HTCR · HeartCore Enterprises, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“For the three months ended March 31, 2026, the Company incurred net loss from continuing operations of $2.0 million and net cash flows used in operating activities of continuing operations of $1.2 million, primarily due to the macroeconomic downturn environment. As of March 31, 2026, the Company had cash and cash equivalents of $0.8 million, working capital of $1.0 million and accumulated deficit of $15.6 million. These conditions raise substantial doubt about the Company’s ability to continue as a going concern.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-05-30 | Yasui Daishin |
10% Owner |
Sell↓
|
Common Stock
|
60,000 |
| 2025-05-29 | Yasui Daishin |
10% Owner |
Sell↓
|
Common Stock
|
50,000 |
| 2025-05-21 | Yasui Daishin |
10% Owner |
Sell↓
|
Common Stock
|
869 |
| 2025-05-20 | Yasui Daishin |
10% Owner |
Sell↓
|
Common Stock
|
10,000 |
| 2025-03-21 | Yasui Daishin |
10% Owner |
Sell↓
|
Common Stock
|
2,500 |
| 2025-03-19 | Yasui Daishin |
10% Owner |
Sell↓
|
Common Stock
|
300 |
| 2024-11-19 | Kuno Keisuke |
CX Division Vice President |
Sell↓
|
Common Stock
|
10,000 |
| 2024-11-19 | Kuno Keisuke |
CX Division Vice President |
Sell↓
|
Common Stock
|
6,000 |
| 2024-11-19 | Kuno Keisuke |
CX Division Vice President |
Sell↓
|
Common Stock
|
10,000 |
| 2024-10-01 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant by the issuer's board of directors pursuant to the issuer's 2023 Equity Incentive Plan. The grant was fully vested as of the grant date. On certain prior Section 16 filings, although the transactions were accurately reported, the number of securities reported as beneficially owned following the reported transactions was inaccurate. This amount reflects correction of the prior error. |
Common Stock
|
45,938 |
| 2024-10-01 | Kuno Keisuke |
CX Division Vice President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant by the issuer's board of directors pursuant to the issuer's 2023 Equity Incentive Plan. The grant was fully vested as of the grant date. |
Common Stock
|
9,355 |
| 2024-10-01 | Gao Qizhi |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant by the issuer's board of directors pursuant to the issuer's 2023 Equity Incentive Plan. The grant was fully vested as of the grant date. |
Common Stock
|
6,050 |
| 2024-10-01 | Hosaka Kimio |
Director, Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant by the issuer's board of directors pursuant to the issuer's 2023 Equity Incentive Plan. The grant was fully vested as of the grant date. |
Common Stock
|
8,310 |
| 2023-11-16 | Kuno Keisuke |
CX Division Vice President |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the purchase of shares on the open market. |
Common Stock
|
26,000 |
| 2023-11-16 | Hosaka Kimio |
Director, Chief Operating Officer |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the purchase of shares on the open market. |
Common Stock
|
6,000 |
| 2023-11-15 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Represents the purchase of shares on the open market. |
Common Stock
|
10,012 |
| 2023-07-03 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
2,414 |
| 2023-06-30 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
2,588 |
| 2023-06-30 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
17,340 |
| 2023-06-29 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
17,868 |
| 2023-06-27 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
7,333 |
| 2023-06-26 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
37,970 |
| 2023-06-23 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
7,900 |
| 2023-06-22 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
14,913 |
| 2023-06-21 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
13,745 |
| 2023-06-20 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
10,461 |
| 2023-06-16 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
8,137 |
| 2023-06-15 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
7,110 |
| 2023-06-14 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
13,545 |
| 2023-06-13 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
8,526 |
| 2023-06-12 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
75,000 |
| 2023-06-09 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
74,826 |
| 2023-06-08 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
17,025 |
| 2023-06-07 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
18,528 |
| 2023-06-06 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
26,000 |
| 2023-06-05 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Sell↓
|
Common Stock
|
34,727 |
| 2022-02-09 | Katai Yuta |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-09 | Omoto Takeshi |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-09 | Hosaka Kimio |
Director, Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On February 9, 2022, the issuer's board of directors granted to the reporting person 11,455 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 2,863 shares on each of February 9, 2023, February 9, 2024 and February 9, 2025 and with respect to 2,866 shares on February 9, 2026. |
Common Stock
|
11,455 |
| 2022-02-09 | Yamamoto Sumitaka |
Director, Chairman, CEO & President, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
On February 9, 2022, the issuer's board of directors granted to the reporting person 45,720 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 11,430 shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. |
Common Stock
|
45,720 |
| 2022-02-09 | Gao Qizhi |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On February 9, 2022, the issuer's board of directors granted to the reporting person 6,481 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 1,620 shares on each of February 9, 2023, February 9, 2024 and February 9, 2025 and with respect to 1,621 shares on February 9, 2026. |
Common Stock
|
6,481 |
| 2022-02-09 | Miyata Hidekazu |
Chief Technical Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On February 9, 2022, the issuer's board of directors granted to the reporting person 9,072 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 2,268 shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. |
Common Stock
|
9,072 |
| 2022-02-09 | Tan Yuki |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-09 | Kuno Keisuke |
CX Division Vice President |
Award↑
Filing footnotes — Common Stock (Direct)
On February 9, 2022, the issuer's board of directors granted to the reporting person 13,092 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 3,273 shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. |
Common Stock
|
13,092 |
| 2022-02-09 | Yamano Yoshitomo |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2022-02-09 | Groenewald Ferdinand |
Vice President of Finance |
Other↑
|
No Securities Owned
|
0 |