TPST · Tempest Therapeutics, Inc. · Holdings
$0.81
+0.01 (+0.63%)
At close · Oct 2
Return incl. dividend (before tax)
Going-concern doubt
— flagged Aug 13, 2026
Substantial doubt about the company's ability to continue as a going concern.
“We expect that our existing cash and cash equivalents will fund our projected operating expense requirements through less than 12 months from the date our consolidated financial statements were available to be issued. Accordingly, there is substantial doubt regarding our ability to continue as a going concern for a period of 12 months from the date of the issuance of the Consolidated Financial Statements included elsewhere in this Quarterly Report on Form 10-Q.”View the 10-Q filed Aug 13, 2026
Market Cap
$12.28M
Shares
14.81M
Volume · Oct 2
2.27M
Avg daily vol (3M)
2.59M
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.
Holders: 21
Total Value: $1,436,726
Total Shares: 1,294,357
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 21 13F filers · Δ vs Mar 31, 2026Top Holder
39.5%
+5.2 pts
Top 5
90.4%
+1.7 pts
Top 10
99.4%
+0.3 pts
HHI
2,414
Moderately concentrated+103
Quarterly Activity
vs Mar 31, 2026
New
4
Increased
5
Decreased
3
Sold Out
5
Unchanged
9
Holder count:
-1
Institutional value:
+11.3%
Shares held:
+64.5%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Micro SABBY MANAGEMENT, LLC | +493,430 | 511,286 | |
| Mega NORTHERN TRUST CORP | +6,083 | 20,136 | |
| Mid Tower Research Capital LLC (TRC) | +1,132 | 3,922 | |
| Mega UBS Group AG | +1,103 | 5,636 | |
| Mega ROYAL BANK OF CANADA | +1 | 28 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega GEODE CAPITAL MANAGEMENT, LLC | −365 | 86,625 | |
| Mega MORGAN STANLEY | −36 | 2,022 | |
| Large OSAIC HOLDINGS, INC. | −16 | 1,513 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Large Squarepoint Ops LLC | 30,900 | $34,299 | |
| Mega CITADEL ADVISORS LLC | 19,820 | $22,000 | |
| Mega BARCLAYS PLC | 222 | $246 | |
| Small Caitong International Asset Management Co., Ltd | 3 | $3 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega FMR LLC | 33,225 | $54,489 | |
| Mega DIMENSIONAL FUND ADVISORS LP | 11,444 | $18,768 | |
| Mega Vanguard Global Advisers, LLC | 168 | $275 | |
| Mega CITIGROUP INC | 8 | $13 | |
| Mega JPMORGAN CHASE & CO | 5 | $8 |