PNOV · Holdings ETF

$46.07 +0.07 (+0.15%)

Volume · Oct 20 15.1K Avg daily vol (3M) 49.39K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

Quarter:

Holders: 47

Total Value: $52,946,508

Total Shares: 1,160,599

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 47 13F filers · Δ vs Jun 30, 2026

Top Holder

9.6%

−21.7 pts

Top 5

39.2%

−12.5 pts

Top 10

59.4%

−3.3 pts

HHI

465

Broadly held−699

Who Holds PNOV

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 213 filers, like-for-like change -7.3%; actively managed books -7.3%; index-like books 0.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	82.4%	154	-7.5%	9	6
Adviser	0.2%	1	+8.9%	0	0
Bank	1.1%	7	-1.7%	1	2
Broker-dealer	2.3%	1	+2.7%	0	0
Holding company	3.7%	2	+4.2%	0	0
Unknown	10.2%	48	-11.8%	5	4

Style	Share	Filers	Change	New	Exited
Index-like	0.2%	2	0.0%	0	0
Systematic-like	0.2%	1	+93.3%	0	0
Concentrated	14.2%	68	-5.4%	3	5
Diversified active	85.4%	142	-7.7%	12	7
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	77.3%	156	-4.1%	11	7
Medium turnover	19.0%	36	-17.6%	1	2
High turnover	1.6%	5	+9.6%	1	1
Unknown	2.1%	16	-24.2%	2	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.2%	16	-24.3%	2	3
Medium horizon	10.1%	44	-6.2%	2	3
Long horizon	86.8%	145	-7.3%	9	6
Unknown	0.9%	8	+63.1%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	12.7%	90	-9.0%	3	8
$1B to $10B	16.9%	74	-21.7%	5	2
$10B to $100B	33.0%	36	-2.0%	4	0
$100B or more	37.5%	13	-3.3%	3	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	39.5%	145	-14.2%	9	6
Pooled investment vehicles	0.2%	1	+93.3%	0	0
Registered funds and BDCs	10.1%	1	+6.9%	0	0
Pension and profit sharing plans	0.9%	3	-3.9%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	1	-8.3%	0	0
Diversified	31.6%	2	-2.6%	0	0
Other	0.0%	0	—	0	0
Unknown	17.6%	59	-6.2%	6	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.8%	5	+10.7%	1	0
Private equity funds	0.6%	5	-14.2%	2	0
Venture capital funds	0.2%	1	0.0%	0	0
Real estate funds	0.7%	4	-34.1%	0	0
Other private funds	6.6%	11	-6.2%	1	1
Mixed private funds	31.4%	1	-2.6%	0	0
Private funds, type not stated	0.0%	1	0.0%	0	0
No private funds	41.2%	126	-11.0%	5	5
Unknown	17.6%	59	-6.2%	6	6

Location	Share	Filers	Change	New	Exited
United States	100.0%	211	-7.3%	15	11
Outside the US	0.0%	2	-24.6%	0	1

The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F.

Conviction and Crowding

213 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

20.7% of filers hold it in their top 10

Mar 31, 2026: 52

Holders above 5%

median weight 0.037%

Mar 31, 2026: 1

Crowding

—

shares outstanding is an issuer-wide count, not one listing's

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

shares outstanding is an issuer-wide count, not one listing's

Top 10 holders

62.8%

of 13F shares, Herfindahl 0.117

Active holders

-7.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 17.2 quarters

Under 1 year 7.23% 1 to 3 years 13.6% 3 years or more 79.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$36.29

estimated per share

Mar 31, 2026: $36.44

Quarter-end price

$44.35

implied by 13F values

Estimated gain or loss

+22.2%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 81.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of PNOV by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1,619,378 shares.

Fund type	Shares	Funds
Index funds	0	0
Index ETFs	1,619,378	1
Active ETFs	0	0
Active funds	0	0
Unclassified	0	0
All registered funds	1,619,378	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Quarterly Activity

vs Jun 30, 2026

New

Increased

Decreased

Sold Out

Unchanged

New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.

Holder count: -167

Institutional value: -92.8%

Shares held: -93.0%

Top Buyers

vs Jun 30, 2026

Institution	Added	Now Holds
Large Concurrent Investment Advisors, LLC	+40,946	62,468
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	+26,778	95,133
Small Goldstein Advisors, LLC	+2,762	11,633
Small BFI Wealth Solutions, LLC	+2,550	22,556
Mid First Heartland Consultants, Inc.	+361	6,067

Top Sellers

vs Jun 30, 2026

Institution	Sold	Now Holds
Small Buska Wealth Management, LLC	−25,261	46,076
Mid IFP Advisors, Inc	−10,990	35,921
Small GILL CAPITAL PARTNERS, LLC	−6,353	91,107
Mid CoreCap Advisors, LLC	−5,133	111,150
Small CRA Financial Services, LLC	−3,481	94,783

Top New Positions

vs Jun 30, 2026

Institution	Acquired	Value (USD)	Open
Small IFS Advisors, LLC	3,173	$144,752

Top Sold-Out Positions

vs Jun 30, 2026

Institution	Previously Held	Last Value (USD)
Micro Sherry Group, Inc.	85,017	$3,770,503
Small Comprehensive Financial Consultants Institutional, Inc.	76,449	$3,390,513
Mid AlphaStar Capital Management, LLC	8,262	$366,419

Filter: New 1 Increased 8 Reduced 25 Sold out 3 Unchanged 12

Holder type: Registered adviser 32 Bank 1 Unknown 14

Showing 47 of 47

All Common Calls Puts

Compact Export CSV

Holder	Value (USD)	% of 13F	Shares	Own %	Change	Type	Filed
Mid CoreCap Advisors, LLC Registered adviser PNOV	$5,070,663	9.58%	111,150	—	-5,133 -4.4%	Shares	2026-10-08
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC PNOV	$4,339,967	8.20%	95,133	—	+26,778 +39.2%	Shares	2026-10-13
Small CRA Financial Services, LLC Registered adviser PNOV	$4,324,000	8.17%	94,783	—	-3,481 -3.5%	Shares	2026-10-16
Small GILL CAPITAL PARTNERS, LLC PNOV	$4,156,301	7.85%	91,107	—	-6,353 -6.5%	Shares	2026-10-13
Large Concurrent Investment Advisors, LLC Registered adviser PNOV	$2,849,790	5.38%	62,468	—	+40,946 +190.3%	Shares	2026-10-16
Small KFG WEALTH MANAGEMENT, LLC Registered adviser PNOV	$2,835,967	5.36%	62,165	—	-1,594 -2.5%	Shares	2026-10-16
Small Southland Equity Partners LLC PNOV	$2,208,327	4.17%	48,407	—	-27 -0.1%	Shares	2026-10-14
Small Buska Wealth Management, LLC PNOV	$2,101,987	3.97%	46,076	—	-25,261 -35.4%	Shares	2026-10-08
Small Cape Investment Advisory, Inc. Registered adviser PNOV	$1,899,343	3.59%	41,634	—	-66 -0.2%	Shares	2026-10-13
Mid IFP Advisors, Inc Registered adviser PNOV	$1,638,716	3.10%	35,921	—	-10,990 -23.4%	Shares	2026-10-16
Small Patriot Financial Group Insurance Agency, LLC Registered adviser PNOV	$1,587,484	3.00%	34,798	—	-495 -1.4%	Shares	2026-10-14
Small Castle Rock Wealth Management, LLC Registered adviser PNOV	$1,384,110	2.61%	30,340	—	-2,112 -6.5%	Shares	2026-10-09
Small Bison Wealth, LLC Registered adviser PNOV	$1,356,100	2.56%	29,726	—	-22 -0.1%	Shares	2026-10-13
Small James T. Borello RIA Registered adviser PNOV	$1,206,831	2.28%	26,454	—	-881 -3.2%	Shares	2026-10-16
Mid NorthCrest Asset Manangement, LLC PNOV	$1,080,874	2.04%	23,693	—	0 0.0%	Shares	2026-10-13
Large Farther Finance Advisors, LLC Registered adviser PNOV	$1,051,084	1.99%	23,040	—	-2,225 -8.8%	Shares	2026-10-08
Small BFI Wealth Solutions, LLC Registered adviser PNOV	$1,029,004	1.94%	22,556	—	+2,550 +12.7%	Shares	2026-10-16
Mid Fragasso Financial Advisors Inc Registered adviser PNOV	$1,010,665	1.91%	22,154	—	0 0.0%	Shares	2026-10-13
Small Global Strategic Investment Solutions, LLC Registered adviser PNOV	$933,567	1.76%	20,464	—	0 0.0%	Shares	2026-10-16
Mid INDEPENDENT FINANCIAL GROUP, LLC Registered adviser PNOV	$883,020	1.67%	19,356	—	-1,000 -4.9%	Shares	2026-10-13
Mid AdvisorNet Financial, Inc Registered adviser PNOV	$722,712	1.36%	15,842	—	-401 -2.5%	Shares	2026-10-15
Small Pinnacle Wealth Management Group, Inc. PNOV	$641,873	1.21%	14,070	—	-300 -2.1%	Shares	2026-10-15
Mid Forvis Mazars Wealth Advisors, LLC Registered adviser PNOV	$608,662	1.15%	13,342	—	-60 -0.4%	Shares	2026-10-13
Small Lineweaver Wealth Advisors, LLC Registered adviser PNOV	$552,868	1.04%	12,119	—	0 0.0%	Shares	2026-10-13
Small Goldstein Advisors, LLC Registered adviser PNOV	$530,697	1.00%	11,633	—	+2,762 +31.1%	Shares	2026-10-15
Micro TopTier Wealth Management, LLC PNOV	$514,274	0.97%	11,273	—	-1,282 -10.2%	Shares	2026-10-16
Small FIDUCIARY FINANCIAL GROUP, LLC PNOV	$492,650	0.93%	10,799	—	0 0.0%	Shares	2026-10-13
Mid Dynamic Advisor Solutions LLC PNOV	$479,329	0.91%	10,507	—	-1,455 -12.2%	Shares	2026-10-13
Small Crown Wealth Group, LLC Registered adviser PNOV	$456,656	0.86%	10,010	—	-25 -0.2%	Shares	2026-10-19
Small Weaver Capital Management LLC Registered adviser PNOV	$424,174	0.80%	9,298	—	-1,197 -11.4%	Shares	2026-10-15
Mid Focus Financial Network, Inc. PNOV	$421,574	0.80%	9,241	—	-408 -4.2%	Shares	2026-10-14
Small Capital Square, LLC Registered adviser PNOV	$390,872	0.74%	8,568	—	0 0.0%	Shares	2026-10-19
Small Pacific Park Financial, Inc. Registered adviser PNOV	$382,432	0.72%	8,383	—	0 0.0%	Shares	2026-10-13
Small Blue Sky Capital Consultants Group, Inc. PNOV	$381,885	0.72%	8,371	—	-74 -0.9%	Shares	2026-10-13
Mid Fiduciary Alliance LLC PNOV	$358,664	0.68%	7,862	—	0 0.0%	Shares	2026-10-13
Mid Retirement Planning Group, LLC Registered adviser PNOV	$347,350	0.66%	7,614	—	+71 +0.9%	Shares	2026-10-19
Small Weaver Consulting Group PNOV	$329,422	0.62%	7,221	—	+309 +4.5%	Shares	2026-10-07
Mid Galvin, Gaustad & Stein, LLC Registered adviser PNOV	$302,597	0.57%	6,633	—	-43 -0.6%	Shares	2026-10-08
Small CITY HOLDING CO Bank PNOV	$284,896	0.54%	6,245	—	-880 -12.4%	Shares	2026-10-19
Mid First Heartland Consultants, Inc. Registered adviser PNOV	$276,776	0.52%	6,067	—	+361 +6.3%	Shares	2026-10-08
Small Seven Hills Financial, LLC PNOV	$249,450	0.47%	5,468	—	—	Shares	2026-10-13
Mid Krilogy Financial LLC Registered adviser PNOV	$228,100	0.43%	5,000	—	0 0.0%	Shares	2026-10-13
Micro Lotus Asset Management LLC Registered adviser PNOV	$207,160	0.39%	4,541	—	0 0.0%	Shares	2026-10-14
Small BigSur Wealth Management LLC Registered adviser PNOV	$194,979	0.37%	4,274	—	+214 +5.3%	Shares	2026-10-13
Small IFS Advisors, LLC Registered adviser PNOV	$144,752	0.27%	3,173	—	New	Shares	2026-10-14
Small PHILLIPS FINANCIAL MANAGEMENT, LLC Registered adviser PNOV	$55,656	0.11%	1,220	—	0 0.0%	Shares	2026-10-19
Small Global Trust Asset Management, LLC Registered adviser PNOV	$18,248	0.03%	400	—	0 0.0%	Shares	2026-10-19
Micro Sherry Group, Inc. PNOV	$3,770,503	7.12%	85,017	—	Sold Out	Shares	2026-07-16
Small Comprehensive Financial Consultants Institutional, Inc. Registered adviser PNOV	$3,390,513	6.40%	76,449	—	Sold Out	Shares	2026-07-15
Mid AlphaStar Capital Management, LLC Registered adviser PNOV	$366,419	0.69%	8,262	—	Sold Out	Shares	2026-07-30
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