VERI · Veritone, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The Company's ability to continue as a going concern is dependent on its ability to generate significant cash flows, obtain sufficient proceeds from any future offerings of securities, and/or obtain alternative financing prior to the maturity of the Convertible Notes in November 2026.”View the 10-Q filed May 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-14 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Performance Stock Unit (Direct)
Consists of performance stock units representing the contingent right to receive shares of the issuer's common stock upon vesting. Performance stock units representing shares of the issuer's common stock vest in three substantially equal installments upon the achievement of milestone stock price goals of $1.8825 per share, $3.7650 per share and $5.6475 per share (each, a "Milestone Price") within specified performance periods, as certified by the compensation committee of the issuer's board of directors. Achievement of each Milestone Price is measured using the volume-weighted average closing price of the issuer's common stock over the 90-calendar day period ending on the last day of the applicable performance period. |
Performance Stock Unit
|
925,000 |
| 2026-07-14 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of July 7, 2027, July 7, 2028 and July 7, 2029, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
925,000 |
| 2026-07-07 | Keithley Michael |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders. |
Common Stock
|
120,000 |
| 2026-07-07 | Taketa Richard H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028. |
Common Stock
|
120,000 |
| 2026-07-07 | KURTZ KNUTE P. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders. |
Common Stock
|
120,000 |
| 2026-07-07 | Taketa Richard H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders. |
Common Stock
|
120,000 |
| 2026-07-07 | Zilis Michael |
Executive VP & CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders. |
Common Stock
|
120,000 |
| 2026-07-07 | Zilis Michael |
Executive VP & CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028. |
Common Stock
|
120,000 |
| 2026-07-07 | Keithley Michael |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028. |
Common Stock
|
120,000 |
| 2026-07-07 | Morales Francisco |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders. |
Common Stock
|
120,000 |
| 2026-07-07 | KURTZ KNUTE P. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028. |
Common Stock
|
120,000 |
| 2026-07-07 | Morales Francisco |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive upon vesting a total of 120,000 shares of the issuer's common stock. Fifty percent of such RSUs will vest on the earlier of July 7, 2027, or the day immediately preceding the date of the issuer's 2027 annual meeting of stockholders and 50% of such RSUs will vest on March 14, 2028. |
Common Stock
|
120,000 |
| 2026-02-19 | Zemetra Michael Leonard |
EVP, CFO & TREASURER |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2027, January 1, 2028 and January 1, 2029, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
137,500 |
| 2026-02-19 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2027, January 1, 2028 and January 1, 2029, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
443,333 |
| 2026-01-02 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
73,538 |
| 2026-01-02 | Zemetra Michael Leonard |
EVP, CFO & TREASURER |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Includes 5,000 shares acquired through the issuer's Employee Stock Purchase Plan. |
Common Stock
|
35,981 |
| 2025-08-12 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Common Stock (Indirect)
The shares were issued pursuant to a securities purchase agreement, dated June 30, 2025, between the Issuer and the Reporting Person, pursuant to which the Reporting Person agreed to purchase from the Issuer, and the Issuer agreed to issue and sell to the Reporting Person, shares of the Issuer's common stock for a gross aggregate offering price of $1.0 million, at a price per share equal to the greater of (i) $1.41 (representing the consolidated closing bid price of the Issuer's common stock on June 27, 2025) and (ii) the consolidated closing bid price of the Issuer's common stock on the date that is the second full trading day after the date on which the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 is filed with the SEC. In accordance with SEC rules, the transaction became reportable pursuant to Section 16 of the Securities Exchange Act upon the fixing of the purchase price on August 12, 2025. The price is equal to the consolidated closing bid price of the Issuer's common stock on August 12, 2025. Reporting person is the trustee of The RSS Living Trust dated April 6, 2012 and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. |
Common Stock
(I)
|
366,300 |
| 2025-06-13 | Zilis Michael |
Executive VP & CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2026, or the day immediately preceding the date of the issuer's 2026 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2025-06-13 | KURTZ KNUTE P. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2026, or the day immediately preceding the date of the issuer's 2026 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2025-06-13 | Morales Francisco |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2026, or the day immediately preceding the date of the issuer's 2026 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2025-06-13 | Keithley Michael |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2026, or the day immediately preceding the date of the issuer's 2026 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2025-06-13 | Taketa Richard H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2026, or the day immediately preceding the date of the issuer's 2026 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2025-03-20 | Morales Francisco |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-03-20 | Morales Francisco |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock. The RSUs vest in full on June 12, 2025, subject to the reporting person's continuous service with the issuer on such date. |
Common Stock
|
7,500 |
| 2025-02-10 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
240,000 |
| 2025-02-10 | Zemetra Michael Leonard |
EVP, CFO & TREASURER |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2026, January 1, 2027 and January 1, 2028, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
82,500 |
| 2025-01-02 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
26,703 |
| 2025-01-02 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
18,848 |
| 2025-01-02 | Zemetra Michael Leonard |
EVP, CFO & TREASURER |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. Includes 2,448 shares of common stock held by the Reporting Person and inadvertently omitted from prior filings. |
Common Stock
|
26,885 |
| 2024-12-31 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
5,040 |
| 2024-12-13 | Steelberg Chad |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
Consists of a promissory note representing a principal amount equal to the purchase price of the shares bearing interest at the current market rate. |
Common Stock
|
504,657 |
| 2024-11-30 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
5,040 |
| 2024-10-31 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
5,040 |
| 2024-09-30 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
5,040 |
| 2024-08-31 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
5,040 |
| 2024-07-31 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
5,040 |
| 2024-06-30 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
4,997 |
| 2024-06-13 | Keithley Michael |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2025, or the day immediately preceding the date of the issuer's 2025 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2024-06-13 | Zilis Michael |
Executive VP & CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2025, or the day immediately preceding the date of the issuer's 2025 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2024-06-13 | KURTZ KNUTE P. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2025, or the day immediately preceding the date of the issuer's 2025 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2024-06-13 | Keithley Michael |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-06-13 | Steelberg Chad |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2025, or the day immediately preceding the date of the issuer's 2025 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2024-06-13 | Taketa Richard H |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive upon vesting a total of 30,000 shares of the issuer's common stock. All such RSUs will vest on the earlier of June 13, 2025, or the day immediately preceding the date of the issuer's 2025 annual meeting of stockholders. |
Common Stock
|
30,000 |
| 2024-06-06 | Zemetra Michael Leonard |
EVP, CFO & TREASURER |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2025, January 1, 2026 and January 1, 2027, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
30,000 |
| 2024-05-31 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
5,034 |
| 2024-04-30 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
20,205 |
| 2024-04-17 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares that were withheld for payment of taxes upon vesting of restricted stock units. |
Common Stock
|
21,086 |
| 2024-04-08 | Zemetra Michael Leonard |
EVP, CFO & TREASURER |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2025, January 1, 2026 and January 1, 2027, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
72,000 |
| 2024-04-08 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of RSUs representing the right to receive shares of the issuer's common stock upon vesting. One-third of the RSUs vest on each of January 1, 2025, January 1, 2026 and January 1, 2027, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
200,000 |
| 2024-04-08 | Steelberg Ryan |
Director, PRESIDENT AND CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Consists of restricted stock units ("RSUs") representing the right to receive shares of the issuer's common stock upon vesting. The RSUs vest monthly over a period of one year measured from January 1, 2024, subject to the reporting person's continuous service with the issuer on each date. |
Common Stock
|
122,399 |