OPY · Oppenheimer Holdings Inc · Insider Trading
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Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-08 | Lowenthal Robert S |
Director |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. |
Restricted Class A non-voting common stock
|
100,000 |
| 2026-03-02 | McNAMARA DENNIS P |
Secretary |
Sell↓
Filing footnotes — Class A non-voting common stock (Direct)
Sold 4,673 shares at an average price of $90.67 per share |
Class A non-voting common stock
|
4,673 |
| 2026-02-26 | Spaulding Suzanne |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
|
1,400 |
| 2026-02-26 | BEHRENS EVAN |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
|
1,400 |
| 2026-02-26 | ROTH R LAWRENCE |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
|
1,400 |
| 2026-02-26 | Dwyer Timothy Martin |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
|
1,400 |
| 2026-02-26 | Kanter Stacy J. |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
|
1,400 |
| 2026-02-26 | Friedman Paul M |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Indirect)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
(I)
|
1,400 |
| 2026-02-26 | Glasser Teresa |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
|
1,400 |
| 2026-02-06 | Lowenthal Robert S |
Director |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. |
Restricted Class A non-voting common stock
|
100,000 |
| 2026-02-06 | Watkins Brad M |
CFO |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. |
Restricted Class A non-voting common stock
|
2,000 |
| 2026-02-06 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. |
Restricted Class A non-voting common stock
|
40,000 |
| 2026-02-06 | McNAMARA DENNIS P |
Secretary |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. |
Restricted Class A non-voting common stock
|
2,000 |
| 2026-01-28 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Other↓
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. |
Restricted Class A non-voting common stock
|
110,000 |
| 2026-01-28 | Lowenthal Robert S |
Director |
Other↓
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. |
Restricted Class A non-voting common stock
|
75,000 |
| 2026-01-28 | Lowenthal Robert S |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. |
Class A non-voting common stock
|
35,505 |
| 2026-01-28 | McNAMARA DENNIS P |
Secretary |
Other↓
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited. |
Restricted Class A non-voting common stock
|
5,000 |
| 2026-01-28 | McNAMARA DENNIS P |
Secretary |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited. |
Class A non-voting common stock
|
3,084 |
| 2026-01-28 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. |
Class A non-voting common stock
|
55,725 |
| 2025-11-28 | Lowenthal Robert S |
Director |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
11 |
| 2025-11-28 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
44 |
| 2025-09-22 | Spaulding Suzanne |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Class A non-voting common stock
|
3,000 |
| 2025-08-29 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
41 |
| 2025-08-29 | Lowenthal Robert S |
Director |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
10 |
| 2025-08-05 | McNAMARA DENNIS P |
Secretary |
Sell↓
Filing footnotes — Class A non-voting common stock (Direct)
Sold 2,000 shares at an average price of $73.81 per share |
Class A non-voting common stock
|
2,000 |
| 2025-06-10 | Friedman Paul M |
Director |
Sell↓
|
Class A non-voting common stock
(I)
|
3,500 |
| 2025-06-09 | Friedman Paul M |
Director |
Sell↓
|
Class A non-voting common stock
(I)
|
3,500 |
| 2025-06-06 | Friedman Paul M |
Director |
Sell↓
|
Class A non-voting common stock
(I)
|
3,000 |
| 2025-05-09 | Lowenthal Robert S |
Director |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
12 |
| 2025-05-09 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
47 |
| 2025-02-28 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
45 |
| 2025-02-28 | Lowenthal Robert S |
Director |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
11 |
| 2025-01-30 | Friedman Paul M |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Indirect)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan |
Class A non-voting common stock
(I)
|
1,500 |
| 2025-01-30 | Dwyer Timothy Martin |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan |
Class A non-voting common stock
|
1,500 |
| 2025-01-30 | Kanter Stacy J. |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan |
Class A non-voting common stock
|
1,500 |
| 2025-01-30 | ROTH R LAWRENCE |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan |
Class A non-voting common stock
|
1,500 |
| 2025-01-30 | Glasser Teresa |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan |
Class A non-voting common stock
|
1,500 |
| 2025-01-30 | Spaulding Suzanne |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan |
Class A non-voting common stock
|
1,500 |
| 2025-01-30 | BEHRENS EVAN |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan |
Class A non-voting common stock
|
1,500 |
| 2025-01-29 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. |
Restricted Class A non-voting common stock
|
32,500 |
| 2025-01-29 | Watkins Brad M |
CFO |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. |
Restricted Class A non-voting common stock
|
2,000 |
| 2025-01-29 | McNAMARA DENNIS P |
Secretary |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. |
Restricted Class A non-voting common stock
|
2,000 |
| 2025-01-29 | Lowenthal Robert S |
Director |
Other↑
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. |
Restricted Class A non-voting common stock
|
15,000 |
| 2025-01-28 | McNAMARA DENNIS P |
Secretary |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited. |
Class A non-voting common stock
|
3,085 |
| 2025-01-28 | Lowenthal Robert S |
Director |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. |
Class A non-voting common stock
|
19,308 |
| 2025-01-28 | McNAMARA DENNIS P |
Secretary |
Other↓
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited. |
Restricted Class A non-voting common stock
|
5,000 |
| 2025-01-28 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Other↑
Filing footnotes — Class A non-voting common stock (Direct)
The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. |
Class A non-voting common stock
|
39,689 |
| 2025-01-28 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Other↓
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. |
Restricted Class A non-voting common stock
|
77,000 |
| 2025-01-28 | Lowenthal Robert S |
Director |
Other↓
Filing footnotes — Restricted Class A non-voting common stock (Direct)
The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. |
Restricted Class A non-voting common stock
|
38,500 |
| 2024-11-22 | LOWENTHAL ALBERT G |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Class A non-voting common stock (Indirect)
The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. |
Class A non-voting common stock
(I)
|
47 |