Operose Advisors LLC
Registered adviserFiling Date
Global Rank
#3,767
/ 8,827
▲ 143
Top Industry
Semiconductors
17.9%
Period ended 4 months ago
Filed Aug 13, 2026 · 3mo
19 quarters · since Dec 2021
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$2,063,523,160
Main clients
Individuals and high net worth
(75% of AUM)
Private funds
3 funds
· Real estate funds
Focus by fund count, roster of Nov 1, 2026
$25,560,596 gross assets
Private funds on Schedule D 7.B.(1)
As filed Dec 23, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$0 gross assets in 1 fund
Private equity funds
$0
(1)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Nov 2026 | $2,063,523,160 | Individuals and high net worth (75%) |
| Oct 2026 | $2,038,167,082 | Individuals and high net worth (76%) |
| Apr 2026 to Sep 2026 | $2,038,167,082 | Individuals and high net worth (76%) |
| Dec 2025 to Mar 2026 | $1,929,495,968 | Individuals and high net worth (76%) |
| Apr 2025 to Sep 2025 | $1,596,142,434 | Individuals and high net worth (75%) |
| Jan 2025 to Mar 2025 | $1,251,622,256 | Individuals and high net worth (75%) |
6 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Concentrated
The top 10 positions are 78.5% of the book (60%+)
Turnover
Low turnover
15.5% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 16.5 quarters (12+)
Closest benchmark: every 13F filer's combined book, active share 74.1%; sector active share 68.5% against the combined 13F book's sector weights.
Over time 19 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
518 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
28.5%
−1.7 pts
Top 5
69.5%
−2.5 pts
Top 10
78.5%
−1.2 pts
HHI
1,267
Diversified−112
Portfolio Trend
19 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 81.4% | $420,606,709 |
| Technology | 6.5% | $33,480,902 |
| Financial Services | 3.9% | $20,309,365 |
| Communication Services | 2.5% | $12,793,293 |
| Consumer Cyclical | 1.7% | $8,540,680 |
| Industrials | 1.6% | $8,249,425 |
| Healthcare | 1.4% | $7,426,869 |
| Energy | 0.5% | $2,814,256 |
| Consumer Defensive | 0.3% | $1,502,331 |
| Utilities | 0.1% | $753,334 |
| Basic Materials | 0.0% | $198,343 |
| Real Estate | 0.0% | $118,473 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SCHF | Schwab International Equity ETF | +114,862 | 1,585,159 | $43,908,904 | |
| VO | VANGUARD MID-CAP INDEX FUND | +87,659 | 119,495 | $9,627,712 | |
| VEA | Vanguard FTSE Developed Markets ETF | +74,024 | 662,889 | $47,230,841 | |
| — | +44,649 | 55,276 | $1,515,115 | ||
| MFDX | PIMCO Equity Series | +25,495 | 32,708 | $1,361,961 | |
| IEFA | iShares Core MSCI EAFE ETF | +19,272 | 50,876 | $4,913,604 | |
| VUG | VANGUARD GROWTH INDEX FUND | +16,497 | 19,838 | $1,708,845 | |
| ITOT | iShares Core S&P Total U.S. Stock Market ETF | +13,692 | 15,309 | $2,514,809 | |
| IWF | iShares Russell 1000 Growth ETF | +5,840 | 8,124 | $1,008,757 | |
| RSP | Victory Portfolios II | +5,242 | 55,590 | $11,827,884 | |
| UEC | Uranium Energy Corp | +4,000 | 8,000 | $85,280 | |
| AMLP | Alerian MLP ETF | +1,892 | 12,980 | $673,013 | |
| VONE | VANGUARD RUSSELL 1000 INDEX FUND | +1,877 | 2,040 | $690,988 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +1,877 | 2,847 | $281,796 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | +1,843 | 4,506 | $491,469 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | +1,711 | 7,068 | $375,381 | |
| VTHR | VANGUARD RUSSELL 3000 INDEX FUND | +1,608 | 6,357 | $2,106,900 | |
| VSGX | VANGUARD ESG INTERNATIONAL STOCK ETF | +1,570 | 11,637 | $958,190 | |
| — | +1,418 | 29,797 | $1,820,596 | ||
| MSFT | Microsoft Corp | +1,228 | 13,435 | $5,011,523 | |
| XME | State Street(R) SPDR(R) S&P(R) Metals & Mining ETF | +969 | 1,779 | $190,228 | |
| XHB | State Street(R) SPDR(R) S&P(R) Homebuilders ETF | +960 | 2,353 | $271,912 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +944 | 1,073 | $128,244 | |
| AMZN | Amazon Com Inc | +940 | 14,929 | $3,558,177 | |
| IWS | iShares Russell Mid-Cap Value ETF | +841 | 1,306 | $214,967 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| INTC | Intel Corp | −8,111 | 419 | $58,504 | |
| IDV | iShares International Select Dividend ETF | −5,290 | 104,975 | $4,349,114 | |
| VOT | VANGUARD MID-CAP GROWTH INDEX FUND | −4,649 | 23,535 | $7,208,770 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | −4,409 | 323,133 | $51,064,707 | |
| DFNM | Dimensional National Municipal Bond ETF | −3,226 | 1 | $1 | |
| SMR | NUSCALE POWER Corp | −3,149 | 6,369 | $63,881 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −2,229 | 2,771 | $125,637 | |
| CIEN | Ciena Corp | −2,018 | 682 | $334,561 | |
| CRSP | CRISPR Therapeutics AG | −1,812 | 202 | $11,017 | |
| HLN | Haleon plc | −1,811 | 34 | $317 | |
| FIS | Fidelity National Information Services, Inc. | −1,705 | 4,432 | $172,316 | |
| DFUV | Dimensional U.S. Marketwide Value ETF | −1,678 | 14,057 | $773,275 | |
| IJR | iShares Core S&P Small-Cap ETF | −1,668 | 88,580 | $13,137,299 | |
| UBER | Uber Technologies, Inc | −1,553 | 4,836 | $348,965 | |
| CMCSA | Comcast Corp | −1,472 | 2,060 | $50,573 | |
| SCHV | Schwab U.S. Large-Cap Value ETF | −1,374 | 2,330 | $81,107 | |
| NKE | NIKE, Inc. | −1,350 | 8 | $328 | |
| REET | iShares Global REIT ETF | −1,320 | 1,440 | $39,772 | |
| T | At&T Inc. | −1,239 | 36,984 | $765,568 | |
| TXN | Texas Instruments Inc | −1,214 | 875 | $260,811 | |
| NVDA | Nvidia Corp | −1,186 | 27,421 | $5,486,667 | |
| BAC | Bank Of America Corp | −1,087 | 20,516 | $1,169,001 | |
| OKLO | Oklo Inc. | −930 | 2,270 | $118,789 | |
| AVEM | Avantis Emerging Markets Equity ETF | −908 | 5,586 | $538,993 | |
| TAN | Invesco Ltd. | −904 | 894 | $52,880 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPY | Spdr S&P 500 ETF Trust | 15,759 | $11,768,348 | |
| NFLX | Netflix Inc | 24,170 | $1,725,738 | |
| JPM | Jpmorgan Chase & Co | 4,291 | $1,404,573 | |
| CVX | Chevron Corp | 6,720 | $1,113,907 | |
| MFUS | PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF | 15,114 | $1,015,207 | |
| NZF | Nuveen Municipal Credit Income Fund | 79,113 | $1,003,152 | |
| SCHK | Schwab 1000 Index ETF | 20,553 | $741,141 | |
| — | 6,639 | $698,157 | ||
| BIV | Vanguard Bond Index Funds | 8,913 | $683,627 | |
| IBRX | ImmunityBio, Inc. | 62,057 | $543,309 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | 9,030 | $456,737 | |
| — | 1,320 | $383,618 | ||
| APH | Amphenol Corp | 2,000 | $352,640 | |
| ARCC | Ares Capital Corp | 16,624 | $308,042 | |
| VXUS | Vanguard Total International Stock ETF | 3,362 | $287,417 | |
| BMO | Bank Of Montreal | 1,606 | $283,780 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | 471 | $224,935 | |
| COST | Costco Wholesale Corp | 206 | $192,706 | |
| IXUS | iShares Core MSCI Total International Stock ETF | 1,858 | $177,327 | |
| USB | US Bancorp De | 2,499 | $150,939 | |
| JAAA | Janus Henderson AAA CLO ETF | 2,962 | $149,551 | |
| MSTR | Strategy Inc | 1,661 | $144,390 | |
| IWL | iShares Russell Top 200 ETF | 700 | $129,465 | |
| PRE | Prenetics Global Ltd | 6,750 | $129,060 | |
| HONA | Honeywell Aerospace Inc. | 576 | $127,342 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| XOM | ExxonMobil Holdings Corp | 8,130 | $1,379,335 | |
| — | 8,409 | $530,439 | ||
| VSS | VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND | 1,253 | $182,674 | |
| HUM | Humana Inc | 769 | $133,336 | |
| RVT | Royce Small-Cap Trust, Inc. | 7,000 | $116,200 | |
| PH | Parker-Hannifin Corp | 66 | $59,085 | |
| RITM | Rithm Capital Corp. | 6,000 | $56,880 | |
| BNY | Bank of New York Mellon Corp | 442 | $52,434 | |
| CLX | Clorox Co | 500 | $51,815 | |
| DFEM | Dimensional Emerging Markets Core Equity 2 ETF | 1,408 | $48,646 | |
| TDG | TransDigm Group INC | 40 | $46,358 | |
| PGR | Progressive Corp | 230 | $45,595 | |
| LRCX | Lam Research Corp | 210 | $44,868 | |
| KLAC | Kla Corp | 30 | $44,172 | |
| AMAT | Applied Materials Inc | 125 | $42,723 | |
| CME | Cme Group Inc. | 143 | $42,235 | |
| — | 681 | $39,416 | ||
| ETR | Entergy Corp | 325 | $36,517 | |
| SHEL | Shell plc | 350 | $32,550 | |
| HCA | HCA Healthcare, Inc. | 68 | $32,180 | |
| SO | Southern Co | 316 | $30,500 | |
| ORLY | O Reilly Automotive Inc | 300 | $27,693 | |
| FMX | Mexican Economic Development Inc | 246 | $27,320 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | 1,033 | $26,465 | |
| WCN | Waste Connections, Inc. | 157 | $25,503 | |
| No positions match the current search. | ||||
518 tracked positions ·
$516,793,980 total
· filing declares
523 positions · $517,459,194
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 518 positions by value
· page 1 of 11
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 246,202 | $91,104,588 | 17.63% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Reduced | 323,133 | $51,064,707 | 9.88% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 662,889 | $47,230,841 | 9.14% | |
| SCHF |
Schwab International Equity ETF
|
Added | 1,585,159 | $43,908,904 | 8.50% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Added | 47,754 | $32,797,924 | 6.35% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Reduced | 88,580 | $13,137,299 | 2.54% | |
| RSP |
Victory Portfolios II
|
Added | 55,590 | $11,827,884 | 2.29% | |
| SPY |
Spdr S&P 500 ETF Trust
|
NEW | 15,759 | $11,768,348 | 2.28% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 119,495 | $9,627,712 | 1.86% | |
| VOT |
VANGUARD MID-CAP GROWTH INDEX FUND
|
Reduced | 23,535 | $7,208,770 | 1.39% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 14,828 | $5,601,277 | 1.08% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 27,421 | $5,486,667 | 1.06% | |
| AAPL |
Apple Inc.
Technology
|
Added | 18,605 | $5,383,542 | 1.04% | |
| IWM |
iShares Russell 2000 ETF
|
Added | 17,398 | $5,227,229 | 1.01% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Reduced | 8,637 | $5,017,319 | 0.97% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 13,435 | $5,011,523 | 0.97% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Added | 50,876 | $4,913,604 | 0.95% | |
| VTWO |
VANGUARD RUSSELL 2000 INDEX FUND
|
Added | 38,052 | $4,620,273 | 0.89% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 12,819 | $4,581,126 | 0.89% | |
| IDV |
iShares International Select Dividend ETF
|
Reduced | 104,975 | $4,349,114 | 0.84% | |
| DVY |
iShares Select Dividend ETF
|
Added | 23,216 | $3,628,660 | 0.70% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 14,929 | $3,558,177 | 0.69% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 4,547 | $3,405,202 | 0.66% | |
| VONG |
VANGUARD RUSSELL 1000 GROWTH INDEX FUND
|
Reduced | 26,010 | $3,324,338 | 0.64% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 40,318 | $3,108,920 | 0.60% | |
| VB |
Vanguard Index Funds
|
Added | 9,480 | $2,873,577 | 0.56% | |
| IVW |
iShares S&P 500 Growth ETF
|
Held | 20,234 | $2,782,782 | 0.54% | |
| IVE |
iShares S&P 500 Value ETF
|
Reduced | 12,030 | $2,731,531 | 0.53% | |
| SCHB |
Schwab U.S. Broad Market ETF
|
Added | 91,306 | $2,644,221 | 0.51% | |
| IJJ |
iShares S&P Mid-Cap 400 Value ETF
|
Held | 17,288 | $2,553,956 | 0.49% | |
| IJK |
iShares S&P Mid-Cap 400 Growth ETF
|
Reduced | 21,624 | $2,540,820 | 0.49% | |
| ITOT |
iShares Core S&P Total U.S. Stock Market ETF
|
Added | 15,309 | $2,514,809 | 0.49% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Reduced | 2,459 | $2,486,958 | 0.48% | |
| VEU |
Vanguard International Equity Index Funds
|
Held | 27,876 | $2,334,615 | 0.45% | |
| VTHR |
VANGUARD RUSSELL 3000 INDEX FUND
|
Added | 6,357 | $2,106,900 | 0.41% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 3,670 | $2,067,274 | 0.40% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 1,866 | $1,987,103 | 0.38% | |
|
|
Added | 29,797 | $1,820,596 | 0.35% | ||
| NFLX |
Netflix Inc
Communication Services
|
NEW | 24,170 | $1,725,738 | 0.33% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 19,838 | $1,708,845 | 0.33% | |
| EFV |
iShares MSCI EAFE Value ETF
|
Reduced | 21,795 | $1,668,407 | 0.32% | |
| IJS |
iShares S&P Small-Cap 600 Value ETF
|
Added | 11,660 | $1,593,688 | 0.31% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Reduced | 5,890 | $1,592,125 | 0.31% | |
| MS |
Morgan Stanley
Financial Services
|
Reduced | 7,506 | $1,569,054 | 0.30% | |
|
|
Added | 55,276 | $1,515,115 | 0.29% | ||
| APAM |
Artisan Partners Asset Management Inc.
Financial Services
|
Held | 42,878 | $1,480,577 | 0.29% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 6,564 | $1,430,492 | 0.28% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
NEW | 4,291 | $1,404,573 | 0.27% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 2,787 | $1,394,586 | 0.27% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 3,934 | $1,390,000 | 0.27% |
Showing the top 50 of 518 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.