PVLA · Palvella Therapeutics, Inc. · Shareholders & Ownership

$123.92 +0.96 (+0.78%)

Russell 2000 member Rebalance outlook locked

Market Cap

$1.77B

14.41M

Volume · Oct 20 263.35K Avg daily vol (3M) 212.9K

Every disclosed holder of PVLA in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns PVLA

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	198	14,092,456	97.81%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	5	3,828,235	26.57%	Yes
Remaining	—	3,512,284	-24.38%	Negative
Registered funds (N-PORT, not summed)	188	4,828,612	33.51%	No

Shares outstanding: 14,408,407, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of PVLA

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	SUVRETTA CAPITAL MANAGEMENT, LLC 13F CIK 1569064 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,135,406	7.88%	-18,090	Jun 30, 2026	carried, not yet filed for the newest quarter
2	JENNISON ASSOCIATES LLC 13F CIK 53417 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	960,619	6.67%	+320,008	Jun 30, 2026	carried, not yet filed for the newest quarter
2.1	JENNISON ASSOCIATES LLC 13G CIK 53417 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	960,619	6.67%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	918,357	6.37%	+231,504	Jun 30, 2026	carried, not yet filed for the newest quarter
3.1	BlackRock, Inc. 13G CIK 2012383 · Holding company · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	812,953	5.64%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
3.2	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	281,586	1.95%	+92,106	Jun 30, 2026	iShares Trust, not summed
3.3	iShares Russell 2000 Growth ETF Fund S000004343 · Registered fund · Jun 30, 2026 iShares Trust, not summed	101,267	0.70%	+42,133	Jun 30, 2026	iShares Trust, not summed
3.4	BlackRock Health Sciences Opportunities Portfolio Fund S000001877 · Registered fund · May 29, 2026 BlackRock Funds, not summed	50,716	0.35%	—	May 29, 2026	BlackRock Funds, not summed
3.5	Master Small Cap Index Series Fund S000002716 · Registered fund · Jun 30, 2026 Quantitative Master Series LLC, not summed	20,508	0.14%	+8,623	Jun 30, 2026	Quantitative Master Series LLC, not summed
4	Frazier Life Sciences Management, L.P. 13F CIK 1892134 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	882,400	6.12%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
5	First Light Asset Management, LLC 13F CIK 1600004 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	771,901	5.36%	-208,857	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	First Light Asset Management, LLC 13G CIK 1600004 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	769,117	5.34%	-117,914	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
6	James N. Topper 13G CIK 1863769 · Unknown · Mar 31, 2025 Rule 13d-1(c), passive investor	690,012	4.79%	+114,120	Mar 31, 2025	Rule 13d-1(c), passive investor
7	Samsara BioCapital, L.P. 13G CIK 1699737 · Unknown · Dec 13, 2024 Rule 13d-1(c), passive investor	679,486	4.72%	—	Dec 13, 2024	Rule 13d-1(c), passive investor
8	BIOTECHNOLOGY VALUE FUND L P 13G CIK 918923 · Unknown · Jun 30, 2026 Rule 13d-1(c), passive investor	672,789	4.67%	—	Jun 30, 2026	Rule 13d-1(c), passive investor
9	BVF INC/IL 13F CIK 1056807 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	672,789	4.67%	-288,200	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	BVF PARTNERS L P/IL Insider CIK 1055947 · Dec 13, 2024 10% Owner, issuer-wide, not summed	38,961	0.27%	+29,649	Dec 13, 2024	10% Owner, issuer-wide, not summed
10	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	653,172	4.53%	+194,173	Jun 30, 2026	carried, not yet filed for the newest quarter
10.1	State Street(R) SPDR(R) S&P(R) Biotech ETF Fund S000010018 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	408,678	2.84%	+134,446	Jun 30, 2026	SPDR SERIES TRUST, not summed
10.2	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	3,600	0.03%	+900	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
10.3	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	277	0.00%	+108	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
10.4	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	53	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
11	PRICE T ROWE ASSOCIATES INC /MD/ 13F CIK 80255 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	638,868	4.43%	+236,304	Jun 30, 2026	carried, not yet filed for the newest quarter
11.1	T. Rowe Price New Horizons Fund, Inc. Fund S000002106 · Registered fund · Jun 30, 2026 T. ROWE PRICE NEW HORIZONS FUND, INC., not summed	164,144	1.14%	+82,261	Jun 30, 2026	T. ROWE PRICE NEW HORIZONS FUND, INC., not summed
11.2	T. Rowe Price Health Sciences Fund, Inc. Fund S000002088 · Registered fund · Jun 30, 2026 T. ROWE PRICE HEALTH SCIENCES FUND, INC., not summed	144,220	1.00%	-8,900	Jun 30, 2026	T. ROWE PRICE HEALTH SCIENCES FUND, INC., not summed
11.3	T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund Fund S000002074 · Registered fund · Jun 30, 2026 T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed	105,729	0.73%	+59,000	Jun 30, 2026	T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed
11.4	T. Rowe Price Health Sciences Portfolio Fund S000002083 · Registered fund · Jun 30, 2026 T. ROWE PRICE EQUITY SERIES, INC., not summed	9,807	0.07%	+380	Jun 30, 2026	T. ROWE PRICE EQUITY SERIES, INC., not summed
11.5	T. Rowe Price Integrated U.S. Small-Mid Cap Core Equity Fund Fund S000052904 · Registered fund · Jun 30, 2026 T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed	8,208	0.06%	+4,716	Jun 30, 2026	T. ROWE PRICE INTEGRATED EQUITY FUNDS, INC., not summed
12	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	513,794	3.57%	+36,500	Jun 30, 2026	carried, not yet filed for the newest quarter
13	FRONTIER CAPITAL MANAGEMENT CO LLC 13F CIK 351173 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	478,833	3.32%	+104,798	Jun 30, 2026	carried, not yet filed for the newest quarter
14	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	433,015	3.01%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
15	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	388,390	2.70%	+26,700	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
16	Woodline Partners LP 13F CIK 1784547 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	317,517	2.20%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
17	ORBIMED ADVISORS LLC 13F CIK 1055951 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	292,360	2.03%	+157,760	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Federated Hermes Kaufmann Fund Fund S000009729 · Registered fund · Jul 31, 2026 Federated Hermes Equity Funds, not summed	276,556	1.92%	0	Jul 31, 2026	Federated Hermes Equity Funds, not summed
19	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	276,164	1.92%	+70,555	Jun 30, 2026	carried, not yet filed for the newest quarter
20	Siren, L.L.C. 13F CIK 2005245 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	257,485	1.79%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
21	PRIMECAP MANAGEMENT CO/CA/ 13F CIK 763212 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	256,182	1.78%	+61,152	Jun 30, 2026	carried, not yet filed for the newest quarter
21.1	PRIMECAP Odyssey Aggressive Growth Fund Fund S000005541 · Registered fund · Jul 31, 2026 PRIMECAP Odyssey Funds, not summed	209,825	1.46%	+33,150	Jul 31, 2026	PRIMECAP Odyssey Funds, not summed
22	ALLIANCEBERNSTEIN L.P. 13F CIK 1109448 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	253,168	1.76%	-9,667	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	AB Small Cap Growth Portfolio Fund S000010309 · Registered fund · Jun 30, 2026 AB CAP FUND, INC., not summed	109,498	0.76%	-1,347	Jun 30, 2026	AB CAP FUND, INC., not summed
22.2	Small Cap Core Portfolio Fund S000051867 · Registered fund · Jun 30, 2026 Bernstein Fund Inc, not summed	21,576	0.15%	0	Jun 30, 2026	Bernstein Fund Inc, not summed
22.3	AB Small Cap Growth Portfolio Fund S000010435 · Registered fund · Jun 30, 2026 AB VARIABLE PRODUCTS SERIES FUND, INC., not summed	1,977	0.01%	-181	Jun 30, 2026	AB VARIABLE PRODUCTS SERIES FUND, INC., not summed
23	EVENTIDE ASSET MANAGEMENT, LLC 13F CIK 1442891 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	231,484	1.61%	-1,764	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Eventide Healthcare & Life Sciences Fund Fund S000039514 · Registered fund · Jun 30, 2026 MUTUAL FUND SERIES TRUST, not summed	231,484	1.61%	0	Jun 30, 2026	MUTUAL FUND SERIES TRUST, not summed
24	EMERALD ADVISERS, LLC 13F CIK 1015083 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	229,486	1.59%	+67,986	Jun 30, 2026	carried, not yet filed for the newest quarter
25	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	214,841	1.49%	-967	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Fidelity Small Cap Growth Fund Fund S000007193 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	143,740	1.00%	+14,300	Jul 31, 2026	Fidelity Securities Fund, not summed
25.2	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	120,068	0.83%	+43,300	Jul 31, 2026	Fidelity Salem Street Trust, not summed
25.3	Fidelity Small Cap Growth K6 Fund Fund S000057285 · Registered fund · Jul 31, 2026 Fidelity Securities Fund, not summed	74,980	0.52%	+9,400	Jul 31, 2026	Fidelity Securities Fund, not summed
25.4	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	47,929	0.33%	+7,597	May 31, 2026	Fidelity Concord Street Trust, not summed
25.5	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	17,334	0.12%	+2,634	May 31, 2026	Fidelity Concord Street Trust, not summed
26	MPM BIOIMPACT LLC 13F CIK 1687078 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	204,027	1.42%	-2,377	Jun 30, 2026	carried, not yet filed for the newest quarter
27	PGIM Jennison Small Company Fund Fund S000004629 · Registered fund · Jun 30, 2026 Prudential Jennison Small Co Fund, Inc., not summed	202,900	1.41%	+149,629	Jun 30, 2026	Prudential Jennison Small Co Fund, Inc., not summed
28	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	201,514	1.40%	+7,335	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	4,017	0.03%	+54	May 31, 2026	Goldman Sachs ETF Trust, not summed
28.2	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	1,529	0.01%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
28.3	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	852	0.01%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
28.4	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Jun 30, 2026 GOLDMAN SACHS TRUST, not summed	645	0.00%	-580	Jun 30, 2026	GOLDMAN SACHS TRUST, not summed
29	PGIM Jennison Health Sciences Fund Fund S000004380 · Registered fund · May 29, 2026 Prudential Sector Funds, Inc., not summed	183,037	1.27%	0	May 29, 2026	Prudential Sector Funds, Inc., not summed
30	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	181,428	1.26%	+53,441	Jun 30, 2026	carried, not yet filed for the newest quarter
31	First Turn Management, LLC 13F CIK 1993440 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	156,450	1.09%	+8,357	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Bellevue Group AG 13F CIK 1674546 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	155,000	1.08%	+155,000	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Federated Hermes Kaufmann Small Cap Fund Fund S000009730 · Registered fund · Jul 31, 2026 Federated Hermes Equity Funds, not summed	150,500	1.04%	0	Jul 31, 2026	Federated Hermes Equity Funds, not summed
34	JENKINS GEORGE M Insider CIK 1271081 · Oct 14, 2026 Director, issuer-wide, not summed	146,132	1.01%	-27,500	Oct 14, 2026	Director, issuer-wide, not summed
35	Dellora Investments LP 13G CIK 1943462 · Registered investment adviser · Dec 13, 2024 Rule 13d-1(b), qualified institution	141,079	0.98%	—	Dec 13, 2024	Rule 13d-1(b), qualified institution
35.1	Dellora Investments LP Insider CIK 1943462 · Nov 6, 2024 Insider, issuer-wide, not summed	141,079	0.98%	—	Nov 6, 2024	Insider, issuer-wide, not summed
36	EMERALD MUTUAL FUND ADVISERS TRUST 13F CIK 1352895 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	129,847	0.90%	+24,027	Jun 30, 2026	carried, not yet filed for the newest quarter
36.1	Emerald Growth Fund Fund S000036390 · Registered fund · Apr 30, 2026 FINANCIAL INVESTORS TRUST, not summed	52,070	0.36%	—	Apr 30, 2026	FINANCIAL INVESTORS TRUST, not summed
37	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	128,962	0.90%	+38,104	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Aberdeen Group plc 13F CIK 1716774 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	120,238	0.83%	+39,157	Jun 30, 2026	carried, not yet filed for the newest quarter
39	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	113,586	0.79%	+10,116	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
40	Davis Todd C Insider CIK 1392029 · Dec 13, 2024 Director, Chief Executive Officer, issuer-wide, not summed	112,547	0.78%	—	Dec 13, 2024	Director, Chief Executive Officer, issuer-wide, not summed
41	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	97,193	0.67%	+32,822	Jun 30, 2026	carried, not yet filed for the newest quarter
41.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	5,550	0.04%	+2,062	Jun 30, 2026	Northern Funds, not summed
41.2	Small Cap Core Fund Fund S000001244 · Registered fund · Jun 30, 2026 Northern Funds, not summed	1,298	0.01%	—	Jun 30, 2026	Northern Funds, not summed
42	SmallCap Growth Fund I Fund S000007175 · Registered fund · Jul 31, 2026 Principal Funds, Inc, not summed	92,731	0.64%	+20,915	Jul 31, 2026	Principal Funds, Inc, not summed
43	NEXTBio Capital Management LP 13F CIK 2038158 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	89,909	0.62%	+7,223	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Clio Asset Management LLC 13F CIK 1986196 · Registered investment adviser · Sep 30, 2026	86,012	0.60%	-331	Sep 30, 2026
45	NEUBERGER BERMAN GROUP LLC 13F CIK 1465109 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	83,107	0.58%	+34,004	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	Neuberger Small Cap Growth Fund Fund S000007839 · Registered fund · May 31, 2026 NEUBERGER BERMAN EQUITY FUNDS, not summed	41,226	0.29%	+15,110	May 31, 2026	NEUBERGER BERMAN EQUITY FUNDS, not summed
46	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	73,995	0.51%	+9,212	Jun 30, 2026	carried, not yet filed for the newest quarter
47	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	72,526	0.50%	-32,011	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Avidity Partners Management LP 13F CIK 1791827 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	70,000	0.49%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
49	AWM Investment Company, Inc. 13F CIK 1535264 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	69,416	0.48%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
50	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 13F CIK 861177 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	67,469	0.47%	-2,432	Jun 30, 2026	carried, not yet filed for the newest quarter
50.1	PACE Small/Medium Co Growth Equity Investments Fund S000002974 · Registered fund · Jul 31, 2026 PACE SELECT ADVISORS TRUST, not summed	3,499	0.02%	+430	Jul 31, 2026	PACE SELECT ADVISORS TRUST, not summed

26 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 287 holders

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Key facts CIK 1583648 CUSIP 697947109 13F (30d) 13 filings 13 filers Visit website Investor relations