ESUM · Eventide US Market ETF · Holdings ETF

$29.37 +0.01 (+0.03%) At close · Nov 6

Volume · Nov 6 26.39K Avg daily vol (3M) 32.49K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 25

Total Value: $109,913,698

Total Shares: 3,633,511

Institutional Ownership Trend

8 quarters

Holder Concentration

Across 25 13F filers · Δ vs Jun 30, 2026

Top Holder

36.7%

+10.2 pts

Top 5

72.0%

+8.8 pts

Top 10

87.5%

+8.0 pts

HHI

1,766

Moderately concentrated+611

Who Holds ESUM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 39 filers, like-for-like change -18.6%; actively managed books -18.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	34.4%	24	-46.6%	2	2
Broker-dealer	3.4%	1	+4.2%	0	0
Holding company	0.4%	2	+312.7%	1	0
Bank	0.0%	0	-100.0%	0	1
Unknown	61.9%	12	+12.5%	2	1

Style	Share	Filers	Change	New	Exited
Systematic-like	0.3%	1	new	1	0
Concentrated	41.9%	13	+3.9%	1	2
Diversified active	57.9%	25	-29.9%	3	2
Index-like	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	69.6%	23	+11.9%	2	3
Medium turnover	29.3%	12	-51.4%	1	1
High turnover	0.8%	2	new	2	0
Unknown	0.2%	2	-0.4%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	0.2%	2	-0.4%	0	0
Medium horizon	26.8%	9	+2.0%	2	1
Long horizon	64.2%	25	-27.0%	3	3
Unknown	8.8%	3	+4.7%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	43.9%	12	+0.2%	0	2
$1B to $10B	15.2%	14	-66.1%	2	1
$10B to $100B	34.2%	9	+18.4%	1	0
$100B or more	6.7%	4	+28.6%	2	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	33.9%	22	-47.2%	1	2
Pooled investment vehicles	0.3%	1	new	1	0
Other investment advisers	0.3%	1	-13.0%	0	0
Unknown	65.6%	15	+12.3%	3	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.3%	1	new	1	0
Real estate funds	1.7%	1	-12.1%	0	0
No private funds	32.4%	22	-48.1%	1	2
Unknown	65.6%	15	+12.3%	3	2

Location	Share	Filers	Change	New	Exited
United States	100.0%	39	-18.5%	5	3
Outside the US	0.0%	0	-100.0%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Conviction and Crowding

39 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

20.5% of filers hold it in their top 10

Mar 31, 2026: 7

Holders above 5%

median weight 0.033%

Mar 31, 2026: 2

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

79.5%

of 13F shares, Herfindahl 0.115

Active holders

-18.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 5.6 quarters

Under 1 year 2.52% 1 to 3 years 97.5% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$25.93

estimated per share

Mar 31, 2026: $25.61

Quarter-end price

$30.63

implied by 13F values

Estimated gain or loss

+18.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 98.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -14

Institutional value: -17.5%

Shares held: -16.4%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+180,583	1,334,975
Mega LPL Financial LLC	+42,716	189,538
Small Values First Advisors, Inc.	+35,025	74,658
Large Kestra Advisory Services, LLC	+25,054	136,012
Mid CREATIVE FINANCIAL DESIGNS INC /ADV	+14,558	112,242

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small MONEYWISE, INC.	−263,102	27,710
Small Strategic Equity Management	−218,531	324,208
Mid IFP Advisors, Inc	−16,992	30,741
Mid EverSource Wealth Advisors, LLC	−2,967	72,090
Mid First Heartland Consultants, Inc.	−1,223	55,097

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)
Mid Blue Trust, Inc.	112,911	$3,415,557
Small XY Planning Network, Inc.	18,016	$544,984
Mid RFG Advisory, LLC	10,545	$318,986
Small Clarity Asset Management, Inc.	8,813	$266,593
Large ASSETMARK, INC	7	$211

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid AdvisorNet Financial, Inc	224	$6,862

Filter: New 5 Increased 14 Reduced 6 Sold out 1 Unchanged 0

Holder type: Registered adviser 14 Broker-dealer 1 Unknown 10

Showing 25 of 25

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC ESUM

$40,382,993

36.74%

1,334,975

O'Connor Financial Group LLC ESUM

$15,140,548

13.77%

500,514

Strategic Equity Management ESUM

$9,807,292

8.92%

324,208

Legacy Wealth Asset Management, LLC ESUM

$8,038,181

7.31%

265,725

LPL Financial LLC ESUM

$5,733,524

5.22%

189,538

Kestra Advisory Services, LLC ESUM

$4,114,363

3.74%

136,012

Cambridge Investment Research Advisors, Inc. ESUM

$3,885,249

3.53%

128,438

Blue Trust, Inc. ESUM

$3,415,557

3.11%

112,911

CREATIVE FINANCIAL DESIGNS INC /ADV ESUM

$3,395,320

3.09%

112,242

Values First Advisors, Inc. ESUM

$2,258,404

2.05%

74,658

EverSource Wealth Advisors, LLC ESUM

$2,180,722

1.98%

72,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	692	$20,933	1.0%	Sole
Christy Capital Management	29,548	$893,827	41.0%	Sole
Held directly	41,850	$1,265,962	58.1%	Sole

SageOak Financial, LLC ESUM

$1,936,302

1.76%

64,010

Merit Financial Group, LLC ESUM

$1,806,741

1.64%

59,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 40	984	$29,766	1.6%	Other
Held directly	58,743	$1,776,975	98.4%	Sole

First Heartland Consultants, Inc. ESUM

$1,666,684

1.52%

55,097

Strategic Blueprint, LLC ESUM

$1,527,806

1.39%

50,506

IFP Advisors, Inc ESUM

$929,915

0.85%

30,741

MONEYWISE, INC. ESUM

$838,227

0.76%

27,710

Atria Investments, Inc ESUM

$600,886

0.55%

19,864

XY Planning Network, Inc. ESUM

$544,984

0.50%

18,016

Meriwether Wealth & Planning, LLC ESUM

$484,756

0.44%

16,025

Security Financial Services, INC. ESUM

$349,206

0.32%

11,544

RFG Advisory, LLC ESUM

$318,986

0.29%

10,545

BAM Wealth Management, LLC ESUM

$290,248

0.26%

9,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GeoWealth Management, LLC	9,595	$290,248	100.0%	Other

Clarity Asset Management, Inc. ESUM

$266,593

0.24%

8,813

ASSETMARK, INC ESUM

$211

0.00%