LMNR · Limoneira CO · Holdings

$11.17 -0.58 (-4.94%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$202.53M

18.13M

Volume · Oct 20 169.52K Avg daily vol (3M) 112.81K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of LMNR: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 109

Total Value: $144,323,430

Total Shares: 11,004,462

Showing 1–100 of 109 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Superinvestors Holding LMNR

All superinvestors →

Mario Gabelli $3,849,716

Holder Concentration

Across 112 13F filers

Top Holder

26.2%

of institutional value

Top 5

53.0%

of institutional value

Top 10

69.4%

of institutional value

HHI

972

Broadly held

Who Holds LMNR

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 112 filers, like-for-like change +6.9%; actively managed books +8.9%; index-like books +2.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.2%	57	+1.1%	4	6
Adviser	31.0%	3	+16.5%	1	0
Bank	6.0%	12	+10.2%	1	0
Benefit plan	0.0%	1	-74.4%	0	0
Non-US	0.2%	3	+26.4%	0	0
Holding company	13.0%	5	+10.1%	0	0
Exempt adviser	0.0%	0	-100.0%	0	1
Insurer	0.0%	0	—	0	0
Broker-dealer	0.0%	0	—	0	0
Unknown	5.6%	31	-1.9%	5	7

Style	Share	Filers	Change	New	Exited
Index-like	29.7%	19	+2.3%	0	1
Systematic-like	2.0%	8	-20.1%	2	3
Concentrated	0.8%	10	+36.8%	2	3
Diversified active	67.5%	75	+9.9%	7	7
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	44.6%	74	+17.1%	7	5
Medium turnover	42.2%	20	+3.3%	1	2
High turnover	3.0%	11	-25.9%	2	7
Unknown	10.2%	7	-3.7%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.5%	11	-3.6%	2	2
Medium horizon	17.7%	18	+8.4%	3	4
Long horizon	68.1%	81	+9.6%	6	5
Unknown	1.7%	2	-20.5%	0	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.9%	20	+11.9%	5	5
$1B to $10B	32.1%	30	-1.3%	2	3
$10B to $100B	7.2%	21	+0.9%	3	3
$100B or more	43.7%	41	+12.9%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	15.4%	27	+5.9%	3	4
Pooled investment vehicles	3.6%	6	-11.9%	0	1
Registered funds and BDCs	18.5%	12	-5.8%	0	1
Pension and profit sharing plans	0.0%	1	0.0%	0	0
Insurance companies	0.1%	2	-3.2%	0	0
Governments and sovereign funds	3.4%	3	+38.5%	1	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	1	+150.4%	0	0
Diversified	3.2%	4	+10.6%	0	0
Unknown	55.8%	55	+11.9%	7	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	14.3%	12	+3.4%	1	2
Private equity funds	0.6%	3	-0.5%	1	0
Venture capital funds	0.0%	1	-81.8%	0	0
Real estate funds	0.0%	2	+230.9%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	5.6%	6	-8.8%	0	1
No private funds	23.6%	32	+2.0%	2	2
Private funds, type not stated	0.0%	0	-100.0%	0	1
Unknown	55.8%	55	+12.2%	7	7

Location	Share	Filers	Change	New	Exited
United States	71.1%	98	+9.9%	10	11
Outside the US	28.9%	14	0.0%	1	3

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

112 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.893% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

13.2%

of shares outstanding, 39th percentile

Mar 31, 2026: 13.6%

Private-fund advisers

12.5%

of shares outstanding

Institutional ownership

61.0%

67.3% of the estimated free float

Top 10 holders

69.4%

of 13F shares, Herfindahl 0.097

Active holders

+8.9%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 17.0 quarters

Under 1 year 19.1% 1 to 3 years 20.2% 3 years or more 60.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$15.13

estimated per share

Mar 31, 2026: $16.25

Quarter-end price

$13.13

implied by 13F values

Estimated gain or loss

-13.2%

price against the estimated cost

Estimated at a loss

73.6%

of costed 13F value

Estimated cost covers 21.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies LMNR's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PCYO Pure Cycle Corp	3	0.277
2	BCYC Bicycle Therapeutics PLC	3	0.243
3	TNC Tennant Co	3	0.213
4	DGII Digi International Inc	3	0.204
5	JNJ Johnson & Johnson	6	0.030
6	GE General Electric Co	4	0.025
7	GEV GE Vernova Inc.	4	0.025
8	BRK-B Berkshire Hathaway Inc	5	0.024
9	JPM Jpmorgan Chase & Co	5	0.024
10	ABT Abbott Laboratories	3	0.023

Shareholder Targets

13F filers that own its peers but not LMNR, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PCYO, BCYC, TNC, DGII, JNJ, GE, GEV, BRK-B, JPM, ABT, CSCO, AMZN, AAPL, MSFT, GOOGL, AVGO, META, IBM, NVDA, AMD. 7,212 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$356,635,852,372 16 held	35.4%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$261,639,204,250 15 held	36.3%	AVGO, NVDA, GOOGL
3	Capital World Investors Adviser, Diversified active	$209,139,405,642 14 held	24.8%	AVGO, GOOGL, META
4	Capital International Investors Adviser, Diversified active	$144,494,654,149 14 held	29.5%	AVGO, GOOGL, MSFT
5	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$139,989,845,961 17 held	24.1%	NVDA, GOOGL, AVGO
6	Amundi Holding company, Index-like	$136,764,246,266 18 held	32.8%	NVDA, AAPL, GOOGL
7	FRANKLIN RESOURCES INC Adviser, Diversified active	$124,297,510,255 18 held	27.4%	AAPL, NVDA, MSFT
8	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
9	Fisher Asset Management, LLC Adviser, Diversified active	$99,497,160,004 17 held	31.8%	NVDA, AAPL, GOOGL
10	ALLIANCEBERNSTEIN L.P. Registered adviser, Diversified active	$96,923,330,769 19 held	30.8%	NVDA, GOOGL, AAPL

Fund Ownership of LMNR by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.09% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.11%	+0.36 pp	563,817	47
Index ETFs	7.98%	-0.10 pp	1,446,917	16
Active ETFs	0.81%	-0.34 pp	147,195	12
Active funds	5.18%	+0.07 pp	938,629	41
Unclassified	0.38%	+0.21 pp	68,574	7
All registered funds	17.46%	+0.20 pp	3,165,132	123

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 57 Adviser 3 Bank 12 Benefit plan 1 Non-US 3 Holding company 5 Unknown 28

Showing 100 of 109

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Global Alpha Capital Management Ltd.

$38,057,948

26.37%

2,898,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	2,898,549	$38,057,948	100.0%	Sole

BlackRock, Inc.

$15,065,424

10.44%

1,147,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	13,228	$173,683	1.2%	Sole
BlackRock Asset Management Canada Ltd	190	$2,494	0.0%	Sole
BlackRock Investment Management, LLC	44,255	$581,068	3.9%	Sole
BLACKROCK ADVISORS LLC	33,415	$438,738	2.9%	Sole
BlackRock Fund Advisors	631,297	$8,288,929	55.0%	Sole
BlackRock Institutional Trust Company, N.A.	424,879	$5,578,661	37.0%	Sole
Aperio Group, LLC	141	$1,851	0.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$9,389,131

6.51%

715,090

FIRST WILSHIRE SECURITIES MANAGEMENT INC

$7,701,217

5.34%

586,536

AMERIPRISE FINANCIAL INC

$6,795,694

4.71%

517,570

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	517,570	$6,795,694	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$5,443,329

3.77%

414,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	63,546	$834,358	15.3%	Defined
Held directly	351,026	$4,608,971	84.7%	Defined

DIMENSIONAL FUND ADVISORS LP

$4,857,114

3.37%

369,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,194	$15,677	0.3%	Defined
DFA Australia Ltd.	1,600	$21,008	0.4%	Defined
Dimensional Ireland Ltd	15,076	$197,947	4.1%	Defined
Held directly	352,055	$4,622,482	95.2%	Sole

STATE STREET CORP

$4,546,774

3.15%

346,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	346,289	$4,546,774	100.0%	Defined

Peapod Lane Capital LLC

$4,475,754

3.10%

340,880

Riverwater Partners LLC

$4,430,547

3.07%

337,437

GAMCO INVESTORS, INC. ET AL

$3,849,716

2.67%

293,200

MORGAN STANLEY

$2,872,498

1.99%

218,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	58	$761	0.0%	Defined
MORGAN STANLEY & CO. LLC	4,673	$61,356	2.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	40,091	$526,394	18.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	17,516	$229,984	8.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	156,436	$2,054,003	71.5%	Defined

Quinn Opportunity Partners LLC

$2,368,087

1.64%

180,357

FLAX POND CAPITAL, LLC

$2,363,505

1.64%

180,008

WHITE PINE CAPITAL LLC

$2,027,324

1.40%

154,404

GABELLI FUNDS LLC

$1,962,935

1.36%

149,500

NORTHERN TRUST CORP

$1,870,499

1.30%

142,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	140,056	$1,838,935	98.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	2,404	$31,564	1.7%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,475,011

1.02%

112,339

Teton Advisors, LLC

$1,457,430

1.01%

111,000

VANGUARD FIDUCIARY TRUST CO

$1,419,904

0.98%

108,142

Cinctive Capital Management LP

$1,266,441

0.88%

96,454

CITADEL ADVISORS LLC

$1,180,255

0.82%

89,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	350	$4,595	0.4%	Defined
Held directly	89,540	$1,175,660	99.6%	Defined

Quantinno Capital Management LP

$1,163,370

0.81%

88,604

Robertson Stephens Wealth Management, LLC

$1,049,639

0.73%

88,205

Federation des caisses Desjardins du Quebec

$989,043

0.69%

75,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Regime de rentes du Mouvement Desjardins	75,327	$989,043	100.0%	Defined

Rathbones Group PLC

$963,216

0.67%

73,360

UBS Group AG

$858,675

0.59%

65,398

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	3,050	$40,046	4.7%	Defined
UBS AG	62,348	$818,629	95.3%	Defined

SFE Investment Counsel

$787,931

0.55%

60,010

D. E. Shaw & Co., Inc.

$784,990

0.54%

59,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	59,786	$784,990	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$744,651

0.52%

56,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	5	$65	0.0%	Other
Prism Planning Partners LLC	30	$393	0.1%	Other
Arax Advisory Partners	834	$10,950	1.5%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	336	$4,411	0.6%	Other
Stokes Family Office, LLC	41	$538	0.1%	Other
Held directly	55,468	$728,294	97.8%	Defined

Nuveen, LLC

$719,378

0.50%

54,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	5,238	$68,774	9.6%	Defined
TEACHERS ADVISORS, LLC joint	49,551	$650,604	90.4%	Defined

GOLDMAN SACHS GROUP INC

$684,361

0.47%

52,122

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	52,122	$684,361	100.0%	Defined

Bank of New York Mellon Corp

$658,612

0.46%

50,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	13,389	$175,797	26.7%	Defined
The Bank of New York Mellon	35,781	$469,804	71.3%	Defined
BNY Mellon, NA joint	990	$12,998	2.0%	Defined
Held directly	1	$13	0.0%	Defined

Advisors Asset Management, Inc.

$641,387

0.44%

48,849

ENVESTNET ASSET MANAGEMENT INC

$611,647

0.42%

46,584

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$551,735

0.38%

42,021

Mutual Advisors, LLC

$525,200

0.36%

40,000

AMERICAN CENTURY COMPANIES INC

$513,737

0.36%

39,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	39,127	$513,737	100.0%	Defined

Sowell Financial Services LLC

$466,004

0.32%

39,160

Stratos Wealth Partners, LTD.

$414,067

0.29%

31,536

Vident Advisory, LLC

$378,406

0.26%

28,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acuitas Investments, LLC	28,820	$378,406	100.0%	Defined

FULLER & THALER ASSET MANAGEMENT, INC.

$376,502

0.26%

28,675

First Interstate Bank

$328,250

0.23%

25,000

WELLS FARGO & COMPANY/MN

$317,365

0.22%

24,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	14,071	$184,752	58.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	10,100	$132,613	41.8%	Defined

WEDBUSH SECURITIES INC

$296,632

0.21%

22,592

RHUMBLINE ADVISERS

$279,669

0.19%

21,300

XTX Topco Ltd

$260,459

0.18%

19,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	19,837	$260,459	100.0%	Defined

WHITTIER TRUST CO

$249,207

0.17%

18,980

Invesco Ltd.

$245,332

0.17%

18,685

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	2,283	$29,975	12.2%	Defined
Invesco Trust Co joint	6,683	$87,747	35.8%	Defined
Invesco Capital Management LLC	9,719	$127,610	52.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$223,210

0.15%

17,000

R Squared Ltd

$221,936

0.15%

16,903

DEUTSCHE BANK AG\

$215,253

0.15%

16,394

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	16,394	$215,253	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$207,467

0.14%

15,801

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	15,801	$207,467	100.0%	Other

FMR LLC

$189,977

0.13%

14,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	13,331	$175,036	92.1%	Defined
STRATEGIC ADVISERS LLC	1,138	$14,941	7.9%	Defined

Parvin Asset Management, LLC

$180,537

0.13%

13,750

MERCER GLOBAL ADVISORS INC /ADV

$175,534

0.12%

13,369

EntryPoint Capital, LLC

$174,510

0.12%

13,291

BANK OF AMERICA CORP /DE/

$166,330

0.12%

12,668

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	12,668	$166,330	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$158,584

0.11%

12,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	12,078	$158,584	100.0%	Defined

EVERETT HARRIS & CO /CA/

$154,526

0.11%

11,769

Schonfeld Strategic Advisors LLC

$154,395

0.11%

11,759

Trexquant Investment LP

$142,604

0.10%

10,861

HSBC HOLDINGS PLC

$138,455

0.10%

10,545

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	10,545	$138,455	100.0%	Defined

Russell Investments Group, Ltd.

$127,885

0.09%

9,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	9,740	$127,885	100.0%	Defined

MetLife Investment Management, LLC

$123,513

0.09%

9,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	9,407	$123,513	100.0%	Defined

CITIGROUP INC

$102,006

0.07%

7,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	7,769	$102,006	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$101,573

0.07%

7,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	7,736	$101,573	100.0%	Defined

JPMORGAN CHASE & CO

$100,140

0.07%

7,627

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	6,965	$91,450	91.3%	Defined
J.P. Morgan Investment Management Inc.	1	$13	0.0%	Defined
J.P. Morgan Securities LLC	469	$6,157	6.1%	Defined
J.P. Morgan Securities plc	192	$2,520	2.5%	Defined

Vanguard Global Advisers, LLC

$79,830

0.06%

6,080

Leonteq Securities AG

$56,800

0.04%

4,326

Police & Firemen's Retirement System of New Jersey

$47,268

0.03%

3,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	3,600	$47,268	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$44,353

0.03%

3,378

Versant Capital Management, Inc

$37,508

0.03%

3,152

BARCLAYS PLC

$32,732

0.02%

2,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	2,417	$31,735	97.0%	Defined
BARCLAYS CAPITAL INC.	76	$997	3.0%	Defined

TRUST CO OF VERMONT

$32,693

0.02%

2,490

Arax Advisory Partners

$20,285

0.01%

1,545

PNC FINANCIAL SERVICES GROUP, INC.

$19,969

0.01%

1,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,521	$19,969	100.0%	Defined

Legal & General Group Plc

$19,248

0.01%

1,466

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	1,466	$19,248	100.0%	Defined

Ameritas Investment Partners, Inc.

$18,985

0.01%

1,446

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	1,446	$18,985	100.0%	Other

NISA INVESTMENT ADVISORS, LLC

$16,053

0.01%

1,349

WHITTIER TRUST CO OF NEVADA INC

$13,130

0.01%

1,000

Tower Research Capital LLC (TRC)

$13,103

0.01%

998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	998	$13,103	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$9,821

0.01%

748

GAMMA Investing LLC

$9,008

0.01%

757

ROYAL BANK OF CANADA

$8,547

0.01%

651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	478	$6,276	73.4%	Defined
RBC Capital Markets, LLC	173	$2,271	26.6%	Defined

OSAIC HOLDINGS, INC.

$8,206

0.01%

625

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	625	$8,206	100.0%	Defined

Ancora Advisors LLC

$6,565

0.00%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	500	$6,565	100.0%	Sole

HUNTINGTON NATIONAL BANK

$5,133

0.00%

391

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$4,936

0.00%

376

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	376	$4,936	100.0%	Defined

Sterling Capital Management LLC

$4,451

0.00%

339

SIMPLEX TRADING, LLC

$3,164

0.00%

241

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$3,033

0.00%

231

Allworth Financial LP

$2,914

0.00%

222

MassMutual Private Wealth & Trust, FSB

$2,832

0.00%

238

JONES FINANCIAL COMPANIES LLLP

$1,549

0.00%

118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	118	$1,549	100.0%	Sole

Essential Partners LLC

$1,368

0.00%

115

PENSION & WEALTH MANAGEMENT ADVISORS, INC.

$1,320

0.00%

111

EverSource Wealth Advisors, LLC

$958

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	9	$118	12.3%	Sole
Held directly	64	$840	87.7%	Sole

FIFTH THIRD BANCORP

$919

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	70	$919	100.0%	Defined

CALDWELL SUTTER CAPITAL, INC.

$709

0.00%

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Key facts CIK 1342423 CUSIP 532746104 13F (30d) 14 filings 14 filers Visit website Investor relations