FINS · Angel Oak Financial Strategies Income Term Trust · Shareholders & Ownership

$12.05 +0.09 (+0.75%)

Market Cap

$399.67M

33.42M

Volume · Nov 6 8753 Avg daily vol (3M) 47.5K

Every disclosed holder of FINS in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns FINS

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: shares outstanding cannot be set against these holders.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	45	23,152,062	—	Yes
Insiders (Forms 3, 4, 5)	10	417,750	—	Yes
13D/G-only blocks	1	1,203,699	—	Yes
Registered funds (N-PORT, not summed)	4	148,958	—	No

% Out is unavailable: no shares outstanding count is on record.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of FINS

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	SIT INVESTMENT ASSOCIATES INC 13G CIK 769317 · Registered investment adviser · Oct 30, 2026 Rule 13d-1(b), qualified institution, not summed	11,323,734	—	+1,742,993	Oct 30, 2026	Rule 13d-1(b), qualified institution, not summed
1.1	SIT INVESTMENT ASSOCIATES INC 13F CIK 769317 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,962,663	—	+89,025	Jun 30, 2026	carried, not yet filed for the newest quarter
1.2	Sit Balanced Fund Fund S000003462 · Registered fund · Jun 30, 2026 SIT MUTUAL FUNDS INC, not summed	28,182	—	0	Jun 30, 2026	SIT MUTUAL FUNDS INC, not summed
2	Karpus Management, Inc. 13F CIK 1048703 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,654,677	—	-43,169	Jun 30, 2026	carried, not yet filed for the newest quarter
3	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,290,468	—	+20,727	Jun 30, 2026	carried, not yet filed for the newest quarter
4	DANIEL ASHER 13G CIK 1251859 · Unknown · Jul 31, 2022 unconfirmed, last confirmed Jul 31, 2022	1,203,699	—	—	Jul 31, 2022	unconfirmed, last confirmed Jul 31, 2022
5	Atlas Wealth LLC 13F CIK 1964106 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,100,004	—	+1,100,004	Jun 30, 2026	carried, not yet filed for the newest quarter
6	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	707,959	—	-32,635	Jun 30, 2026	carried, not yet filed for the newest quarter
7	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	627,001	—	+4,105	Jun 30, 2026	carried, not yet filed for the newest quarter
8	NATIONS FINANCIAL GROUP INC, /IA/ /ADV 13F CIK 1109767 · Unknown · Sep 30, 2026	504,445	—	+20,000	Sep 30, 2026
9	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	417,457	—	+9,187	Jun 30, 2026	carried, not yet filed for the newest quarter
10	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	383,477	—	+11,981	Jun 30, 2026	carried, not yet filed for the newest quarter
11	Advisors Asset Management, Inc. 13F CIK 1297376 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	351,208	—	-2,454	Jun 30, 2026	carried, not yet filed for the newest quarter
12	ENVESTNET ASSET MANAGEMENT INC 13F CIK 1407543 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	300,777	—	+61,374	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Noble Wealth Management PBC 13F CIK 2055065 · Unknown · Sep 30, 2026	229,140	—	-2,475	Sep 30, 2026
14	Thomas J. Herzfeld Advisors, Inc. 13F CIK 1509510 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	222,390	—	+28,960	Jun 30, 2026	carried, not yet filed for the newest quarter
15	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	203,462	—	+385	Jun 30, 2026	carried, not yet filed for the newest quarter
15.1	First Trust Income Opportunities ETF Fund S000053967 · Registered fund · Aug 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	120,468	—	-10,664	Aug 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
16	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	180,224	—	+2,579	Jun 30, 2026	carried, not yet filed for the newest quarter
17	Prabhu Sreeniwas Insider CIK 1724113 · Nov 20, 2025 CEO & President, issuer-wide	175,180	—	+9,203	Nov 20, 2025	CEO & President, issuer-wide
18	RIVERBRIDGE PARTNERS LLC 13F CIK 1112325 · Registered investment adviser · Sep 30, 2026	139,729	—	-95,634	Sep 30, 2026
19	Fierman Michael Insider CIK 1724044 · Dec 12, 2025 Director, 10% Owner, issuer-wide	125,420	—	+16,220	Dec 12, 2025	Director, 10% Owner, issuer-wide
20	Closed-End Fund Advisors, Inc. 13F CIK 2103520 · Unknown · Sep 30, 2026	115,622	—	-3,226	Sep 30, 2026
21	Dakota Wealth Management 13F CIK 1631353 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	77,835	—	-3,000	Jun 30, 2026	carried, not yet filed for the newest quarter
22	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	76,348	—	+3,369	Jun 30, 2026	carried, not yet filed for the newest quarter
23	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	73,779	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
24	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	73,346	—	-5,653	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Palsson Johannes Insider CIK 1777418 · May 14, 2025 Insider, issuer-wide	68,788	—	+22,385	May 14, 2025	Insider, issuer-wide
26	&PARTNERS 13F CIK 107136 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	56,376	—	+2,047	Jun 30, 2026	carried, not yet filed for the newest quarter
27	Twelve Points Wealth Management LLC 13F CIK 1877090 · Registered investment adviser · Sep 30, 2026	53,450	—	-23,813	Sep 30, 2026
28	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	43,462	—	+5,733	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	42,333	—	-291	Jun 30, 2026	carried, not yet filed for the newest quarter
30	Corient Private Wealth LLC 13F CIK 1948780 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	40,666	—	+10,666	Jun 30, 2026	carried, not yet filed for the newest quarter
31	CHOREO, LLC 13F CIK 1679031 · Registered investment adviser · Sep 30, 2026	30,016	—	-85	Sep 30, 2026
32	Summit Asset Management, LLC 13F CIK 1509974 · Registered investment adviser · Sep 30, 2026	26,000	—	0	Sep 30, 2026
33	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 13F CIK 1632972 · Unknown · Sep 30, 2026	24,370	—	0	Sep 30, 2026
34	Live Oak Private Wealth LLC 13F CIK 1799877 · Registered investment adviser · Sep 30, 2026	21,670	—	0	Sep 30, 2026
35	Albe Alvin R Jr Insider CIK 1198600 · May 22, 2025 Director, issuer-wide	20,000	—	—	May 22, 2025	Director, issuer-wide
36	Rockefeller Capital Management L.P. 13F CIK 1739439 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	19,858	—	+172	Jun 30, 2026	carried, not yet filed for the newest quarter
37	Mayflower Financial Advisors, LLC 13F CIK 1852930 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	18,700	—	0	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Chicago Partners Investment Group LLC 13F CIK 1563525 · Registered investment adviser · Sep 30, 2026	16,566	—	+16,566	Sep 30, 2026
39	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	11,303	—	+11,303	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Private Advisor Group, LLC 13F CIK 1567755 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	11,039	—	+11,039	Jun 30, 2026	carried, not yet filed for the newest quarter
41	CITADEL ADVISORS LLC 13F CIK 1423053 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,859	—	+10,859	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Mariner, LLC 13F CIK 1373442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,001	—	+10,001	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Arax Advisory Partners 13F CIK 1586767 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,084	—	+9,084	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Pate Cheryl Insider CIK 1777480 · May 14, 2025 Director, issuer-wide	8,553	—	+3,347	May 14, 2025	Director, issuer-wide
45	Parks Kevin Insider CIK 1816321 · Sep 25, 2026 Insider, issuer-wide	7,667	—	+1,000	Sep 25, 2026	Insider, issuer-wide
46	Mullins Andrea Insider CIK 1777679 · Aug 12, 2025 Director, issuer-wide	7,585	—	—	Aug 12, 2025	Director, issuer-wide
47	FIFTH THIRD BANCORP 13F CIK 35527 · Bank · Sep 30, 2026	4,371	—	-75	Sep 30, 2026
48	Mountain Hill Investment Partners Corp. 13F CIK 2055557 · Unknown · Sep 30, 2026	4,333	—	+1,000	Sep 30, 2026
49	IFG Advisory, LLC 13F CIK 1728319 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	4,009	—	+4,009	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Eldredge William Insider CIK 1947282 · Aug 5, 2025 Chief Compliance Officer, issuer-wide	2,940	—	+1,920	Aug 5, 2025	Chief Compliance Officer, issuer-wide

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 58 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1745059 CUSIP 03464A100 13F (30d) 25 filings 16 filers Visit website