RIGL · Rigel Pharmaceuticals Inc · Shareholders & Ownership

$41.27 +1.62 (+4.09%) Play latest call Q3 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$746.61M

18.83M

Volume · Nov 9 41.8K Avg daily vol (3M) 260.25K

Every disclosed holder of RIGL in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns RIGL

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

No chart: the summed disclosures exceed shares outstanding, so they are not parts of one whole.

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	167	16,851,940	89.50%	Yes
Insiders (Forms 3, 4, 5)	12	615,567	3.27%	Yes
13D/G-only blocks	1	1,843,504	9.79%	Yes
Remaining	—	481,039	-2.55%	Negative
Registered funds (N-PORT, not summed)	192	5,831,715	30.97%	No

Shares outstanding: 18,829,972, the issuer's latest cover-page count restated onto today's split basis.

Remaining is negative: the summed disclosures exceed shares outstanding, as when filings are dated at different times or holders that do not disclose their links count the same shares. It is flagged, not clipped.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of RIGL

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,939,818	10.30%	+170,911	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares Russell 2000 ETF Fund S000004344 · Registered fund · Jun 30, 2026 iShares Trust, not summed	481,966	2.56%	+43,063	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell 2000 Value ETF Fund S000004342 · Registered fund · Jun 30, 2026 iShares Trust, not summed	172,468	0.92%	—	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Biotechnology ETF Fund S000004350 · Registered fund · Jun 30, 2026 iShares Trust, not summed	126,160	0.67%	-4,871	Jun 30, 2026	iShares Trust, not summed
1.4	BlackRock Advantage Small Cap Core Fund Fund S000039982 · Registered fund · Aug 31, 2026 BlackRock Funds, not summed	110,569	0.59%	+19,711	Aug 31, 2026	BlackRock Funds, not summed
1.5	iShares Micro-Cap ETF Fund S000004439 · Registered fund · Jun 30, 2026 iShares Trust, not summed	61,494	0.33%	+16,399	Jun 30, 2026	iShares Trust, not summed
2	Soleus Capital Management, L.P. 13F CIK 1802630 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,843,504	9.79%	+1,833,504	Jun 30, 2026	carried, not yet filed for the newest quarter
3	Soleus Capital Master Fund, L.P. 13G CIK 1812275 · Unknown · Jun 30, 2026 Rule 13d-1(c), passive investor	1,843,504	9.79%	+875,396	Jun 30, 2026	Rule 13d-1(c), passive investor
4	ARMISTICE CAPITAL, LLC 13F CIK 1601086 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,672,000	8.88%	+392,000	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	ARMISTICE CAPITAL, LLC 13G CIK 1601086 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	1,672,000	8.88%	+392,000	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
5	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,039,994	5.52%	-80,244	Jun 30, 2026	carried, not yet filed for the newest quarter
5.1	State Street(R) SPDR(R) S&P(R) Biotech ETF Fund S000010018 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	650,331	3.45%	-58,445	Jun 30, 2026	SPDR SERIES TRUST, not summed
5.2	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	6,368	0.03%	+500	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
5.3	State Street Total Return V.I.S. Fund Fund S000001637 · Registered fund · Jun 30, 2026 STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed	485	0.00%	+85	Jun 30, 2026	STATE STREET VARIABLE INSURANCE SERIES FUNDS INC, not summed
5.4	State Street Balanced Index Fund Fund S000082802 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	125	0.00%	0	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
6	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Sep 30, 2026	787,408	4.18%	+65,742	Sep 30, 2026
6.1	LSV Small Cap Value Fund Fund S000039922 · Registered fund · Jul 31, 2026 ADVISORS' INNER CIRCLE FUND, not summed	73,700	0.39%	0	Jul 31, 2026	ADVISORS' INNER CIRCLE FUND, not summed
7	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	785,107	4.17%	+20,914	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Avantis U.S. Small Cap Value ETF Fund S000066459 · Registered fund · Aug 31, 2026 American Century ETF Trust, not summed	783,687	4.16%	+188,798	Aug 31, 2026	American Century ETF Trust, not summed
9	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	741,718	3.94%	+197,287	Jun 30, 2026	carried, not yet filed for the newest quarter
10	ACADIAN ASSET MANAGEMENT LLC 13F CIK 916542 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	591,686	3.14%	-74,740	Jun 30, 2026	carried, not yet filed for the newest quarter
11	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	555,846	2.95%	+13,800	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
12	D. E. Shaw & Co., Inc. 13F CIK 1009207 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	542,539	2.88%	+96,861	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Assenagon Asset Management S.A. 13F CIK 1546007 · Unknown · Sep 30, 2026	535,685	2.84%	+535,685	Sep 30, 2026
14	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Sep 30, 2026	482,976	2.56%	-199	Sep 30, 2026
15	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	367,393	1.95%	-230,985	Jun 30, 2026	carried, not yet filed for the newest quarter
16	RODRIGUEZ RAUL R Insider CIK 1190279 · Sep 1, 2026 Director, CEO, President, issuer-wide	273,362	1.45%	-6,231	Sep 1, 2026	Director, CEO, President, issuer-wide
17	CM Management, LLC 13F CIK 1841857 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	250,000	1.33%	+15,000	Jun 30, 2026	carried, not yet filed for the newest quarter
18	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	233,728	1.24%	+86,193	Jun 30, 2026	carried, not yet filed for the newest quarter
19	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	226,780	1.20%	-212,321	Jun 30, 2026	carried, not yet filed for the newest quarter
19.1	Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF Fund S000048296 · Registered fund · Aug 31, 2026 Goldman Sachs ETF Trust, not summed	31,373	0.17%	+7,600	Aug 31, 2026	Goldman Sachs ETF Trust, not summed
19.2	Goldman Sachs Small Cap Equity Insights Fund Fund S000009329 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	11,802	0.06%	-8,960	Jul 31, 2026	Goldman Sachs Trust, not summed
19.3	Goldman Sachs Absolute Return Tracker Fund Fund S000020314 · Registered fund · Aug 31, 2026 GOLDMAN SACHS TRUST, not summed	4,783	0.03%	-3,308	Aug 31, 2026	GOLDMAN SACHS TRUST, not summed
19.4	Goldman Sachs Small Cap Growth Insights Fund Fund S000014930 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	4,769	0.03%	-7,184	Jul 31, 2026	Goldman Sachs Trust, not summed
19.5	Goldman Sachs Small Cap Value Insights Fund Fund S000014929 · Registered fund · Jul 31, 2026 Goldman Sachs Trust, not summed	4,421	0.02%	—	Jul 31, 2026	Goldman Sachs Trust, not summed
20	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	212,415	1.13%	+8,047	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
21	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	207,578	1.10%	-198,229	Jun 30, 2026	carried, not yet filed for the newest quarter
22	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 13F CIK 921739 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	195,000	1.04%	+195,000	Jun 30, 2026	carried, not yet filed for the newest quarter
22.1	Nomura Healthcare Fund Fund S000018873 · Registered fund · Jun 30, 2026 Delaware Group Equity Funds IV, not summed	160,000	0.85%	0	Jun 30, 2026	Delaware Group Equity Funds IV, not summed
22.2	Optimum Small-Mid Cap Value Fund Fund S000002425 · Registered fund · Jun 30, 2026 Optimum Fund Trust, not summed	35,000	0.19%	0	Jun 30, 2026	Optimum Fund Trust, not summed
23	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	186,049	0.99%	+87,181	Jun 30, 2026	carried, not yet filed for the newest quarter
24	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	154,627	0.82%	-22,223	Jun 30, 2026	carried, not yet filed for the newest quarter
24.1	Schwab U.S. Small-Cap ETF Fund S000026636 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	88,384	0.47%	-975	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
24.2	Schwab Small-Cap Index Fund Fund S000005912 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	44,651	0.24%	+5,583	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
24.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	11,579	0.06%	0	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
24.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · Aug 31, 2026 SCHWAB STRATEGIC TRUST, not summed	10,304	0.05%	0	Aug 31, 2026	SCHWAB STRATEGIC TRUST, not summed
25	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	146,381	0.78%	+11,811	Jun 30, 2026	carried, not yet filed for the newest quarter
25.1	Small Cap Index Fund Fund S000001245 · Registered fund · Jun 30, 2026 Northern Funds, not summed	9,325	0.05%	+551	Jun 30, 2026	Northern Funds, not summed
26	RENAISSANCE TECHNOLOGIES LLC 13F CIK 1037389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	145,846	0.77%	-192,595	Jun 30, 2026	carried, not yet filed for the newest quarter
27	O'SHAUGHNESSY ASSET MANAGEMENT, LLC 13F CIK 1423442 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	131,177	0.70%	+5,515	Jun 30, 2026	carried, not yet filed for the newest quarter
28	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	124,801	0.66%	+33,793	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	AQR Small Cap Multi-Style Fund Fund S000040064 · Registered fund · Jun 30, 2026 AQR Funds, not summed	40,356	0.21%	+24,916	Jun 30, 2026	AQR Funds, not summed
28.2	AQR Small Cap Momentum Style Fund Fund S000025644 · Registered fund · Mar 31, 2026 AQR Funds, not summed	3,869	0.02%	—	Mar 31, 2026	AQR Funds, not summed
29	BRIDGEWAY CAPITAL MANAGEMENT, LLC 13F CIK 1107261 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	124,184	0.66%	+124,184	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Omni Small-Cap Value Fund Fund S000033567 · Registered fund · Jun 30, 2026 Bridgeway Funds, Inc., not summed	45,000	0.24%	—	Jun 30, 2026	Bridgeway Funds, Inc., not summed
30	Nuveen, LLC 13F CIK 1871926 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	123,961	0.66%	-213,466	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	Nuveen Small Cap Blend Index Fund Fund S000005367 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	24,462	0.13%	+3,875	Jul 31, 2026	TIAA-CREF Funds, not summed
30.2	Nuveen Equity Index Fund Fund S000005360 · Registered fund · Jul 31, 2026 TIAA-CREF Funds, not summed	20,811	0.11%	-10,362	Jul 31, 2026	TIAA-CREF Funds, not summed
30.3	Nuveen Life Small Cap Equity Fund Fund S000005093 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	1,477	0.01%	-2,998	Jun 30, 2026	TIAA-CREF Life Funds, not summed
30.4	TIAA Separate Account VA-1 - Stock Index Account Fund S000005098 · Registered fund · Jun 30, 2026 TIAA Separate Account VA-1, not summed	332	0.00%	0	Jun 30, 2026	TIAA Separate Account VA-1, not summed
30.5	Nuveen Life Stock Index Fund Fund S000005094 · Registered fund · Jun 30, 2026 TIAA-CREF Life Funds, not summed	246	0.00%	0	Jun 30, 2026	TIAA-CREF Life Funds, not summed
31	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	123,506	0.66%	-20,625	Jun 30, 2026	carried, not yet filed for the newest quarter
32	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	123,364	0.66%	+9,486	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	Putnam Dynamic Asset Allocation Growth Fund Fund S000000780 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	5,523	0.03%	+502	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
32.2	Putnam Dynamic Asset Allocation Balanced Fund Fund S000000778 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	3,769	0.02%	+341	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
32.3	Franklin Small Cap Enhanced ETF Fund S000097279 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	3,000	0.02%	-367	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
32.4	Franklin U.S. Small Cap Multifactor Index ETF Fund S000057202 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	1,323	0.01%	+69	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
32.5	Putnam Dynamic Asset Allocation Conservative Fund Fund S000000779 · Registered fund · Jun 30, 2026 Putnam Asset Allocation Funds, not summed	595	0.00%	+54	Jun 30, 2026	Putnam Asset Allocation Funds, not summed
33	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	122,954	0.65%	+72,878	Jun 30, 2026	carried, not yet filed for the newest quarter
34	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	121,733	0.65%	-2,279	Jun 30, 2026	carried, not yet filed for the newest quarter
35	GLOBEFLEX CAPITAL L P 13F CIK 921531 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	112,672	0.60%	-105,167	Jun 30, 2026	carried, not yet filed for the newest quarter
36	RITHOLTZ WEALTH MANAGEMENT 13F CIK 1698218 · Registered investment adviser · Sep 30, 2026	107,590	0.57%	+13,140	Sep 30, 2026
37	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Sep 30, 2026	107,352	0.57%	-857	Sep 30, 2026
38	VANGUARD RUSSELL 2000 INDEX FUND Fund S000030003 · Registered fund · Aug 31, 2026 VANGUARD SCOTTSDALE FUNDS, not summed	105,292	0.56%	+13,379	Aug 31, 2026	VANGUARD SCOTTSDALE FUNDS, not summed
39	DIMENSIONAL FUND ADVISORS LP 13F CIK 354204 · Registered investment adviser · Sep 30, 2026	100,717	0.53%	-127,234	Sep 30, 2026
39.1	Dimensional U.S. Small Cap ETF Fund S000070906 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	32,659	0.17%	-25,730	Jul 31, 2026	Dimensional ETF Trust, not summed
39.2	U.S. MICRO CAP PORTFOLIO Fund S000000948 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	32,238	0.17%	-3,762	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
39.3	U.S. SMALL CAP PORTFOLIO Fund S000000971 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	18,054	0.10%	-52,600	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
39.4	Dimensional U.S. Core Equity 2 ETF Fund S000070903 · Registered fund · Jul 31, 2026 Dimensional ETF Trust, not summed	16,178	0.09%	-1,329	Jul 31, 2026	Dimensional ETF Trust, not summed
39.5	U.S. CORE EQUITY 2 PORTFOLIO Fund S000000980 · Registered fund · Jul 31, 2026 DFA INVESTMENT DIMENSIONS GROUP INC, not summed	9,472	0.05%	-8,855	Jul 31, 2026	DFA INVESTMENT DIMENSIONS GROUP INC, not summed
40	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	96,112	0.51%	+16,139	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	Fidelity Small Cap Index Fund Fund S000033638 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	201,443	1.07%	+23,746	Jul 31, 2026	Fidelity Salem Street Trust, not summed
40.2	Fidelity Enhanced Small Cap Core ETF Fund S000081807 · Registered fund · Jun 30, 2026 Fidelity Covington Trust, not summed	91,888	0.49%	+23,916	Jun 30, 2026	Fidelity Covington Trust, not summed
40.3	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	90,422	0.48%	-3,693	Aug 31, 2026	Fidelity Concord Street Trust, not summed
40.4	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	34,553	0.18%	+1,022	Aug 31, 2026	Fidelity Concord Street Trust, not summed
40.5	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · Aug 31, 2026 Fidelity Concord Street Trust, not summed	28,569	0.15%	+975	Aug 31, 2026	Fidelity Concord Street Trust, not summed
41	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	93,689	0.50%	-170,721	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Hennion & Walsh Asset Management, Inc. 13F CIK 1861642 · Investment adviser · Sep 30, 2026	90,824	0.48%	+2,980	Sep 30, 2026
43	Jupiter Topco LLC 13F CIK 2146052 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	88,198	0.47%	-47,679	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Pacer Advisors, Inc. 13F CIK 1616667 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	86,146	0.46%	-28,240	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Pacer US Small Cap Cash Cows 100 ETF Fund S000055468 · Registered fund · Jul 31, 2026 Pacer Funds Trust, not summed	84,790	0.45%	-28,490	Jul 31, 2026	Pacer Funds Trust, not summed
46	Schorno Dean L Insider CIK 1509688 · Sep 2, 2026 EVP & Chief Financial Officer, issuer-wide	82,962	0.44%	+4,172	Sep 2, 2026	EVP & Chief Financial Officer, issuer-wide
47	FIRST TRUST ADVISORS LP 13F CIK 1125816 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	81,342	0.43%	+14,673	Jun 30, 2026	carried, not yet filed for the newest quarter
47.1	First Trust Dow Jones Select MicroCap Index Fund Fund S000010772 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund, not summed	61,405	0.33%	+3,688	Jun 30, 2026	First Trust Exchange-Traded Fund, not summed
47.2	First Trust Active Factor Small Cap ETF Fund S000066790 · Registered fund · Aug 31, 2026 First Trust Exchange-Traded Fund VIII, not summed	21,243	0.11%	+4,022	Aug 31, 2026	First Trust Exchange-Traded Fund VIII, not summed
47.3	First Trust Small Cap BuyWrite Income ETF Fund S000090516 · Registered fund · Jun 30, 2026 First Trust Exchange-Traded Fund VI, not summed	1,285	0.01%	+1,218	Jun 30, 2026	First Trust Exchange-Traded Fund VI, not summed
48	Empowered Funds, LLC 13F CIK 1592828 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	79,184	0.42%	-3,439	Jun 30, 2026	carried, not yet filed for the newest quarter
48.1	EA Bridgeway Omni Small-Cap Value ETF Fund S000078089 · Registered fund · Jun 30, 2026 EA Series Trust, not summed	79,184	0.42%	—	Jun 30, 2026	EA Series Trust, not summed
49	Squarepoint Ops LLC 13F CIK 1642575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	66,658	0.35%	+38,550	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Lionhunter Capital Management, LLC 13F CIK 2137268 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	63,045	0.33%	—	Jun 30, 2026	carried, not yet filed for the newest quarter

29 more nested rows are not shown here; Every filing lists them all.

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

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Key facts CIK 1034842 CUSIP 766559702 13F (30d) 79 filings 60 filers Visit website Investor relations