CLSE · Convergence Long/Short Equity ETF ETF

$33.96 -0.05 (-0.15%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 58

Total Value: $141,015,122

Total Shares: 5,159,720

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 58 13F filers · Δ vs Sep 30, 2025

Top Holder

13.7%

−1.3 pts

Top 5

50.6%

−2.3 pts

Top 10

73.4%

−0.5 pts

HHI

706

Broadly held−51

Quarterly Activity

vs Sep 30, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +6

Institutional value: +20.3%

Shares held: +14.7%

Top Buyers

vs Sep 30, 2025

Institution	Added	Now Holds
Large Janney Montgomery Scott LLC	+271,528	351,785
Large Rockefeller Capital Management L.P.	+167,319	167,749
Micro LIBERTY SQUARE WEALTH PARTNERS LLC	+153,513	314,529
Mega LPL Financial LLC	+86,762	696,058
Mega ENVESTNET ASSET MANAGEMENT INC	+62,206	247,412

Top Sellers

vs Sep 30, 2025

Institution	Sold	Now Holds
Small Heck Capital Advisors, LLC	−9,300	10,691
Small Tactive Advisors, LLC	−8,640	222,982
Small Archford Capital Strategies, LLC	−6,456	32,379
Small LaSalle St. Investment Advisors, LLC	−4,589	18,259
Mid Sigma Planning Corp	−3,675	11,230

Top New Positions

vs Sep 30, 2025

Institution	Acquired	Value (USD)
Mid WCG Wealth Advisors LLC	34,022	$929,821
Small Per Stirling Capital Management, LLC.	25,011	$683,550
Mid Atria Investments, Inc	24,679	$674,477
Large HighTower Advisors, LLC	21,579	$589,754
Mid Belpointe Asset Management LLC	11,005	$300,766

Top Sold-Out Positions

vs Sep 30, 2025

Institution	Previously Held	Last Value (USD)
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	235,149	$6,123,279
Mid PARK AVENUE SECURITIES LLC	77,782	$2,025,443
Mid Integrated Wealth Concepts LLC	50,774	$1,322,154
Large Quantinno Capital Management LP	8,738	$227,537
Micro GENESIS PRIVATE WEALTH, LLC	7,778	$202,539

Filter: New 12 Increased 29 Reduced 9 Sold out 6 Unchanged 8

Showing 58 of 58

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FLAGSHIP HARBOR ADVISORS, LLC CLSE

$19,280,194

13.67%

705,459

LPL Financial LLC CLSE

$19,023,265

13.49%

696,058

Riverwater Partners LLC CLSE

$14,095,310

10.00%

515,745

Janney Montgomery Scott LLC CLSE

$9,614,284

6.82%

351,785

COTTONWOOD CAPITAL ADVISORS, LLC CLSE

$9,277,933

6.58%

339,478

LIBERTY SQUARE WEALTH PARTNERS LLC CLSE

$8,596,077

6.10%

314,529

ENVESTNET ASSET MANAGEMENT INC CLSE

$6,761,769

4.80%

247,412

Sowell Financial Services LLC CLSE

$6,181,062

4.38%

226,164

Tactive Advisors, LLC CLSE

$6,094,098

4.32%

222,982

Rockefeller Capital Management L.P. CLSE

$4,584,580

3.25%

167,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	167,749	$4,584,580	100.0%	Defined

Accurate Wealth Management, LLC CLSE

$4,265,092

3.02%

156,059

Creative Planning CLSE

$3,487,827

2.47%

127,619

Global Retirement Partners, LLC CLSE

$3,328,766

2.36%

121,799

Elyxium Wealth, LLC CLSE

$3,004,851

2.13%

109,947

Mariner, LLC CLSE

$2,555,518

1.81%

93,506

Fifth Third Securities, Inc. CLSE

$2,322,202

1.65%

84,969

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	84,969	$2,322,202	100.0%	Defined

Sanctuary Advisors, LLC CLSE

$1,438,159

1.02%

52,622

Empirical Asset Management, LLC CLSE

$1,160,021

0.82%

42,445

Foundations Investment Advisors, LLC CLSE

$1,069,668

0.76%

39,139

RPS ADVISORY SOLUTIONS LLC CLSE

$1,022,387

0.73%

37,409

HARBOUR INVESTMENTS, INC. CLSE

$1,015,582

0.72%

37,160

Operose Advisors LLC CLSE

$1,003,694

0.71%

36,725

WCG Wealth Advisors LLC CLSE

$929,821

0.66%

34,022

Cannon Wealth Management Services, LLC CLSE

$906,126

0.64%

33,155

Archford Capital Strategies, LLC CLSE

$884,918

0.63%

32,379

Equitable Holdings, Inc. CLSE

$862,808

0.61%

31,570

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	31,570	$862,808	100.0%	Defined

Per Stirling Capital Management, LLC. CLSE

$683,550

0.48%

25,011

Atria Investments, Inc CLSE

$674,477

0.48%

24,679

LODESTAR PRIVATE ASSET MANAGEMENT LLC CLSE

$620,117

0.44%

22,690

HighTower Advisors, LLC CLSE

$589,754

0.42%

21,579

LaSalle St. Investment Advisors, LLC CLSE

$499,018

0.35%

18,259

MML INVESTORS SERVICES, LLC CLSE

$496,750

0.35%

18,176

Fiscal Wisdom Wealth Management, LLC CLSE

$481,226

0.34%

17,608

Apollon Wealth Management, LLC CLSE

$468,026

0.33%

17,125

ACT WEALTH MANAGEMENT, LLC CLSE

$393,142

0.28%

14,385

Regal Investment Advisors LLC CLSE

$319,487

0.23%

11,690

Sigma Planning Corp CLSE

$306,915

0.22%

11,230

Belpointe Asset Management LLC CLSE

$300,766

0.21%

11,005

Ausdal Financial Partners, Inc. CLSE

$300,356

0.21%

10,990

Heck Capital Advisors, LLC CLSE

$292,185

0.21%

10,691

Coastal Bridge Advisors, LLC CLSE

$290,435

0.21%

10,627

Sloy Dahl & Holst, LLC CLSE

$269,747

0.19%

9,870

Able Wealth Management LLC CLSE

$254,688

0.18%

9,319

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC CLSE

$245,997

0.17%

9,001

Bank of New York Mellon Corp CLSE

$238,207

0.17%

8,716

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Advisors, Inc.	8,715	$238,180	100.0%	Defined
Held directly	1	$27	0.0%	Defined

SeaCrest Wealth Management, LLC CLSE

$210,113

0.15%

7,688

Allworth Financial LP CLSE

$149,194

0.11%

5,459

WELLS FARGO & COMPANY/MN CLSE

$62,093

0.04%

2,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	2,272	$62,093	100.0%	Defined

Steward Partners Investment Advisory, LLC CLSE

$25,963

0.02%

950

PRIVATE TRUST CO NA CLSE

$16,999

0.01%

622

Arax Advisory Partners CLSE

$16,070

0.01%

588

SageView Advisory Group, LLC CLSE

$13,665

0.01%

500

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO CLSE

$9,702

0.01%

355

ROYAL BANK OF CANADA CLSE

$9,073

0.01%

332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Private Counsel (USA) Inc.	332	$9,073	100.0%	Defined

Parallel Advisors, LLC CLSE

$5,684

0.00%

208

Advisors Preferred, LLC CLSE

$5,657

0.00%

207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Flexible Plan investments	207	$5,657	100.0%	Other

MORGAN STANLEY CLSE

$27

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$27	100.0%	Defined

New Millennium Group LLC CLSE

$27

0.00%