ZTO · ZTO Express (Cayman) Inc. · Holdings

$20.05 +0.07 (+0.35%) At close · Oct 27 Q2 2026 earnings call transcript

Market Cap

$14.96B

747.22M

Volume · Oct 27 1.62M Avg daily vol (3M) 2.37M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ZTO: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 197

Total Value: $1,415,486,550

Total Shares: 63,734,344

Showing 1–100 of 212 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 196 13F filers

Top Holder

11.5%

of institutional value

Top 5

40.7%

of institutional value

Top 10

58.1%

of institutional value

HHI

465

Broadly held

Who Holds ZTO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 196 filers, like-for-like change +1.7%; actively managed books +2.6%; index-like books -1.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	31.9%	95	+6.2%	13	10
Exempt adviser	12.3%	5	-2.3%	1	0
Adviser	6.4%	6	-3.5%	0	1
Bank	6.5%	15	-11.0%	1	0
Insurer	0.4%	1	-1.7%	0	0
Broker-dealer	0.1%	2	new	2	0
Non-US	1.3%	7	+2.9%	3	0
Holding company	24.0%	8	+1.1%	1	0
Benefit plan	0.0%	0	—	0	0
Unknown	17.2%	57	+4.6%	16	9

Style	Share	Filers	Change	New	Exited
Index-like	22.6%	15	-1.1%	1	2
Systematic-like	5.2%	14	+56.5%	6	0
Concentrated	9.3%	35	-4.0%	3	6
Diversified active	62.9%	132	+0.7%	27	12
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	64.3%	111	+0.1%	11	13
Medium turnover	25.4%	37	+0.9%	8	4
High turnover	10.0%	33	+16.7%	14	2
Unknown	0.4%	15	-8.0%	4	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.1%	24	+23.3%	8	2
Medium horizon	10.9%	24	+1.0%	6	5
Long horizon	81.5%	134	+0.8%	16	12
Unknown	6.5%	14	+13.7%	7	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	13.5%	33	-0.3%	7	2
$1B to $10B	6.3%	52	+9.3%	9	9
$10B to $100B	33.4%	61	+8.6%	12	8
$100B or more	46.8%	50	-2.9%	9	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.6%	57	+11.4%	8	7
Pooled investment vehicles	9.9%	16	+20.5%	3	1
Registered funds and BDCs	3.3%	8	-4.8%	1	0
Pension and profit sharing plans	0.0%	1	+21.2%	0	0
Charitable organizations	0.0%	1	0.0%	0	0
Governments and sovereign funds	3.6%	4	+16.7%	0	0
Other investment advisers	0.1%	3	+10.8%	0	1
Diversified	12.4%	5	-3.4%	1	1
Insurance companies	0.0%	0	—	0	0
Unknown	68.1%	101	-0.2%	24	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	19.9%	27	+3.1%	5	1
Private equity funds	0.3%	4	-1.0%	0	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.0%	2	-29.4%	1	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	6.3%	9	+13.9%	3	1
Mixed private funds	12.3%	1	-1.9%	0	0
No private funds	5.4%	55	+9.4%	5	7
Private funds, type not stated	0.0%	0	—	0	0
Unknown	55.9%	96	+0.2%	23	10

Location	Share	Filers	Change	New	Exited
United States	66.8%	149	+1.4%	25	15
Outside the US	33.2%	47	+2.4%	12	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

196 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.04% of filers hold it in their top 10

Mar 31, 2026: 5

Holders above 5%

median weight 0.002%

Mar 31, 2026: 2

Crowding

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

a foreign private issuer reports ordinary shares, a different unit from the listed shares

Top 10 holders

62.3%

of 13F shares, Herfindahl 0.052

Active holders

+2.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 17.6 quarters

Under 1 year 12.6% 1 to 3 years 14.2% 3 years or more 73.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$21.63

estimated per share

Mar 31, 2026: $21.31

Quarter-end price

$22.38

implied by 13F values

Estimated gain or loss

+3.5%

price against the estimated cost

Estimated at a loss

37.2%

of costed 13F value

Estimated cost covers 40.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ZTO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	HTHT H World Group Ltd	6	0.274
2	TCOM Trip.com Group Ltd	5	0.174
3	VIPS Vipshop Holdings Ltd	3	0.162
4	PDD PDD Holdings Inc.	7	0.160
5	ATAT Atour Lifestyle Holdings Ltd	3	0.152
6	NTES NetEase, Inc.	5	0.145
7	RYAAY Ryanair Holdings PLC	3	0.099
8	CPA Copa Holdings, S.A.	3	0.097
9	CTSH Cognizant Technology Solutions Corp	4	0.092
10	JD JD.com, Inc.	3	0.083

Shareholder Targets

13F filers that own its peers but not ZTO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: HTHT, TCOM, VIPS, PDD, ATAT, NTES, RYAAY, CPA, CTSH, JD, GL, YUMC, BALL, BABA, UBS, VIK, VEEV, NTAP, NRG, NEM. 3,186 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$22,790,404,139 13 held	0.490%	NEM, UBS, NRG
2	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$10,931,439,613 8 held	0.490%	NEM, NTAP, NRG
3	NORGES BANK Non-US, Index-like	$9,725,334,570 14 held	0.970%	UBS, NEM, PDD
4	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$7,645,332,624 16 held	0.410%	NEM, NTAP, NRG
5	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$6,284,969,343 15 held	2.14%	UBS, RYAAY, VIK
6	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$5,361,041,420 18 held	0.930%	UBS, VIK, NTAP
7	Capital World Investors Adviser, Diversified active	$5,343,539,678 11 held	0.630%	RYAAY, TCOM, UBS
8	Dodge & Cox Registered adviser, Diversified active	$4,469,581,988 11 held	2.34%	UBS, BABA, CTSH
9	Capital Research Global Investors Adviser, Diversified active	$3,494,938,742 6 held	0.490%	VIK, CTSH, NEM
10	FRANKLIN RESOURCES INC Adviser, Diversified active	$3,464,752,408 18 held	0.760%	NRG, NEM, UBS

Fund Ownership of ZTO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.13% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.01%	0.00 pp	67,796	6
Index ETFs	0.12%	0.00 pp	932,040	5
Active ETFs	0.02%	-0.12 pp	170,400	9
Active funds	0.54%	+0.24 pp	3,998,314	19
Unclassified	0.14%	+0.14 pp	1,012,091	7
All registered funds	0.83%	+0.26 pp	6,180,641	46

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 95 Exempt adviser 6 Adviser 6 Bank 15 Insurer 1 Broker-dealer 2 Non-US 7 Holding company 8 Unknown 57

Showing 100 of 212

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PZENA INVESTMENT MANAGEMENT LLC

$163,873,767

11.58%

7,322,331

GOLDMAN SACHS GROUP INC

$118,278,970

8.36%

5,285,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,846,798	$41,331,339	34.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	17,304	$387,263	0.3%	Defined
GOLDMAN SACHS INTERNATIONAL	3,420,928	$76,560,368	64.7%	Defined

SERENITY CAPITAL MANAGEMENT PTE. LTD.

$113,175,369

8.00%

5,056,987

Temasek Holdings (Private) Ltd

$92,817,133

6.56%

4,147,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aranda Investments Pte. Ltd. joint	4,147,325	$92,817,133	100.0%	Defined

MORGAN STANLEY

$92,433,805

6.53%

4,130,197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	257,775	$5,769,004	6.2%	Defined
MORGAN STANLEY & CO. LLC	867,510	$19,414,873	21.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,399,004	$53,689,709	58.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	26,678	$597,053	0.6%	Defined
MORGAN STANLEY LATAM LLC	1	$22	0.0%	Defined
Morgan Stanley Wealth Management Australia Pty Ltd	5,750	$128,685	0.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	573,479	$12,834,459	13.9%	Defined

Fisher Asset Management, LLC

$78,317,109

5.53%

3,499,424

PLATINUM INVESTMENT MANAGEMENT LTD

$44,628,562

3.15%

1,994,127

MACKENZIE FINANCIAL CORP

$42,857,632

3.03%

1,914,997

MARSHALL WACE, LLP

$39,000,595

2.76%

1,742,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	1,607,520	$35,976,297	92.2%	Other
MARSHALL WACE ASIA Ltd	135,134	$3,024,298	7.8%	Other

TODD ASSET MANAGEMENT LLC

$36,798,763

2.60%

1,894,890

DIMENSIONAL FUND ADVISORS LP

$32,836,046

2.32%

1,467,205

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	56,333	$1,260,732	3.8%	Defined
DFA Australia Ltd.	11,962	$267,709	0.8%	Defined
Dimensional Ireland Ltd	53,428	$1,195,718	3.6%	Defined
Held directly	1,345,482	$30,111,887	91.7%	Sole

Legal & General Group Plc

$30,144,560

2.13%

1,346,942

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	12,857	$287,739	1.0%	Defined
Legal & General Investment Management Ltd joint	1,334,085	$29,856,821	99.0%	Defined

UBS Group AG

$28,162,544

1.99%

1,258,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,258,380	$28,162,544	100.0%	Defined

TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY

$26,593,034

1.88%

1,188,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TODD INTL INTRINSIC VALUE	1,115,370	$24,961,980	93.9%	Sole
MED TODD INTL INTRINSIC VALUE	72,880	$1,631,054	6.1%	Sole

CITADEL ADVISORS LLC

$24,543,787

1.73%

1,096,684

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	193,189	$4,323,569	17.6%	Defined
Held directly	903,495	$20,220,218	82.4%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$22,977,411

1.62%

1,026,694

Point72 Asset Management, L.P.

$21,912,548

1.55%

979,113

STATE STREET CORP

$21,246,788

1.50%

949,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	949,365	$21,246,788	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$19,863,883

1.40%

887,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	887,573	$19,863,883	100.0%	Defined

JANE STREET GROUP, LLC

$18,201,654

1.29%

813,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	813,300	$18,201,654	100.0%	Defined

CITIGROUP INC

$16,729,184

1.18%

747,506

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	747,506	$16,729,184	100.0%	Defined

JPMORGAN CHASE & CO

$16,445,628

1.16%

734,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	161	$3,603	0.0%	Other
JPMorgan Chase Bank, N.A.	26,905	$602,133	3.7%	Defined
J.P. Morgan Securities LLC	707,770	$15,839,892	96.3%	Defined

BNP PARIBAS ARBITRAGE, SA

$14,581,957

1.03%

651,562

Crossmark Global Holdings, Inc.

$13,281,532

0.94%

683,910

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$13,154,964

0.93%

587,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	587,800	$13,154,964	100.0%	Other

UBS Group AG

$12,441,689

0.88%

555,929

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	568	$12,711	0.1%	Defined
UBS AG	509,936	$11,412,367	91.7%	Defined
UBS Switzerland AG	45,425	$1,016,611	8.2%	Defined

State of New Jersey Common Pension Fund D

$11,393,478

0.80%

509,092

Russell Investments Group, Ltd.

$10,436,686

0.74%

466,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	166,969	$3,736,766	35.8%	Defined
Russell Investments Canada Limited	11,734	$262,606	2.5%	Defined
Russell Investments Capital, LLC	46,020	$1,029,927	9.9%	Defined
Russell Investments Limited joint	179,789	$4,023,677	38.6%	Defined
Russell Investments Trust Company	61,828	$1,383,710	13.3%	Defined

BlackRock, Inc.

$10,140,219

0.72%

453,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	36,182	$809,753	8.0%	Sole
BlackRock Institutional Trust Company, N.A.	4,017	$89,900	0.9%	Sole
BlackRock Asset Management Deutschland AG	13,220	$295,863	2.9%	Sole
Aperio Group, LLC	399,377	$8,938,057	88.1%	Sole
SpiderRock Advisors, LLC	297	$6,646	0.1%	Sole

Qube Research & Technologies Ltd

$9,215,837

0.65%

411,789

RENAISSANCE TECHNOLOGIES LLC

$9,099,708

0.64%

406,600

BANK OF AMERICA CORP /DE/

$8,580,401

0.61%

383,396

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	335,583	$7,510,347	87.5%	Defined
MERRILL LYNCH INTERNATIONAL	47,813	$1,070,054	12.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$6,913,674

0.49%

308,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	308,922	$6,913,674	100.0%	Other

JANE STREET GROUP, LLC

$6,741,035

0.48%

301,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	301,208	$6,741,035	100.0%	Defined

SIH Partners, LLLP

$6,643,503

0.47%

296,850

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna Pacific Pty Ltd	296,850	$6,643,503	100.0%	Other

Quantinno Capital Management LP

$6,541,897

0.46%

292,310

ICON ADVISERS INC/CO

$5,818,800

0.41%

260,000

HSBC HOLDINGS PLC

$5,793,487

0.41%

258,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Global Asset Management (Hong Kong) Ltd	236,354	$5,289,602	91.3%	Defined
HSBC Global Asset Management (UK) Ltd	1,406	$31,466	0.5%	Defined
Hongkong & Shanghai Banking Corp Ltd / ASP	6,800	$152,184	2.6%	Defined
HSBC BANK PLC	14,309	$320,235	5.5%	Defined

AVIVA PLC

$5,779,545

0.41%

258,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	258,246	$5,779,545	100.0%	Defined

Portman Square Capital LLP

$5,439,542

0.38%

280,100

Virtus Family Office LLC

$5,061,527

0.36%

226,163

Walleye Trading LLC

$5,039,976

0.36%

225,200

Mitsubishi UFJ Trust & Banking Corp

$4,605,266

0.33%

205,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	205,776	$4,605,266	100.0%	Defined

NATIONAL BANK OF CANADA /FI/

$4,476,000

0.32%

200,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBC Global Finance Ltd	200,000	$4,476,000	100.0%	Defined

JANE STREET GROUP, LLC

$4,368,576

0.31%

195,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	195,200	$4,368,576	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$4,054,718

0.29%

181,176

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	181,176	$4,054,718	100.0%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$3,995,971

0.28%

178,551

SEI INVESTMENTS CO

$3,994,896

0.28%

178,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	49,291	$1,103,132	27.6%	Sole
SEI TRUST CO	129,212	$2,891,764	72.4%	Sole

Y-Intercept (Hong Kong) Ltd

$3,937,463

0.28%

202,753

Walleye Trading LLC

$3,844,884

0.27%

171,800

STOREBRAND ASSET MANAGEMENT AS

$3,797,908

0.27%

169,701

XTX Topco Ltd

$3,642,524

0.26%

162,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	162,758	$3,642,524	100.0%	Defined

DekaBank Deutsche Girozentrale

$3,448,331

0.24%

177,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deka Investment GmbH	11,566	$224,611	6.5%	Defined
Deka Vermoegensmanagement GmbH	166,000	$3,223,720	93.5%	Defined

Aurora Investment Counsel

$3,242,660

0.23%

144,891

PEAK6 LLC

$3,133,200

0.22%

140,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	140,000	$3,133,200	100.0%	Defined

PEAK6 LLC

$3,133,200

0.22%

140,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	140,000	$3,133,200	100.0%	Defined

KBC Group NV

$2,927,118

0.21%

150,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	150,727	$2,927,118	100.0%	Defined

STIFEL FINANCIAL CORP

$2,674,387

0.19%

119,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	118,637	$2,655,096	99.3%	Defined
Stifel Independent Advisors, LLC	862	$19,291	0.7%	Defined

Man Group plc

$2,649,031

0.19%

118,366

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	118,366	$2,649,031	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$2,542,547

0.18%

113,608

GSA CAPITAL PARTNERS LLP

$2,531,446

0.18%

113,112

CITADEL ADVISORS LLC

$2,517,750

0.18%

112,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	112,500	$2,517,750	100.0%	Defined

Mariner, LLC

$2,428,879

0.17%

108,529

Swedbank AB

$2,405,749

0.17%

123,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	123,880	$2,405,749	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,367,804

0.17%

105,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	105,800	$2,367,804	100.0%	Other

HRT FINANCIAL LP

$2,356,904

0.17%

105,313

NOMURA HOLDINGS INC

$2,349,900

0.17%

105,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	105,000	$2,349,900	100.0%	Defined

Invesco Ltd.

$2,308,161

0.16%

103,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	5,582	$124,925	5.4%	Defined
Invesco Capital Management LLC	97,553	$2,183,236	94.6%	Defined

MILLENNIUM MANAGEMENT LLC

$2,166,943

0.15%

96,825

US BANCORP \DE\

$1,822,469

0.13%

81,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	81,316	$1,819,851	99.9%	Defined
U.S. BANCORP ADVISORS, LLC	117	$2,618	0.1%	Defined

CITADEL ADVISORS LLC

$1,732,212

0.12%

77,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	77,400	$1,732,212	100.0%	Defined

GUGGENHEIM CAPITAL LLC

$1,610,374

0.11%

71,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	66,571	$1,489,858	92.5%	Defined
SECURITY INVESTORS LLC	5,385	$120,516	7.5%	Defined

Advisors Asset Management, Inc.

$1,504,025

0.11%

67,204

AMERIPRISE FINANCIAL INC

$1,503,376

0.11%

67,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	67,175	$1,503,376	100.0%	Defined

TWO SIGMA INVESTMENTS, LP

$1,446,352

0.10%

64,627

Vident Advisory, LLC

$1,432,833

0.10%

64,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	18,439	$412,664	28.8%	Defined
Blue Trust, Inc.	45,584	$1,020,169	71.2%	Defined

Maven Securities LTD

$1,376,929

0.10%

61,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Maven Investment Partners Ltd	61,525	$1,376,929	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,348,797

0.10%

60,268

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	60,268	$1,348,797	100.0%	Defined

Point Nemo Capital, LLC

$1,324,202

0.09%

59,169

PROFUND ADVISORS LLC

$1,293,519

0.09%

57,798

QUADRANT CAPITAL GROUP LLC

$1,282,127

0.09%

66,021

Global Retirement Partners, LLC

$1,253,749

0.09%

56,021

ROYAL LONDON ASSET MANAGEMENT LTD

$1,201,671

0.08%

53,694

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$1,186,498

0.08%

53,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	53,016	$1,186,498	100.0%	Defined

DNB Asset Management AS

$1,143,797

0.08%

51,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	51,108	$1,143,797	100.0%	Other

WELLS FARGO & COMPANY/MN

$1,119,447

0.08%

50,020

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	743	$16,628	1.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	49,045	$1,097,627	98.1%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	232	$5,192	0.5%	Defined

Campbell & CO Investment Adviser LLC

$1,072,315

0.08%

47,914

Long Corridor Asset Management Ltd

$1,029,480

0.07%

46,000

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$1,025,294

0.07%

45,813

IMC-Chicago, LLC

$1,005,578

0.07%

44,932

Savant Capital, LLC

$993,649

0.07%

44,399

BARCLAYS PLC

$984,070

0.07%

43,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	43,952	$983,645	100.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	19	$425	0.0%	Defined

Squarepoint Ops LLC

$901,041

0.06%

40,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	40,261	$901,041	100.0%	Defined

NORTHERN TRUST CORP

$872,348

0.06%

38,979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	38,979	$872,348	100.0%	Defined

Vanguard Personalized Indexing Management, LLC

$867,023

0.06%

38,741

Nuveen, LLC

$830,432

0.06%

37,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	37,106	$830,432	100.0%	Defined

PEAK6 LLC

$798,742

0.06%

35,690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	35,690	$798,742	100.0%	Defined

IEQ CAPITAL, LLC

$791,916

0.06%

35,385

Allianz Asset Management GmbH

$779,540

0.06%

34,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Global Investors GmbH	34,832	$779,540	100.0%	Defined

Walleye Capital LLC

$720,636

0.05%

32,200

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Key facts CIK 1677250 CUSIP 98980A105 13F (30d) 36 filings 34 filers Visit website Investor relations