TRAD · APEX Tech Acquisition Inc. · Shareholders & Ownership
$10.10
+0.00 (+0.00%)
At close · Nov 6
Return incl. dividend (before tax)
Going-concern doubt
— flagged Jul 15, 2026
Substantial doubt about the company's ability to continue as a going concern.
“The Company lacks the financial resources it needs to sustain operations for a reasonable period of time, which is considered to be one year from the date of the issuance of the financial statements. Therefore, management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.”View the 10-Q filed Jul 15, 2026
Market Cap
$147.83M
Shares
14.64M
Volume · Nov 6
3489
Avg daily vol (3M)
25.46K
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Every disclosed holder of TRAD in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns TRAD
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 8,125,708 | 55.51% |
| Insiders (Forms 3, 4, 5) | 2,875,000 | 19.64% |
| 13D/G-only blocks | 2,583,154 | 17.65% |
| Remaining | 1,053,138 | 7.20% |
| Registered funds (N-PORT, not summed) | 334,973 | 2.29% |
Shares outstanding: 14,637,000, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of TRAD
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
APEX INNOVATION ACQUISITION CORP.
13D
CIK 2105334 · Unknown · Feb 27, 2026
Item 4 purpose: Other
not summed
|
3,008,254 | ||
| 2 |
Liu Shaoren
Insider
CIK 2004972 · Feb 25, 2026
Director, Chief Executive Officer, 10% Owner, issuer-wide
|
2,875,000 | ||
| 3 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,171,450 | ||
| 3.1 |
Karpus Management, Inc.
13G
CIK 1048703 · Investment adviser · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
1,171,450 | ||
| 4 |
GOLDMAN SACHS GROUP INC
13G
CIK 886982 · Holding company · Jun 30, 2026
Rule 13d-1(b), qualified institution
|
1,076,558 | ||
| 5 |
HIGHBRIDGE CAPITAL MANAGEMENT LLC
13F
CIK 919185 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,063,727 | ||
| 6 |
Polar Asset Management Partners Inc.
13G
CIK 1326389 · Registered investment adviser · Mar 31, 2026
Rule 13d-1(b), qualified institution
|
850,000 | ||
| 7 |
Westchester Capital Management, LLC
13F
CIK 1512805 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
700,000 | ||
| 8 |
|
656,596 | ||
| 9 |
ARISTEIA CAPITAL, L.L.C.
13F
CIK 1080171 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
450,000 | ||
| 10 |
Crossingbridge Advisors, LLC
13F
CIK 1770024 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
450,000 | ||
| 11 |
Magnetar Financial LLC
13F
CIK 1352851 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
450,000 | ||
| 12 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
450,000 | ||
| 13 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Sep 30, 2026
|
446,802 | ||
| 14 |
WHITEBOX ADVISORS LLC
13F
CIK 1257391 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
350,000 | ||
| 15 |
GABELLI & Co INVESTMENT ADVISERS, INC.
13F
CIK 932724 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
344,000 | ||
| 16 |
L1 Global Manager Pty Ltd
13F
CIK 1878742 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
250,000 | ||
| 17 |
BERKLEY W R CORP
13F
CIK 11544 · Insurance company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
248,500 | ||
| 18 |
Shaolin Capital Management LLC
13F
CIK 1766806 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
235,135 | ||
| 19 |
GLAZER CAPITAL, LLC
13F
CIK 1076809 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
216,634 | ||
| 20 |
BOOTHBAY FUND MANAGEMENT, LLC
13F
CIK 1549230 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
200,000 | ||
| 21 |
TrueMark Investments, LLC
13F
CIK 1974457 · Registered investment adviser · Sep 30, 2026
|
194,007 | ||
| 21.1 |
TrueShares ConVequity ETF
Fund
S000093291 · Registered fund · Jul 31, 2026
Elevation Series Trust, not summed
|
195,050 | ||
| 22 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
181,250 | ||
| 23 |
Cable Car Capital, LP
13F
CIK 1699575 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
175,000 | ||
| 24 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
148,062 | ||
| 25 |
Limestone Investment Advisors LP
13F
CIK 2075597 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
143,251 | ||
| 26 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
90,000 | ||
| 27 |
HEIGHTS CAPITAL MANAGEMENT, INC
13F
CIK 1081698 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
75,000 | ||
| 28 |
Schonfeld Strategic Advisors LLC
13F
CIK 1665241 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,221 | ||
| 29 |
Destinations Low Duration Fixed Income Fund
Fund
S000056107 · Registered fund · Aug 31, 2026
Brinker Capital Destinations Trust, not summed
|
34,000 | ||
| 30 |
ABC ARBITRAGE SA
13F
CIK 2049221 · Unknown · Sep 30, 2026
|
30,000 | ||
| 31 |
MIZUHO SECURITIES USA LLC
13F
CIK 812291 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
29,450 | ||
| 32 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
21,498 | ||
| 33 |
D. E. Shaw & Co., Inc.
13F
CIK 1009207 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,221 | ||
| 34 |
GABELLI FUNDS LLC
13F
CIK 1081407 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,000 | ||
| 35 |
Global Multi-Strategy Fund
Fund
S000033960 · Registered fund · Aug 31, 2026
Principal Funds, Inc, not summed
|
15,923 | ||
| 36 |
PNC FINANCIAL SERVICES GROUP, INC.
13F
CIK 713676 · Bank · Sep 30, 2026
|
4,500 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.