NRGV · Energy Vault Holdings, Inc. · Holdings

$2.75 -0.02 (-0.72%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$503.70M

181.84M

Volume · Oct 20 3.35M Avg daily vol (3M) 4.38M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NRGV: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 178

Total Value: $575,435,505

Total Shares: 122,238,647

Showing 1–100 of 195 holdings by value · page 1 of 2

Institutional Ownership Trend

20 quarters

Superinvestors Holding NRGV

All superinvestors →

Joel Greenblatt $142,736

Holder Concentration

Across 175 13F filers

Top Holder

12.7%

of institutional value

Top 5

41.5%

of institutional value

Top 10

60.8%

of institutional value

HHI

505

Broadly held

Who Holds NRGV

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 174 filers, like-for-like change +31.3%; actively managed books +14.2%; index-like books +75.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	46.0%	79	+13.5%	20	20
Exempt adviser	4.1%	3	-41.2%	0	3
Adviser	4.4%	3	+124.9%	1	1
Bank	12.9%	14	+13.3%	0	2
Insurer	0.0%	2	new	2	0
Broker-dealer	0.5%	3	new	3	0
Benefit plan	0.1%	2	+254.6%	2	1
Non-US	0.8%	5	+1649.6%	1	0
Holding company	14.4%	8	+235.6%	1	0
Unknown	16.9%	55	+52.8%	21	7

Style	Share	Filers	Change	New	Exited
Index-like	37.6%	27	+75.1%	9	0
Systematic-like	5.9%	14	-47.7%	5	16
Concentrated	29.7%	23	+11.9%	4	3
Diversified active	26.9%	110	+59.3%	33	15
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.1%	101	+49.7%	24	8
Medium turnover	18.7%	28	+10.8%	9	4
High turnover	12.1%	30	-1.0%	14	22
Unknown	10.2%	15	+33.2%	4	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	12.4%	22	+43.6%	6	8
Medium horizon	24.5%	32	+115.2%	12	2
Long horizon	56.9%	111	+16.4%	27	12
Unknown	6.1%	9	-14.8%	6	12
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.2%	24	+29.1%	9	4
$1B to $10B	20.7%	47	+18.5%	12	14
$10B to $100B	11.8%	47	-12.7%	16	12
$100B or more	52.3%	56	+56.8%	14	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.7%	32	+16.6%	6	3
Pooled investment vehicles	30.4%	20	+0.1%	6	13
Registered funds and BDCs	12.7%	11	+61.9%	1	1
Pension and profit sharing plans	0.1%	1	+0.3%	0	0
Insurance companies	0.1%	3	new	3	0
Governments and sovereign funds	0.2%	1	+8.9%	1	1
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	1	-93.6%	0	1
Other	0.0%	1	+71.2%	0	0
Diversified	0.8%	8	+42.7%	3	1
Unknown	54.0%	95	+51.6%	31	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	9.7%	21	-26.2%	6	15
Private equity funds	19.5%	11	+0.3%	1	0
Venture capital funds	0.1%	1	+0.3%	0	0
Real estate funds	0.7%	4	+16.9%	1	1
Securitized asset funds	0.2%	1	+548.9%	0	0
Other private funds	0.4%	7	+246.2%	3	1
Mixed private funds	6.1%	2	+14.6%	1	0
Private funds, type not stated	0.0%	1	-87.8%	1	2
No private funds	13.4%	34	+55.6%	7	4
Unknown	50.0%	92	+73.9%	31	11

Location	Share	Filers	Change	New	Exited
United States	65.4%	140	+56.9%	43	27
Outside the US	34.6%	34	+0.4%	8	7

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

174 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.30% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

23.9%

of shares outstanding, 68th percentile

Mar 31, 2026: 23.9%

Private-fund advisers

21.4%

of shares outstanding

Institutional ownership

58.4%

77.7% of the estimated free float

Top 10 holders

60.9%

of 13F shares, Herfindahl 0.055

Active holders

+14.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (2 institutional, 2 passive, 0 exempt)

How long holders have held it value-weighted 10.0 quarters

Under 1 year 32.1% 1 to 3 years 22.0% 3 years or more 45.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $12,462,067 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$5.69

estimated per share

Mar 31, 2026: $5.95

Quarter-end price

$4.71

implied by 13F values

Estimated gain or loss

-17.3%

price against the estimated cost

Estimated at a loss

27.9%

of costed 13F value

Estimated cost covers 87.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NRGV's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	HIVE HIVE Digital Technologies Ltd.	3	0.144
2	SHAZ SharonAI Holdings Inc.	3	0.129
3	CLSK Cleanspark, Inc.	3	0.114
4	WULF Terawulf Inc.	5	0.112
5	BTDR Bitdeer Technologies Group	3	0.109
6	CORZ Core Scientific, Inc./tx	4	0.108
7	ENPH Enphase Energy, Inc.	3	0.088
8	NXT Nextpower Inc.	4	0.082
9	HUT Hut 8 Corp.	3	0.077
10	ECHO EchoStar CORP	3	0.060

Shareholder Targets

13F filers that own its peers but not NRGV, quarter ended Jun 30, 2026

Found through its holder-overlap peers: HIVE, SHAZ, CLSK, WULF, BTDR, CORZ, ENPH, NXT, HUT, ECHO, GILD, NVDA, MSFT, GOOGL, AVGO, AMZN, AAPL, VRTX, ANET, MRVL. 7,115 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$283,621,474,099 16 held	28.2%	NVDA, GOOGL, AAPL
2	Capital Research Global Investors Adviser, Diversified active	$219,216,820,320 10 held	30.4%	AVGO, NVDA, GOOGL
3	Capital World Investors Adviser, Diversified active	$177,748,130,712 12 held	21.1%	AVGO, GOOGL, NVDA
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$120,322,436,384 17 held	20.7%	NVDA, GOOGL, AVGO
5	Capital International Investors Adviser, Diversified active	$117,356,677,420 9 held	23.9%	AVGO, GOOGL, MSFT
6	Berkshire Hathaway Inc Insurer, Concentrated	$103,714,385,303 2 held	34.7%	AAPL, GOOGL
7	FRANKLIN RESOURCES INC Adviser, Diversified active	$101,434,784,355 18 held	22.4%	AAPL, NVDA, MSFT
8	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$84,513,028,499 18 held	18.5%	NVDA, GOOGL, AAPL
9	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$77,163,273,935 17 held	14.0%	NVDA, AAPL, MSFT
10	Fisher Asset Management, LLC Adviser, Diversified active	$73,955,486,517 10 held	23.6%	NVDA, AAPL, GOOGL

Fund Ownership of NRGV by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.41% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.24%	+0.60 pp	2,260,011	40
Index ETFs	9.17%	+1.57 pp	16,671,693	18
Active ETFs	0.00%	0.00 pp	0	0
Active funds	1.67%	+0.20 pp	3,041,304	14
Unclassified	0.45%	+0.31 pp	824,755	4
All registered funds	12.54%	+2.69 pp	22,797,763	76

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 84 Exempt adviser 3 Adviser 3 Bank 14 Insurer 2 Broker-dealer 3 Benefit plan 2 Non-US 5 Holding company 8 Unknown 54

Showing 100 of 195

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SB INVESTMENT ADVISERS (UK) LTD

$73,172,822

12.72%

15,535,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SB INVESTMENT ADVISERS (US) INC.	15,535,631	$73,172,822	100.0%	Sole

BlackRock, Inc.

$52,656,673

9.15%

11,179,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	119,340	$562,091	1.1%	Sole
BlackRock Investment Management, LLC	427,434	$2,013,214	3.8%	Sole
BLACKROCK ADVISORS LLC	314,535	$1,481,459	2.8%	Sole
BlackRock Fund Advisors	5,652,024	$26,621,033	50.6%	Sole
BlackRock Institutional Trust Company, N.A.	3,989,866	$18,792,268	35.7%	Sole
BlackRock Fund Managers Ltd.	24,046	$113,256	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	4,702	$22,146	0.0%	Sole
BlackRock (Netherlands) B.V.	54,258	$255,555	0.5%	Sole
BlackRock Asset Management Ireland Ltd	124,138	$584,689	1.1%	Sole
BlackRock Life Ltd	2,946	$13,875	0.0%	Sole
BlackRock Asset Management Schweiz AG	20,675	$97,379	0.2%	Sole
Aperio Group, LLC	445,798	$2,099,708	4.0%	Sole

UBS Group AG

$32,970,000

5.73%

7,000,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	7,000,000	$32,970,000	100.0%	Defined

SCOGGIN MANAGEMENT LP

$29,084,250

5.05%

6,175,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Scoggin GP LLC	6,175,000	$29,084,250	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$28,394,691

4.93%

6,028,597

Legal & General Group Plc

$25,508,416

4.43%

5,415,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	13,447	$63,335	0.2%	Defined
Legal & General Investment Management Ltd joint	5,402,353	$25,445,081	99.8%	Defined

STATE STREET CORP

$24,793,392

4.31%

5,263,990

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,263,990	$24,793,392	100.0%	Defined

SailingStone Capital Partners LLC

$21,049,343

3.66%

4,469,075

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PICKERING ENERGY PARTNERS LP	4,469,075	$21,049,343	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$15,790,529

2.74%

3,352,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	77,354	$364,337	2.3%	Defined
Global X Management (AUS) Ltd joint	3,275,200	$15,426,192	97.7%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$15,209,559

2.64%

3,229,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	454,073	$2,138,683	14.1%	Defined
Held directly	2,775,133	$13,070,876	85.9%	Defined

MARSHALL WACE, LLP

$13,290,060

2.31%

2,821,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	2,821,669	$13,290,060	100.0%	Other

Wasserstein Management, L.P.

$13,121,702

2.28%

2,785,924

UBS Group AG

$11,484,261

2.00%

2,438,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	2,422,886	$11,411,793	99.4%	Defined
UBS Switzerland AG	15,386	$72,468	0.6%	Defined

SCOGGIN MANAGEMENT LP

$11,186,250

1.94%

2,375,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Scoggin GP LLC	2,375,000	$11,186,250	100.0%	Defined

GOLDMAN SACHS GROUP INC

$9,432,702

1.64%

2,002,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,713,410	$8,070,161	85.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	289,287	$1,362,541	14.4%	Defined

Wasserstein Management, L.P.

$9,420,000

1.64%

2,000,000

NOMURA HOLDINGS INC

$8,691,758

1.51%

1,845,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	376,462	$1,773,136	20.4%	Defined
NOMURA GLOBAL FINANCIAL PRODUCTS INC	1,468,922	$6,918,622	79.6%	Defined

JANE STREET GROUP, LLC

$8,434,766

1.47%

1,790,821

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,046,955	$4,931,158	58.5%	Defined
Jane Street Global Trading, LLC	743,866	$3,503,608	41.5%	Defined

Caption Management, LLC

$8,430,900

1.47%

1,790,000

Invesco Ltd.

$7,972,050

1.39%

1,692,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	21,349	$100,553	1.3%	Defined
Invesco Trust Co joint	55,277	$260,354	3.3%	Defined
Invesco Capital Management LLC	1,615,954	$7,611,143	95.5%	Defined

Caption Management, LLC

$7,180,866

1.25%

1,524,600

J. Goldman & Co LP

$7,084,942

1.23%

1,504,234

MORGAN STANLEY

$6,820,821

1.19%

1,448,158

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	1,137,690	$5,358,519	78.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	270,350	$1,273,348	18.7%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	14,657	$69,034	1.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	17,853	$84,087	1.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	7,608	$35,833	0.5%	Defined

BARCLAYS PLC

$6,605,934

1.15%

1,402,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,245,607	$5,866,808	88.8%	Defined
BARCLAYS CAPITAL INC.	156,927	$739,126	11.2%	Defined

Beartown Capital Management, LLC

$6,594,000

1.15%

1,400,000

TWO SIGMA INVESTMENTS, LP

$5,557,870

0.97%

1,180,015

NORTHERN TRUST CORP

$5,283,850

0.92%

1,121,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,061,171	$4,998,115	94.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	38,892	$183,180	3.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	21,774	$102,555	1.9%	Other

JANE STREET GROUP, LLC

$5,276,142

0.92%

1,120,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,120,200	$5,276,142	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$5,213,009

0.91%

1,106,796

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,811,820

0.84%

1,021,618

CITIGROUP INC

$4,494,926

0.78%

954,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	954,337	$4,494,926	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,361,931

0.76%

926,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	926,100	$4,361,931	100.0%	Other

VANGUARD FIDUCIARY TRUST CO

$4,220,970

0.73%

896,172

WELLS FARGO & COMPANY/MN

$3,273,383

0.57%

694,986

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	684,596	$3,224,447	98.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	10,390	$48,936	1.5%	Defined

CITADEL ADVISORS LLC

$3,248,016

0.56%

689,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	689,600	$3,248,016	100.0%	Defined

Tidal Investments LLC

$3,243,268

0.56%

688,592

Defiance ETFs, LLC

$3,222,388

0.56%

684,159

Cresset Asset Management, LLC

$2,967,121

0.52%

629,962

Mitsubishi UFJ Asset Management Co., Ltd.

$2,703,337

0.47%

573,957

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	573,957	$2,703,337	100.0%	Defined

PEAK6 LLC

$2,423,766

0.42%

514,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	514,600	$2,423,766	100.0%	Defined

Squarepoint Ops LLC

$2,413,347

0.42%

512,388

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	512,388	$2,413,347	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$2,388,516

0.42%

507,116

BANK OF AMERICA CORP /DE/

$2,347,995

0.41%

498,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	349,136	$1,644,430	70.0%	Defined
BOFA SECURITIES, INC.	149,377	$703,565	30.0%	Defined

ROYAL BANK OF CANADA

$2,178,624

0.38%

462,553

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	4,392	$20,686	0.9%	Defined
Held directly	458,161	$2,157,938	99.1%	Sole

Nuveen, LLC

$2,116,414

0.37%

449,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	33,460	$157,596	7.4%	Defined
TEACHERS ADVISORS, LLC joint	415,885	$1,958,818	92.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,076,148

0.36%

440,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	426,158	$2,007,204	96.7%	Other
G1 EXECUTION SERVICES, LLC	14,638	$68,944	3.3%	Other

Jump Financial, LLC

$2,066,168

0.36%

438,677

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC	2,177	$10,253	0.5%	Defined
Leap GP LLC joint	436,500	$2,055,915	99.5%	Defined

CITADEL ADVISORS LLC

$1,982,439

0.34%

420,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	420,900	$1,982,439	100.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$1,759,142

0.31%

373,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	373,491	$1,759,142	100.0%	Sole

GROUP ONE TRADING LLC

$1,702,283

0.30%

361,419

GOLDMAN SACHS GROUP INC

$1,695,600

0.29%

360,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	360,000	$1,695,600	100.0%	Defined

HRT FINANCIAL LP

$1,666,242

0.29%

353,767

Bank of New York Mellon Corp

$1,485,636

0.26%

315,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	80,237	$377,916	25.4%	Defined
The Bank of New York Mellon	235,184	$1,107,716	74.6%	Defined
Held directly	1	$4	0.0%	Defined

XTX Topco Ltd

$1,389,313

0.24%

294,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	294,971	$1,389,313	100.0%	Defined

Swiss National Bank

$1,152,537

0.20%

244,700

CITADEL ADVISORS LLC

$1,140,112

0.20%

242,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	242,062	$1,140,112	100.0%	Defined

Caption Management, LLC

$1,112,502

0.19%

236,200

ALPS ADVISORS INC

$1,012,734

0.18%

215,018

DEUTSCHE BANK AG\

$941,712

0.16%

199,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	2,641	$12,439	1.3%	Defined
DWS Investments UK Ltd	159,889	$753,077	80.0%	Defined
DBX Advisors LLC	37,409	$176,196	18.7%	Defined

Meridian Wealth Management, LLC

$859,457

0.15%

182,475

GSA CAPITAL PARTNERS LLP

$843,311

0.15%

179,047

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$834,474

0.15%

177,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Asset Management Switzerland AG	120,735	$568,661	68.1%	Defined
Held directly	56,436	$265,813	31.9%	Defined

Amundi

$826,647

0.14%

175,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	175,509	$826,647	100.0%	Defined

RHUMBLINE ADVISERS

$794,294

0.14%

168,640

Jefferies Financial Group Inc.

$755,865

0.13%

160,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jefferies Financial Services, Inc.	160,481	$755,865	100.0%	Defined

JANE STREET GROUP, LLC

$740,883

0.13%

157,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	157,300	$740,883	100.0%	Defined

Quadrature Capital Ltd

$739,860

0.13%

157,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	157,083	$739,860	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$666,936

0.12%

141,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	141,600	$666,936	100.0%	Other

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$644,784

0.11%

136,897

TRUIST FINANCIAL CORP

$643,729

0.11%

136,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	136,673	$643,729	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$611,829

0.11%

129,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	129,900	$611,829	100.0%	Defined

VARCOV Co.

$601,683

0.10%

127,746

NOMURA HOLDINGS INC

$588,750

0.10%

125,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	125,000	$588,750	100.0%	Defined

Covestor Ltd

$581,129

0.10%

123,382

IMC-Chicago, LLC

$543,642

0.09%

115,423

PRICE T ROWE ASSOCIATES INC /MD/

$536,172

0.09%

113,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	113,837	$536,172	100.0%	Defined

Creative Planning

$496,518

0.09%

105,418

CastleKnight Management LP

$477,123

0.08%

101,300

SEVEN MILE ADVISORY

$475,893

0.08%

101,039

PEAK6 LLC

$449,244

0.08%

95,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	95,381	$449,244	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$443,074

0.08%

94,071

JPMORGAN CHASE & CO

$427,074

0.07%

90,674

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	57,613	$271,357	63.5%	Defined
55I, LLC	0	$0	0.0%	Other
J.P. Morgan SE	33,061	$155,717	36.5%	Defined

Arax Advisory Partners

$407,886

0.07%

86,600

MetLife Investment Management, LLC

$392,022

0.07%

83,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	83,232	$392,022	100.0%	Defined

Zurcher Kantonalbank (Zurich Cantonalbank)

$389,168

0.07%

82,626

Walleye Trading LLC

$376,724

0.07%

79,984

Pathstone Holdings, LLC

$372,419

0.06%

79,070

CAMBIENT FAMILY OFFICE, LLC

$364,365

0.06%

77,360

RFG Advisory, LLC

$361,859

0.06%

76,828

STIFEL FINANCIAL CORP

$355,915

0.06%

75,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	75,566	$355,915	100.0%	Defined

CITIGROUP INC

$343,359

0.06%

72,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	72,900	$343,359	100.0%	Defined

SAPIENT CAPITAL LLC

$323,555

0.06%

81,500

SHEPHERD KAPLAN KROCHUK, LLC

$320,143

0.06%

67,971

Private Capital Advisors, Inc.

$316,409

0.05%

79,700

CAPITAL COUNSEL LLC/NY

$309,093

0.05%

65,625

Verition Fund Management LLC

$306,150

0.05%

65,000

ProShare Advisors LLC

$305,650

0.05%

64,894

Caitong International Asset Management Co., Ltd

$303,342

0.05%

64,404

Green Alpha Advisors, LLC

$296,844

0.05%

74,772

BLAIR WILLIAM & CO/IL

$239,089

0.04%

50,762

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Key facts CIK 1828536 CUSIP 29280W109 13F (30d) 14 filings 14 filers Visit website Investor relations