MORGAN STANLEY & CO. LLC	4,325	$127,587	0.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	7,522	$221,899	0.8%	Defined
MORGAN STANLEY AIP GP LP	6,564	$193,638	0.7%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	4,550	$134,224	0.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	850,039	$25,076,150	94.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	30,884	$911,077	3.4%	Defined

AltraVue Capital, LLC

$20,078,289

6.48%

680,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legato Capital Management LLC	150,335	$4,434,882	22.1%	Other
Held directly	530,285	$15,643,407	77.9%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$19,765,973

6.38%

670,033

JPMORGAN CHASE & CO

$13,742,457

4.44%

465,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	32,636	$962,762	7.0%	Defined
J.P. Morgan Investment Management Inc.	431,932	$12,741,994	92.7%	Defined
J.P. Morgan SE	1,278	$37,701	0.3%	Defined

TSP Capital Management Group, LLC

$13,413,174

4.33%

478,700

GEODE CAPITAL MANAGEMENT, LLC

$13,318,807

4.30%

451,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	55,777	$1,645,421	12.4%	Defined
Held directly	395,708	$11,673,386	87.6%	Defined

STATE STREET CORP

$9,848,250

3.18%

333,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	333,839	$9,848,250	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$9,093,876

2.94%

308,267

HEARTLAND ADVISORS INC

$8,804,275

2.84%

298,450

DIMENSIONAL FUND ADVISORS LP

$8,788,255

2.84%

297,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,452	$42,834	0.5%	Defined
DFA Australia Ltd.	4,969	$146,585	1.7%	Defined
Dimensional Ireland Ltd	12,815	$378,042	4.3%	Defined
Held directly	278,671	$8,220,794	93.5%	Sole

ArrowMark Colorado Holdings LLC

$8,466,500

2.73%

287,000

Western Standard LLC

$7,435,652

2.40%

252,056

Invesco Ltd.

$7,349,364

2.37%

249,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,267	$66,876	0.9%	Defined
Invesco Trust Co joint	6,154	$181,543	2.5%	Defined
Invesco Capital Management LLC	240,710	$7,100,945	96.6%	Defined

FIRST MANHATTAN CO. LLC.

$6,536,344

2.11%

221,571

VANGUARD PORTFOLIO MANAGEMENT LLC

$6,193,348

2.00%

209,944

AQR CAPITAL MANAGEMENT LLC

$4,769,795

1.54%

161,688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	74	$2,183	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	26	$767	0.0%	Other
Arax Advisory Partners	176	$5,192	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	313	$9,233	0.2%	Other
Stokes Family Office, LLC	16	$472	0.0%	Other
Held directly	161,083	$4,751,948	99.6%	Defined

CWA Asset Management Group, LLC

$4,565,971

1.47%

162,954

Legato Capital Management LLC

$4,434,882

1.43%

150,335

NORTHERN TRUST CORP

$4,383,050

1.42%

148,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	142,553	$4,205,313	95.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	3,585	$105,757	2.4%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	2,440	$71,980	1.6%	Other

NEW YORK STATE COMMON RETIREMENT FUND

$4,196,758

1.36%

142,263

GOLDMAN SACHS GROUP INC

$4,185,342

1.35%

141,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	89,046	$2,626,857	62.8%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	52,830	$1,558,485	37.2%	Defined

Qube Research & Technologies Ltd

$4,174,515

1.35%

141,509

VANGUARD FIDUCIARY TRUST CO

$3,161,810

1.02%

107,180

Farrow Financial, Inc.

$2,538,534

0.82%

86,052

Man Group plc

$2,163,589

0.70%

73,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	73,342	$2,163,589	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,820,032

0.59%

61,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	61,696	$1,820,032	100.0%	Defined

Bank of New York Mellon Corp

$1,809,824

0.58%

61,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	11,282	$332,819	18.4%	Defined
The Bank of New York Mellon	26,351	$777,354	43.0%	Defined
BNY Mellon, NA joint	795	$23,452	1.3%	Defined
Newton Investment Management North America, LLC	22,920	$676,140	37.4%	Defined
Held directly	2	$59	0.0%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$1,756,341

0.57%

59,537

FIRST TRUST ADVISORS LP

$1,472,522

0.48%

49,916

DEUTSCHE BANK AG\

$1,448,214

0.47%

49,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	34,906	$1,029,727	71.1%	Defined
DWS Investments UK Ltd	14,186	$418,487	28.9%	Defined

CITADEL ADVISORS LLC

$1,335,317

0.43%

45,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,552	$370,284	27.7%	Defined
Held directly	32,713	$965,033	72.3%	Defined

RBF Capital, LLC

$1,298,501

0.42%

44,017

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,285,226

0.42%

43,567

JANE STREET GROUP, LLC

$1,271,627

0.41%

43,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	22,874	$674,783	53.1%	Defined
Jane Street Global Trading, LLC	20,232	$596,844	46.9%	Defined

XTX Topco Ltd

$1,259,945

0.41%

42,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	42,710	$1,259,945	100.0%	Defined

PRUDENTIAL FINANCIAL INC

$1,216,727

0.39%

41,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	29,245	$862,727	70.9%	Defined
Prudential Trust Co	12,000	$354,000	29.1%	Defined

UBS Group AG

$1,120,439

0.36%

37,981

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,367	$158,326	14.1%	Defined
UBS AG	32,614	$962,113	85.9%	Defined

Nuveen, LLC

$1,108,875

0.36%

37,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	528	$15,576	1.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	235	$6,932	0.6%	Defined
TEACHERS ADVISORS, LLC joint	36,826	$1,086,367	98.0%	Defined

GABELLI FUNDS LLC

$1,020,611

0.33%

34,597

FEDERATED HERMES, INC.

$991,377

0.32%

33,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	33,606	$991,377	100.0%	Defined

Quantinno Capital Management LP

$980,668

0.32%

33,243

FMR LLC

$970,608

0.31%

32,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	31,717	$935,651	96.4%	Defined
STRATEGIC ADVISERS LLC	1,185	$34,957	3.6%	Defined

CenterBook Partners LP

$926,477

0.30%

31,406

MARTINGALE ASSET MANAGEMENT L P

$906,417

0.29%

30,726

Teton Advisors, LLC

$896,800

0.29%

30,400

Russell Investments Group, Ltd.

$887,062

0.29%

30,070

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	11,211	$330,723	37.3%	Other
Russell Investments Capital, LLC joint	6,673	$196,853	22.2%	Other
Russell Investments France SAS	3,705	$109,297	12.3%	Defined
Russell Investments Trust Company joint	8,481	$250,189	28.2%	Other

RENAISSANCE GROUP LLC

$793,048

0.26%

26,883

ROYAL BANK OF CANADA

$788,682

0.25%

26,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	471	$13,894	1.8%	Defined
RBC Capital Markets, LLC	26,260	$774,670	98.2%	Defined
RBC Dominion Securities Inc.	4	$118	0.0%	Defined

ALLIANCEBERNSTEIN L.P.

$752,132

0.24%

25,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	25,496	$752,132	100.0%	Defined

WELLS FARGO & COMPANY/MN

$730,980

0.24%

24,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	13,952	$411,584	56.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,542	$45,489	6.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	9,285	$273,907	37.5%	Defined

LPL Financial LLC

$726,290

0.23%

24,620

STRS OHIO

$699,150

0.23%

23,700

FRANKLIN RESOURCES INC

$688,323

0.22%

23,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	22,509	$664,015	96.5%	Defined
FRANKLIN ADVISORY SERVICES LLC	824	$24,308	3.5%	Defined

Illumine Investment Management, LLC

$686,561

0.22%

Raiffeisen Bank International AG

$679,149

0.22%

23,022

TWO SIGMA INVESTMENTS, LP

$656,021

0.21%

22,238

MERCER GLOBAL ADVISORS INC /ADV

$655,077

0.21%

22,206

RHUMBLINE ADVISERS

$636,315

0.21%

21,570

CITIGROUP INC

$592,742

0.19%

20,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	1,145	$33,777	5.7%	Defined
Citigroup Financial Products Inc. joint	18,948	$558,965	94.3%	Defined

Dynamic Technology Lab Private Ltd

$517,194

0.17%

17,532

JACOBS LEVY EQUITY MANAGEMENT, INC

$512,208

0.17%

17,363

STATE OF WISCONSIN INVESTMENT BOARD

$498,668

0.16%

16,904

Tidal Investments LLC

$485,481

0.16%

16,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amplify Investments, LLC	16,457	$485,481	100.0%	Defined

Allspring Global Investments Holdings, LLC

$474,448

0.15%

16,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	12	$354	0.1%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	16,071	$474,094	99.9%	Defined

RAYMOND JAMES FINANCIAL INC

$473,711

0.15%

16,058

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	14,608	$430,936	91.0%	Defined
Raymond James Financial Services Advisors, Inc.	1,450	$42,775	9.0%	Defined

BANK OF AMERICA CORP /DE/

$453,385

0.15%

15,369

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	15,369	$453,385	100.0%	Defined

STOREBRAND ASSET MANAGEMENT AS

$452,707

0.15%

15,346

MRP Capital Investments, LLC

$449,137

0.15%

15,225

BOOTHBAY FUND MANAGEMENT, LLC

$437,632

0.14%

14,835

AVIVA PLC

$433,207

0.14%

14,685

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	14,685	$433,207	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$417,720

0.13%

14,160

Ancora Advisors LLC

$382,910

0.12%

12,980

PRICE T ROWE ASSOCIATES INC /MD/

$380,048

0.12%

12,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	12,883	$380,048	100.0%	Defined

Hennion & Walsh Asset Management, Inc.

$378,382

0.12%

13,504

Quantbot Technologies LP

$372,526

0.12%

12,628

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	12,628	$372,526	100.0%	Sole

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$346,035

0.11%

11,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	11,730	$346,035	100.0%	Defined

Sentry LLC

$343,970

0.11%

11,660

Comprehensive Money Management Services LLC

$334,500

0.11%

11,339

COMMONWEALTH EQUITY SERVICES, LLC

$331,963

0.11%

11,253

Diversified Trust Co

$321,255

0.10%

10,890

HARBOR INVESTMENT ADVISORY, LLC

$308,220

0.10%

11,000

Cullen Capital Management, LLC

$293,584

0.09%

9,952

MetLife Investment Management, LLC

$284,262

0.09%

9,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	9,636	$284,262	100.0%	Defined

Aspire Capital Advisors LLC

$269,040

0.09%

9,120

HighTower Advisors, LLC

$252,284

0.08%

8,552

First Nebraska Trust Co

$248,626

0.08%

8,428

ENVESTNET ASSET MANAGEMENT INC

$248,272

0.08%

8,416

American Institute for Advanced Investment Management, LLP

$244,702

0.08%

8,295

Mariner, LLC

$228,920

0.07%

7,760

Aquatic Capital Management LLC

$227,946

0.07%

7,727

Y-Intercept (Hong Kong) Ltd

$224,468

0.07%

8,011

SwitchPoint Financial Planning, LLC

$209,715

0.07%

7,109

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$201,099

0.06%

7,177

OSAIC HOLDINGS, INC.

$198,210

0.06%

6,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,685	$167,707	84.6%	Defined
OSAIC INSTITUTIONS, INC.	516	$15,222	7.7%	Defined
Osaic Advisory Services, LLC	518	$15,281	7.7%	Defined

MEEDER ASSET MANAGEMENT INC

$177,618

0.06%

6,021

Vanguard Global Advisers, LLC

$169,713

0.05%

5,753

Byrne Asset Management LLC

$143,574

0.05%

5,124

SG Americas Securities, LLC

$141,983

0.05%

4,813

BNP PARIBAS ARBITRAGE, SA

$134,343

0.04%

4,554

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Key facts CIK 928340 CUSIP G23773107 13F (30d) 31 filings 30 filers Visit website Investor relations