OPY · Oppenheimer Holdings Inc · Insider Trading

$123.29 -0.54 (-0.44%) At close · Sep 11

Market Cap

$1.32B

10.71M

Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.

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Date	Insider	Role	Type	Security	Shares	Price	Value	After
2026-05-08	Lowenthal Robert S	Director	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death.	Restricted Class A non-voting common stock	100,000	—	—	305,000
2026-03-02	McNAMARA DENNIS P	Secretary	Sell↓ Filing footnotes — Class A non-voting common stock (Direct) Sold 4,673 shares at an average price of $90.67 per share	Class A non-voting common stock	4,673	$90.67	$423,701	20,177
2026-02-26	Spaulding Suzanne	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock	1,400	—	—	5,900
2026-02-26	BEHRENS EVAN	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock	1,400	—	—	7,025
2026-02-26	ROTH R LAWRENCE	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock	1,400	—	—	18,400
2026-02-26	Dwyer Timothy Martin	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock	1,400	—	—	28,400
2026-02-26	Kanter Stacy J.	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock	1,400	—	—	5,900
2026-02-26	Friedman Paul M	Director	Other↑ Filing footnotes — Class A non-voting common stock (Indirect) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock (I)	1,400	—	—	18,400
2026-02-26	Glasser Teresa	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock	1,400	—	—	18,400
2026-02-06	Lowenthal Robert S	Director	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.	Restricted Class A non-voting common stock	100,000	—	—	205,000
2026-02-06	Watkins Brad M	CFO	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.	Restricted Class A non-voting common stock	2,000	—	—	20,000
2026-02-06	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.	Restricted Class A non-voting common stock	40,000	—	—	267,500
2026-02-06	McNAMARA DENNIS P	Secretary	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.	Restricted Class A non-voting common stock	2,000	—	—	11,500
2026-01-28	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Other↓ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.	Restricted Class A non-voting common stock	110,000	—	—	227,500
2026-01-28	Lowenthal Robert S	Director	Other↓ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.	Restricted Class A non-voting common stock	75,000	—	—	105,000
2026-01-28	Lowenthal Robert S	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited.	Class A non-voting common stock	35,505	—	—	129,608
2026-01-28	McNAMARA DENNIS P	Secretary	Other↓ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.	Restricted Class A non-voting common stock	5,000	—	—	9,500
2026-01-28	McNAMARA DENNIS P	Secretary	Other↑ Filing footnotes — Class A non-voting common stock (Direct) The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.	Class A non-voting common stock	3,084	—	—	24,850
2026-01-28	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Other↑ Filing footnotes — Class A non-voting common stock (Direct) The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited.	Class A non-voting common stock	55,725	—	—	254,876
2025-11-28	Lowenthal Robert S	Director	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	11	$67.98	$748	4,273
2025-11-28	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	44	$67.98	$2,991	16,680
2025-09-22	Spaulding Suzanne	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan	Class A non-voting common stock	3,000	—	—	4,500
2025-08-29	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	41	$71.72	$2,941	16,635
2025-08-29	Lowenthal Robert S	Director	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	10	$71.72	$717	4,262
2025-08-05	McNAMARA DENNIS P	Secretary	Sell↓ Filing footnotes — Class A non-voting common stock (Direct) Sold 2,000 shares at an average price of $73.81 per share	Class A non-voting common stock	2,000	$73.81	$147,620	21,766
2025-06-10	Friedman Paul M	Director	Sell↓	Class A non-voting common stock (I)	3,500	$63.31	$221,578	17,000
2025-06-09	Friedman Paul M	Director	Sell↓	Class A non-voting common stock (I)	3,500	$63.32	$221,621	20,500
2025-06-06	Friedman Paul M	Director	Sell↓	Class A non-voting common stock (I)	3,000	$63.11	$189,320	24,000
2025-05-09	Lowenthal Robert S	Director	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	12	$63.22	$759	4,251
2025-05-09	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	47	$63.22	$2,971	16,593
2025-02-28	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	45	$65.19	$2,934	16,546
2025-02-28	Lowenthal Robert S	Director	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	11	$65.19	$717	4,239
2025-01-30	Friedman Paul M	Director	Other↑ Filing footnotes — Class A non-voting common stock (Indirect) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan	Class A non-voting common stock (I)	1,500	—	—	27,000
2025-01-30	Dwyer Timothy Martin	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan	Class A non-voting common stock	1,500	—	—	27,000
2025-01-30	Kanter Stacy J.	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan	Class A non-voting common stock	1,500	—	—	4,500
2025-01-30	ROTH R LAWRENCE	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan	Class A non-voting common stock	1,500	—	—	17,000
2025-01-30	Glasser Teresa	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan	Class A non-voting common stock	1,500	—	—	17,000
2025-01-30	Spaulding Suzanne	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan	Class A non-voting common stock	1,500	—	—	1,500
2025-01-30	BEHRENS EVAN	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan	Class A non-voting common stock	1,500	—	—	5,625
2025-01-29	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death.	Restricted Class A non-voting common stock	32,500	—	—	337,500
2025-01-29	Watkins Brad M	CFO	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.	Restricted Class A non-voting common stock	2,000	—	—	18,000
2025-01-29	McNAMARA DENNIS P	Secretary	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.	Restricted Class A non-voting common stock	2,000	—	—	14,500
2025-01-29	Lowenthal Robert S	Director	Other↑ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.	Restricted Class A non-voting common stock	15,000	—	—	180,000
2025-01-28	McNAMARA DENNIS P	Secretary	Other↑ Filing footnotes — Class A non-voting common stock (Direct) The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.	Class A non-voting common stock	3,085	—	—	23,766
2025-01-28	Lowenthal Robert S	Director	Other↑ Filing footnotes — Class A non-voting common stock (Direct) The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.	Class A non-voting common stock	19,308	—	—	94,103
2025-01-28	McNAMARA DENNIS P	Secretary	Other↓ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.	Restricted Class A non-voting common stock	5,000	—	—	12,500
2025-01-28	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Other↑ Filing footnotes — Class A non-voting common stock (Direct) The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.	Class A non-voting common stock	39,689	—	—	199,151
2025-01-28	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Other↓ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.	Restricted Class A non-voting common stock	77,000	—	—	305,000
2025-01-28	Lowenthal Robert S	Director	Other↓ Filing footnotes — Restricted Class A non-voting common stock (Direct) The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited.	Restricted Class A non-voting common stock	38,500	—	—	165,000
2024-11-22	LOWENTHAL ALBERT G	Director, CEO, 10% Owner	Buy↑ Filing footnotes — Class A non-voting common stock (Indirect) The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.	Class A non-voting common stock (I)	47	$61.85	$2,907	16,501

Legend Buy — open-market purchase Sell — open-market sale ↑ Shares acquired ↓ Shares disposed (gift, conversion, tax…)

Showing 1–50 of 205 transactions

Key facts CIK 791963 CUSIP 683797104 13F (30d) 47 filings 47 filers Visit website Investor relations