PGZ · Principal Real Estate Income Fund · Holdings

$8.73 +0.01 (+0.11%)

Market Cap

$58.37M

6.69M

Volume · Oct 20 19.87K Avg daily vol (3M) 20.49K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PGZ: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 30

Total Value: $18,677,453

Total Shares: 1,832,971

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 30 13F filers

Top Holder

27.9%

of institutional value

Top 5

63.3%

of institutional value

Top 10

85.1%

of institutional value

HHI

1,233

Broadly held

Who Holds PGZ

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 30 filers, like-for-like change +12.7%; actively managed books +13.6%; index-like books +10.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	37.9%	16	+2.1%	0	4
Bank	1.4%	3	+66.3%	0	0
Broker-dealer	1.2%	1	+13.7%	0	0
Holding company	30.3%	2	+7.9%	0	0
Unknown	29.2%	8	+35.1%	1	1

Style	Share	Filers	Change	New	Exited
Index-like	27.9%	1	+10.4%	0	0
Concentrated	0.1%	2	-95.1%	0	3
Diversified active	72.0%	27	+17.6%	1	2
Systematic-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	86.0%	21	+21.0%	1	3
Medium turnover	5.4%	6	-24.6%	0	0
High turnover	0.0%	0	-100.0%	0	1
Unknown	8.6%	3	-9.3%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.6%	3	-9.3%	0	1
Medium horizon	6.5%	2	-4.9%	0	1
Long horizon	82.7%	22	+24.2%	1	1
Unknown	2.2%	3	-62.4%	0	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	11.0%	11	-20.1%	0	1
$1B to $10B	32.9%	5	+13.1%	1	4
$10B to $100B	19.3%	8	+46.0%	0	0
$100B or more	36.8%	6	+12.7%	0	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	25.8%	13	+7.6%	0	3
Pooled investment vehicles	0.1%	1	-95.2%	0	1
Registered funds and BDCs	12.0%	2	+0.1%	0	0
Pension and profit sharing plans	0.0%	0	—	0	0
Diversified	0.0%	0	—	0	0
Unknown	62.1%	14	+20.3%	1	1

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.8%	3	+127.4%	0	1
Other private funds	9.9%	1	-0.4%	0	0
No private funds	19.2%	12	-17.6%	0	3
Real estate funds	0.0%	0	—	0	0
Unknown	62.1%	14	+20.3%	1	1

Location	Share	Filers	Change	New	Exited
United States	99.9%	28	+12.8%	1	5
Outside the US	0.1%	2	-14.0%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

30 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.005%

Mar 31, 2026: 0

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

85.1%

of 13F shares, Herfindahl 0.123

Active holders

+13.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.8 quarters

Under 1 year 29.0% 1 to 3 years 24.7% 3 years or more 46.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$10.58

estimated per share

Mar 31, 2026: $10.72

Quarter-end price

$10.29

implied by 13F values

Estimated gain or loss

-2.7%

price against the estimated cost

Estimated at a loss

55.6%

of costed 13F value

Estimated cost covers 53.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of PGZ by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.45%	-0.01 pp	30,293	3
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.45%	-0.01 pp	30,293	3

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 16 Bank 3 Broker-dealer 1 Holding company 2 Unknown 8

Showing 30 of 30

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$5,034,300

26.95%

489,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	489,242	$5,034,300	100.0%	Defined

RIVERBRIDGE PARTNERS LLC

$2,100,590

11.25%

204,139

Advisors Asset Management, Inc.

$1,784,028

9.55%

173,375

GUGGENHEIM CAPITAL LLC

$1,319,064

7.06%

128,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	123,654	$1,272,399	96.5%	Defined
SECURITY INVESTORS LLC	4,535	$46,665	3.5%	Defined

Lido Advisors, LLC

$1,194,874

6.40%

116,120

J.W. COLE ADVISORS, INC.

$1,184,800

6.34%

115,141

Closed-End Fund Advisors, Inc.

$852,269

4.56%

82,825

Shaker Financial Services, LLC

$808,722

4.33%

90,664

RAYMOND JAMES FINANCIAL INC

$768,117

4.11%

74,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	74,647	$768,117	100.0%	Defined

EVOLVE PRIVATE WEALTH, LLC

$676,495

3.62%

65,743

OSAIC HOLDINGS, INC.

$440,679

2.36%

42,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	42,326	$435,534	98.8%	Defined
Osaic Advisory Services, LLC	500	$5,145	1.2%	Defined

FIRST TRUST ADVISORS LP

$380,987

2.04%

37,025

NWF Advisory Services Inc.

$352,340

1.89%

39,500

ROBINSON CAPITAL MANAGEMENT, LLC

$268,445

1.44%

26,088

WELLS FARGO & COMPANY/MN

$231,525

1.24%

22,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	22,500	$231,525	100.0%	Defined

Cetera Investment Advisers

$231,401

1.24%

22,488

LPL Financial LLC

$220,545

1.18%

21,433

SeaCrest Wealth Management, LLC

$202,610

1.08%

19,690

Clear Creek Financial Management, LLC

$190,107

1.02%

18,475

COMMONWEALTH EQUITY SERVICES, LLC

$149,205

0.80%

14,500

Private Advisor Group, LLC

$133,255

0.71%

12,950

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$62,758

0.34%

6,099

Investors Research Corp

$22,300

0.12%

2,500

UBS Group AG

$15,527

0.08%

1,509

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,509	$15,527	100.0%	Defined

KERR FINANCIAL PLANNING Corp

$14,930

0.08%

1,451

Glass Jacobson Investment Advisors llc

$14,611

0.08%

1,420

Thomas J. Herzfeld Advisors, Inc.

$9,343

0.05%

908

TD Waterhouse Canada Inc.

$8,920

0.05%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1,000	$8,920	100.0%	Defined

HIGHLINE WEALTH PARTNERS LLC

$4,460

0.02%

500

FIFTH THIRD BANCORP

$246

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	24	$246	100.0%	Defined

Key facts CIK 1557523 CUSIP 74255X104 13F (30d) 5 filings 5 filers Visit website Investor relations