OUSM · ALPS | OShares U.S. Small-Cap Quality Dividend ETF · Holdings ETF

$48.23 -0.01 (-0.02%) At close · Oct 21

Volume · Oct 21 34.59K Avg daily vol (3M) 62.24K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 21

Total Value: $38,380,978

Total Shares: 835,641

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 21 13F filers · Δ vs Jun 30, 2026

Top Holder

45.8%

+19.5 pts

Top 5

82.1%

+5.0 pts

Top 10

96.7%

+0.2 pts

HHI

2,525

Highly concentrated+1,040

Who Holds OUSM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 124 filers, like-for-like change -7.4%; actively managed books -4.9%; index-like books -22.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	33.6%	75	+3.8%	8	8
Exempt adviser	0.0%	1	+261.1%	0	0
Adviser	13.2%	2	-4.8%	0	0
Bank	9.0%	8	-27.9%	0	1
Broker-dealer	4.6%	1	-5.9%	0	0
Holding company	11.6%	5	-23.0%	0	0
Unknown	27.8%	32	-4.3%	5	5

Style	Share	Filers	Change	New	Exited
Index-like	11.6%	4	-22.7%	0	0
Systematic-like	0.0%	2	-95.0%	0	2
Concentrated	12.1%	30	+15.6%	6	3
Diversified active	76.2%	88	-6.6%	7	9
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	84.2%	88	-7.1%	5	9
Medium turnover	13.7%	21	-8.9%	3	2
High turnover	0.6%	6	-35.7%	4	3
Unknown	1.4%	9	+13.6%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.7%	11	+35.7%	4	0
Medium horizon	24.6%	21	-3.9%	0	3
Long horizon	71.6%	87	-10.4%	6	8
Unknown	2.1%	5	+84.9%	3	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	16.3%	46	+5.7%	4	3
$1B to $10B	4.5%	33	-18.7%	7	3
$10B to $100B	25.7%	26	+7.3%	1	5
$100B or more	53.5%	19	-15.1%	1	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	30.9%	73	+6.7%	8	6
Other investment advisers	0.0%	0	—	0	0
Other	2.6%	1	+3.0%	0	0
Diversified	0.1%	1	0.0%	0	0
Pooled investment vehicles	0.0%	0	-100.0%	0	2
Corporations	0.0%	0	—	0	0
Unknown	66.4%	49	-12.1%	5	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	0.0%	3	-99.2%	1	2
Private equity funds	3.5%	4	+3.0%	0	1
Securitized asset funds	0.1%	1	0.0%	0	0
Other private funds	0.2%	3	-2.1%	0	0
No private funds	29.8%	64	+6.9%	7	4
Real estate funds	0.0%	1	-75.5%	0	1
Private funds, type not stated	0.0%	0	—	0	0
Unknown	66.4%	48	-12.1%	5	6

Location	Share	Filers	Change	New	Exited
United States	96.3%	121	-5.0%	13	14
Outside the US	3.7%	3	-43.4%	0	0

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

124 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

4.84% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.284%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

68.6%

of 13F shares, Herfindahl 0.066

Active holders

-4.9%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 15.0 quarters

Under 1 year 30.3% 1 to 3 years 8.57% 3 years or more 61.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -104

Institutional value: -43.6%

Shares held: -92.8%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Small Premier Path Wealth Partners, LLC	+32,110	116,842
Small Stonehearth Capital Management, LLC	+5,269	383,052
Small Secure Asset Management, LLC	+3,645	53,494
Small Clay Northam Wealth Management, LLC	+3,505	49,773
Small Ellsworth Advisors, LLC	+2,520	10,790

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.	−24,712	6,946
Small SHEETS SMITH WEALTH MANAGEMENT	−2,015	77,540
Small Beacon Financial Advisory LLC	−1,936	19,226
Mid Dynamic Advisor Solutions LLC	−1,718	6,857
Small Fiduciary Planning LLC	−1,064	22,982

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Mid GAMMA Investing LLC	16	$734

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)	Open
Mid MISSION WEALTH MANAGEMENT, LP	5,393	$0

Filter: New 1 Increased 9 Reduced 7 Sold out 1 Unchanged 3

Holder type: Registered adviser 18 Unknown 3

Showing 21 of 21

All Common Calls Puts

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Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Small Stonehearth Capital Management, LLC Registered adviser OUSM	$17,593,578	45.84%	383,052	—	+5,269 +1.4%	Shares	2026-10-13
Small Premier Path Wealth Partners, LLC Registered adviser OUSM	$5,366,553	13.98%	116,842	—	+32,110 +37.9%	Shares	2026-10-16
Small SHEETS SMITH WEALTH MANAGEMENT Registered adviser OUSM	$3,561,412	9.28%	77,540	—	-2,015 -2.5%	Shares	2026-10-16
Small Summit Financial Wealth Advisors, LLC Registered adviser OUSM	$2,524,129	6.58%	54,956	—	+888 +1.6%	Shares	2026-10-15
Small Secure Asset Management, LLC Registered adviser OUSM	$2,456,979	6.40%	53,494	—	+3,645 +7.3%	Shares	2026-10-19
Small Clay Northam Wealth Management, LLC Registered adviser OUSM	$2,286,073	5.96%	49,773	—	+3,505 +7.6%	Shares	2026-10-13
Small Fiduciary Planning LLC Registered adviser OUSM	$1,055,563	2.75%	22,982	—	-1,064 -4.4%	Shares	2026-10-14
Small Beacon Financial Advisory LLC Registered adviser OUSM	$883,050	2.30%	19,226	—	-1,936 -9.1%	Shares	2026-10-16
Small Acorn Wealth Advisors, LLC Registered adviser OUSM	$881,672	2.30%	19,196	—	-57 -0.3%	Shares	2026-10-19
Small Ellsworth Advisors, LLC Registered adviser OUSM	$495,584	1.29%	10,790	—	+2,520 +30.5%	Shares	2026-10-15
Small Cambridge Advisors Inc. Registered adviser OUSM	$447,220	1.17%	9,737	—	0 0.0%	Shares	2026-10-19
Micro THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. OUSM	$319,025	0.83%	6,946	—	-24,712 -78.1%	Shares	2026-10-14
Mid Dynamic Advisor Solutions LLC OUSM	$314,942	0.82%	6,857	—	-1,718 -20.0%	Shares	2026-10-13
Small Triumph Capital Management Registered adviser OUSM	$50,614	0.13%	1,102	—	+5 +0.5%	Shares	2026-10-14
Mid IFP Advisors, Inc Registered adviser OUSM	$46,527	0.12%	1,013	—	0 0.0%	Shares	2026-10-16
Mid CoreCap Advisors, LLC Registered adviser OUSM	$42,209	0.11%	919	—	+855 +1335.9%	Shares	2026-10-08
Mid ARMSTRONG ADVISORY GROUP, INC Registered adviser OUSM	$25,766	0.07%	561	—	0 0.0%	Shares	2026-10-09
Large Farther Finance Advisors, LLC Registered adviser OUSM	$19,658	0.05%	428	—	-175 -29.0%	Shares	2026-10-08
Small Mosley Wealth Management OUSM	$9,645	0.03%	210	—	+1 +0.5%	Shares	2026-10-16
Mid GAMMA Investing LLC Registered adviser OUSM	$734	0.00%	16	—	New	Shares	2026-10-08
Small USA FINANCIAL FORMULAS Registered adviser OUSM	$45	0.00%	1	—	—	Shares	2026-10-16
Mid MISSION WEALTH MANAGEMENT, LP Registered adviser OUSM	—	—	5,393	—	Sold Out	Shares	2026-07-20
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