FCVT · First Trust SSI Strategic Convertible Securities ETF ETF

$49.52 +0.00 (+0.00%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 34

Total Value: $30,646,516

Total Shares: 964,471

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 34 13F filers · Δ vs Jun 30, 2024

Top Holder

20.4%

+3.6 pts

Top 5

57.7%

+1.5 pts

Top 10

77.5%

+1.6 pts

HHI

896

Broadly held+75

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -9

Institutional value: -18.8%

Shares held: -13.4%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Mid INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	+103,501	106,103
Small Elequin Capital, LP	+63,399	81,420
Mega CITADEL ADVISORS LLC	+9,873	15,901
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+3,482	24,168
Mega UBS Group AG	+2,053	5,149

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Mid Concurrent Investment Advisors, LLC	−77,479	79,562
Mega JANE STREET GROUP, LLC	−27,893	22,862
Mega MORGAN STANLEY	−22,214	97,199
Mega LPL Financial LLC	−12,137	175,390
Mega ROYAL BANK OF CANADA	−7,362	61,593

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Small Proactive Wealth Strategies LLC	43,527	$1,553,913
Mid BENJAMIN EDWARDS INC	6,587	$235,155
Small Caitlin John, LLC	108	$3,855

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Mega RAYMOND JAMES & ASSOCIATES	92,731	$3,141,726
Large CWM, LLC	55,810	$1,890,842
Large Raymond James Financial Services Advisors, Inc.	30,739	$1,041,437
Mid D.A. DAVIDSON & CO.	20,486	$694,065
Mid Stratos Wealth Partners, LTD.	13,705	$464,325

Filter: New 3 Increased 11 Reduced 14 Sold out 12 Unchanged 6

Showing 34 of 34

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC FCVT

$6,261,423

20.43%

175,390

MORGAN STANLEY FCVT

$3,470,003

11.32%

97,199

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	97,199	$3,470,003	100.0%	Defined

Elequin Capital, LP FCVT

$2,906,694

9.48%

81,420

Concurrent Investment Advisors, LLC FCVT

$2,840,363

9.27%

79,562

ROYAL BANK OF CANADA FCVT

$2,198,870

7.17%

61,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	61,593	$2,198,870	100.0%	Defined

BANK OF AMERICA CORP /DE/ FCVT

$1,667,403

5.44%

46,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	23,009	$821,421	49.3%	Defined
MANAGED ACCOUNT ADVISORS LLC	23,697	$845,982	50.7%	Defined

Proactive Wealth Strategies LLC FCVT

$1,553,913

5.07%

43,527

Cetera Investment Advisers FCVT

$1,075,284

3.51%

30,120

OSAIC HOLDINGS, INC. FCVT

$909,849

2.97%

25,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	15,699	$560,454	61.6%	Defined
ARBOR POINT ADVISORS, LLC	4,200	$149,940	16.5%	Defined
Osaic Advisory Services, LLC	5,587	$199,455	21.9%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP FCVT

$862,797

2.82%

24,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	24,168	$862,797	100.0%	Defined

JANE STREET GROUP, LLC FCVT

$816,173

2.66%

22,862

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	22,862	$816,173	100.0%	Defined

Tidemark, LLC FCVT

$804,892

2.63%

22,546

Cambridge Investment Research Advisors, Inc. FCVT

$685,654

2.24%

19,206

Kestra Advisory Services, LLC FCVT

$569,700

1.86%

15,958

CITADEL ADVISORS LLC FCVT

$567,665

1.85%

15,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,901	$567,665	100.0%	Defined

Concentrum Wealth Management FCVT

$527,324

1.72%

14,771

SkyOak Wealth, LLC FCVT

$413,191

1.35%

11,574

Coppell Advisory Solutions LLC FCVT

$392,592

1.28%

10,997

American Financial Advisors, LLC FCVT

$386,631

1.26%

10,830

COTTONWOOD CAPITAL ADVISORS, LLC FCVT

$298,844

0.98%

8,371

PURSUE WEALTH PARTNERS LLC FCVT

$285,600

0.93%

8,000

STIFEL FINANCIAL CORP FCVT

$266,964

0.87%

7,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	7,478	$266,964	100.0%	Defined

JPMORGAN CHASE & CO FCVT

$243,866

0.80%

6,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	6,831	$243,866	100.0%	Defined

BENJAMIN EDWARDS INC FCVT

$235,155

0.77%

6,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	6,587	$235,155	100.0%	Defined

UBS Group AG FCVT

$183,818

0.60%

5,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	5,071	$181,034	98.5%	Defined
UBS Securities LLC	78	$2,784	1.5%	Defined

Continuum Advisory, LLC FCVT

$128,341

0.42%

3,595

Allworth Financial LP FCVT

$60,690

0.20%

1,700

US BANCORP \DE\ FCVT

$11,531

0.04%

323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
U.S. BANCORP INVESTMENTS, INC.	323	$11,531	100.0%	Defined

BLAIR WILLIAM & CO/IL FCVT

$10,531

0.03%

295

ASSETMARK, INC FCVT

$3,998

0.01%

112

Caitlin John, LLC FCVT

$3,855

0.01%

108

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC FCVT

$2,796

0.01%

106,103

HARBOUR INVESTMENTS, INC. FCVT

$71

0.00%

WELLS FARGO & COMPANY/MN FCVT

$35

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1	$35	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	4,731	$160,286	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	8	$271	100.0%	Other